DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Linden Advisors LP
Latest filing Mar 17, 2026
First filing on the tape Mar 29, 2012 · 21 filings
SEC status approved since Jan 26, 2006
RAUM
$39B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
25 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$39B as of Mar 17, 2026
Mar 29, 2012$3.9B then
HNW client RAUM$0 as of Mar 17, 2026
Mar 28, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 29, 20120 then
Employees (5.A)48 as of Mar 17, 2026
Apr 1, 201331 then
Private funds2 as of Mar 17, 2026
Mar 29, 20121 then
RAUM +42% over the last fiscal year+37% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $7.8BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +42%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $37B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$39B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $37B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Linden Capital L.P. | Hedge Fund | $18B | 785 | Mar 29, 2012 |
| Pch Manager Fund, Spc. - Segregated Portfolio 214 | Hedge Fund | $679M | 10 | Oct 28, 2019 |
| Linden Focused Metric Fund Ltd.no longer reported | Hedge Fund | $0 | 0 | Feb 26, 2016 |
Owners and control persons
Schedule A and B, latest filing
- Saul Ahn · Chief Compliance Officercontrolsince 06/2016 · owns less than 5%
- Thomas James Delaney · Chief Operating Officercontrolsince 09/2008 · owns less than 5%
- Paul Vincent Leva · Chief Financial Officercontrolsince 06/2016 · owns less than 5%
- (Joe) Siu Min Wong · Chief Executive Officer, Limited Partnercontrolsince 05/2003 · owns 75% or more
- (Joe) Siu Min Wong · Managing Membercontrolsince 06/2004 · owns 75% or more of Linden Hld LLC
Entity owners
- Linden Hld LLC · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Linden Advisors (Hk) Limitedinvestment advisern
- Linden Gp LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Woodcliff Lake, NJ
What changed
consecutive filings, newest first
- Advisory employees · 24 to 25Mar 21, 2025 to Mar 17, 2026
- Assets in custody · $26B to $37BMar 21, 2025 to Mar 17, 2026
- Employees · 46 to 48Mar 21, 2025 to Mar 17, 2026
- Other offices · 1 to 0Mar 21, 2025 to Mar 17, 2026
- Discretionary RAUM · $27B to $39BMar 21, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $27B to $39BMar 21, 2025 to Mar 17, 2026
- RAUM · $27B to $39BMar 21, 2025 to Mar 17, 2026
- Assets in custody · $18B to $26BSep 3, 2024 to Mar 21, 2025
- Financial planning clients · unset to Sep 3, 2024 to Mar 21, 2025
- Discretionary RAUM · $19B to $27BSep 3, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $19B to $27BSep 3, 2024 to Mar 21, 2025
- RAUM · $19B to $27BSep 3, 2024 to Mar 21, 2025
- Advisory employees · 22 to 24Mar 20, 2023 to Mar 14, 2024
- Assets in custody · $14B to $18BMar 20, 2023 to Mar 14, 2024
- Employees · 43 to 46Mar 20, 2023 to Mar 14, 2024
- Discretionary RAUM · $15B to $19BMar 20, 2023 to Mar 14, 2024
- Pooled vehicle RAUM · $15B to $19BMar 20, 2023 to Mar 14, 2024
- RAUM · $15B to $19BMar 20, 2023 to Mar 14, 2024
- Pooled vehicle clients · 6 to 5Oct 14, 2022 to Mar 20, 2023
- Assets in custody · $24B to $14BOct 14, 2022 to Mar 20, 2023
- Employees · 42 to 43Oct 14, 2022 to Mar 20, 2023
- Discretionary RAUM · $26B to $15BOct 14, 2022 to Mar 20, 2023
- Pooled vehicle RAUM · $26B to $15BOct 14, 2022 to Mar 20, 2023
- RAUM · $26B to $15BOct 14, 2022 to Mar 20, 2023
- Accounts · 6 to 5Mar 25, 2021 to Mar 23, 2022
- Advisory employees · 20 to 22Mar 25, 2021 to Mar 23, 2022
- Assets in custody · $25B to $24BMar 25, 2021 to Mar 23, 2022
- Discretionary RAUM · $26B to $26BMar 25, 2021 to Mar 23, 2022
- Pooled vehicle RAUM · $26B to $26BMar 25, 2021 to Mar 23, 2022
- RAUM · $26B to $26BMar 25, 2021 to Mar 23, 2022
- Assets in custody · $14B to $25BMay 1, 2020 to Mar 25, 2021
- Employees · 37 to 42May 1, 2020 to Mar 25, 2021
- Discretionary RAUM · $14B to $26BMay 1, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $14B to $26BMay 1, 2020 to Mar 25, 2021
- RAUM · $14B to $26BMay 1, 2020 to Mar 25, 2021
- Accounts · 4 to 6Oct 28, 2019 to Mar 17, 2020
- Advisory employees · 19 to 20Oct 28, 2019 to Mar 17, 2020
- Pooled vehicle clients · 4 to 6Oct 28, 2019 to Mar 17, 2020
- Assets in custody · $8.5B to $14BOct 28, 2019 to Mar 17, 2020
- Employees · 32 to 37Oct 28, 2019 to Mar 17, 2020
Signals
6 dated events
- Linden Advisors Lp reported RAUM $38.8B, up 42% from $27.3B (2025-03-21 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- Linden Advisors Lp reported RAUM $27.3B, up 45% from $18.8B (2024-09-03 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- Linden Advisors Lp reported RAUM $15.1B, down 42% from $26.0B (2022-10-14 to 2023-03-20)Mar 20, 2023 · RAUM change · derived
- Linden Advisors Lp reported RAUM $26.2B, up 82% from $14.4B (2020-05-01 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Linden Advisors Lp reported RAUM $14.4B, up 60% from $9.0B (2019-10-28 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- Linden Advisors Lp reported RAUM $8.0B, up 69% from $4.7B (2017-12-18 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- LINDENLP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 646-840-3500reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026