DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

V•••••• M••••••••• L••

Asset manager (funds and pooled vehicles)Los Angeles, CaliforniaCRD 135434SEC 801-65229websiteIAPD
Latest filing Feb 23, 2026
First filing on the tape Mar 27, 2012 · 17 filings
SEC status approved since Jan 20, 2006
RAUM
$209M
reported, Item 5.F
Discretionary
47%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$209M as of Feb 23, 2026
Mar 27, 2012$383M then
HNW client RAUM$104M as of Mar 9, 2020
Mar 7, 2018$92.6M then
State-registered IARs (5.B.3)0 as of Feb 23, 2026
Mar 14, 20130 then
Employees (5.A)3 as of Feb 23, 2026
Mar 14, 201314 then
Private funds4 as of Feb 23, 2026
Mar 27, 201215 then
RAUM +20% over the last fiscal year-7.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 23, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$29.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
47%derivedof RAUM
Institutional
12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$57.4M, 4 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$99.0M47%
  • Other investment advisers$83.7M40%
  • Charitable organizations$25.8M12%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$57.4M for 4 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.88 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      20 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      I• H•••• F••• S•••••• L••• S••••• B••••••• I••••••••Hedge Fund$30.1M11Mar 7, 2018
      V•••••• G••••• F••• L••no longer reportedHedge Fund$18.6M16Mar 27, 2012
      V•••••• I••••••••• F••• L•no longer reportedHedge Fund$15.4M20Mar 27, 2012
      V•••••• P••••••• O••••••• L••no longer reportedHedge Fund$15.2M20Mar 27, 2012
      I• H•••• F••• S•••••• L• S••••• A••• I••••••••no longer reportedHedge Fund$13.9M6Mar 4, 2022
      V•••••• G••••• S••••• F••• L••no longer reportedHedge Fund$13.0M10Mar 27, 2012
      V•••••• G••••• A••••••• R••••• F••• L••no longer reportedHedge Fund$9.8M9Mar 27, 2012
      I• H•••• T•••• G••••• 1• I••••••••Hedge Fund$7.7M17Feb 17, 2023
      V•••••• S••••••••• L•Hedge Fund$6.9M20Mar 27, 2012
      V•••••• G••••• S••••• F••• L•no longer reportedHedge Fund$6.3M11Mar 27, 2012
      V•••••• G••••• M••••• F••• L•no longer reportedHedge Fund$5.0M3Mar 27, 2012
      V•••••• P••••••• L•Hedge Fund$4.3M20Mar 27, 2012
      V•••••• A•••••••• M••••• F••• L••no longer reportedHedge Fund$689,9243Mar 27, 2012
      V•••••• A•••••••• U••• T••••no longer reportedHedge Fund$423,9554Mar 27, 2012
      V•••••• A•••••••• U••• T•••• Y••no longer reportedHedge Fund$252,6703Mar 27, 2012
      V•••••• G••••• A••••••• R••••• L••no longer reportedOther Private Fund$215,99614Mar 7, 2014
      V•••••• A•••••••• S••• L••no longer reportedOther Private Fund$148,53037Mar 7, 2014
      V•••••• G••••• A••••••• R••••• I•••••••• F••• L•no longer reportedHedge Fund$113,5881Mar 27, 2012
      C••••••••• G••••• F••• L•no longer reportedHedge Fund$111,1771Mar 27, 2012
      V•••••• A•••••••• L••no longer reportedHedge Fund$13,2990Mar 27, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • O•••• G•••••• J••• · Chief Financial Officer, Chief Compliance Officercontrol
        since 11/2004 · owns 10% to 25%
      • P••••••• L•••• S• · Managing Membercontrol
        since 04/1997 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $51.4M to $57.4M
        Feb 19, 2025 to Feb 23, 2026
      • Discretionary RAUM · $91.0M to $99.0M
        Feb 19, 2025 to Feb 23, 2026
      • Non-discretionary RAUM · $83.3M to $110M
        Feb 19, 2025 to Feb 23, 2026
      • Pooled vehicle RAUM · $91.0M to $99.0M
        Feb 19, 2025 to Feb 23, 2026
      • RAUM · $174M to $209M
        Feb 19, 2025 to Feb 23, 2026
      • Assets in custody · $49.0M to $51.4M
        Mar 5, 2024 to Feb 19, 2025
      • Financial planning clients · unset to
        Mar 5, 2024 to Feb 19, 2025
      • Discretionary RAUM · $65.8M to $91.0M
        Mar 5, 2024 to Feb 19, 2025
      • Non-discretionary RAUM · $93.2M to $83.3M
        Mar 5, 2024 to Feb 19, 2025
      • Pooled vehicle RAUM · $93.2M to $91.0M
        Mar 5, 2024 to Feb 19, 2025
      • RAUM · $159M to $174M
        Mar 5, 2024 to Feb 19, 2025
      • Accounts · 9 to 7
        Feb 17, 2023 to Mar 5, 2024
      • Advisory employees · 3 to 1
        Feb 17, 2023 to Mar 5, 2024
      • Corporate clients · 1.0 to unset
        Feb 17, 2023 to Mar 5, 2024
      • Pooled vehicle clients · 6 to 5
        Feb 17, 2023 to Mar 5, 2024
      • Assets in custody · $121M to $49.0M
        Feb 17, 2023 to Mar 5, 2024
      • Employees · 6 to 3
        Feb 17, 2023 to Mar 5, 2024
      • Discretionary RAUM · $199M to $65.8M
        Feb 17, 2023 to Mar 5, 2024
      • Non-discretionary RAUM · $66.3M to $93.2M
        Feb 17, 2023 to Mar 5, 2024
      • Pooled vehicle RAUM · $190M to $93.2M
        Feb 17, 2023 to Mar 5, 2024
      • RAUM · $265M to $159M
        Feb 17, 2023 to Mar 5, 2024
      • Discretionary RAUM · $299M to $199M
        Mar 4, 2022 to Feb 17, 2023
      • Non-discretionary RAUM · $80.8M to $66.3M
        Mar 4, 2022 to Feb 17, 2023
      • Pooled vehicle RAUM · $262M to $190M
        Mar 4, 2022 to Feb 17, 2023
      • RAUM · $379M to $265M
        Mar 4, 2022 to Feb 17, 2023
      • Accounts · 8 to 9
        Mar 8, 2021 to Mar 4, 2022
      • Charity clients · unset to 1.0
        Mar 8, 2021 to Mar 4, 2022
      • Corporate clients · unset to 1.0
        Mar 8, 2021 to Mar 4, 2022
      • Pooled vehicle clients · 5 to 6
        Mar 8, 2021 to Mar 4, 2022
      • Assets in custody · $123M to $121M
        Mar 8, 2021 to Mar 4, 2022
      • Private funds · 3 to 4
        Mar 8, 2021 to Mar 4, 2022
      • Discretionary RAUM · $299M to $299M
        Mar 8, 2021 to Mar 4, 2022
      • Non-discretionary RAUM · $50.0M to $80.8M
        Mar 8, 2021 to Mar 4, 2022
      • Pooled vehicle RAUM · $258M to $262M
        Mar 8, 2021 to Mar 4, 2022
      • RAUM · $349M to $379M
        Mar 8, 2021 to Mar 4, 2022
      • Assets in custody · $112M to $123M
        Nov 5, 2020 to Mar 8, 2021
      • Discretionary RAUM · $250M to $299M
        Nov 5, 2020 to Mar 8, 2021
      • Non-discretionary RAUM · $46.6M to $50.0M
        Nov 5, 2020 to Mar 8, 2021
      • Pooled vehicle RAUM · $216M to $258M
        Nov 5, 2020 to Mar 8, 2021
      • RAUM · $296M to $349M
        Nov 5, 2020 to Mar 8, 2021
      Signals
      8 dated events
      • V•••••• M••••••••• L•• reported RAUM $159.0M, down 40% from $265.1M (2023-02-17 to 2024-03-05)
        Mar 5, 2024 · RAUM change · derived
      • W C••••topher Knight (Managing Member) no longer on Schedule A of V•••••• M••••••••• L•• (listed 2023-02-17, absent 2024-03-05)
        Mar 5, 2024 · Control person left · inference
      • C•••• A••••• (Portfolio Manager) no longer on Schedule A of V•••••• M••••••••• L•• (listed 2023-02-17, absent 2024-03-05)
        Mar 5, 2024 · Control person left · inference
      • V•••••• M••••••••• L•• reported RAUM $265.1M, down 30% from $379.4M (2022-03-04 to 2023-02-17)
        Feb 17, 2023 · RAUM change · derived
      • C•••• A••••• (Portfolio Manager) appeared on Schedule A of V•••••• M••••••••• L••
        Mar 4, 2022 · Control person joined · fact
      • Elliott William Huger (Principal) no longer on Schedule A of V•••••• M••••••••• L•• (listed 2018-03-07, absent 2019-02-26)
        Feb 26, 2019 · Control person left · inference
      • Francis Craig Magher (Principal) no longer on Schedule A of V•••••• M••••••••• L•• (listed 2018-03-07, absent 2019-02-26)
        Feb 26, 2019 · Control person left · inference
      • V•••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Mar 27, 2012 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      V••••••MGT.COMreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      424-652-7070reportedpublic record, Form ADV, Feb 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026