DFX Intelligence
RIA Intelligence
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Former SEC-registered adviser
S•••••• C•••••• M••••••••• L••
Latest filing Mar 19, 2025
First filing on the tape Feb 9, 2012 · 17 filings
SEC status approved since Mar 6, 2012
RAUM
$236M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$236M as of Mar 19, 2025
Mar 6, 2013$542M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2025
Mar 6, 20130 then
Employees (5.A)6 as of Mar 19, 2025
Mar 6, 201310 then
Private funds3 as of Mar 19, 2025
Mar 6, 20132 then
RAUM -14% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $78.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$236M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• C•••••• P••••••• L• | Hedge Fund | $240M | 65 | Feb 9, 2012 |
| S•••••• C•••••• Q•••••••• P•••••••• L••• | Hedge Fund | $17.0M | 6 | Feb 9, 2012 |
| S•••••• S•••••• O••••••••• I• L• | Hedge Fund | $6.6M | 14 | Mar 25, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K•••• B••••••• R••••• · Managercontrolsince 01/1999 · owns less than 5%
- S•••••• A••••••••• M••••• · Managercontrolsince 01/1999 · owns less than 5%
- D••••••• D••••••• P••• · Trusteecontrolsince 02/2001 · owns F of D•••••• T•••• 2••••••
- D••••••• K•••••••• A••• · Trusteecontrolsince 02/2001 · owns F of D•••••• T•••• 2••••••
- K•••• B••••••• R••••• · Managercontrolsince 01/2006 · owns F of S••••• K••• F••••• I••••••••• L••
- K•••• B••••••• R••••• · Trusteecontrolsince 06/1997 · owns F of K••• F••••• T•••• U•••• 6•••••
- K•••• M••••••• J• · Trusteecontrolsince 06/1997 · owns F of K••• F••••• T•••• U•••• 6•••••
- S•••••• A••••••••• M••••• · Trusteecontrolsince 10/1993 · owns F of S••••• F••••• T•••• U•••• 1••••••
- S•••••• A••••••••• M••••• · Managercontrolsince 01/2006 · owns F of S••••• K••• F••••• I••••••••• L••
- S•••••• C••••••••• N•••• · Trusteecontrolsince 10/1993 · owns F of S••••• F••••• T•••• U•••• 1••••••
- B••••• K•••• · Membersince 01/2015 · owns 5% to 10%
- D••••••• D••••••• P••• · Ccosince 05/2005 · owns 10% to 25%
- S••••• E•••••• K•••••••• · Cfosince 01/2016 · owns less than 5%
- W••••••• J•••• L•• · Membersince 09/2000 · owns 5% to 10%
Entity owners
- S••••• K••• F••••• I••••••••• L•• · Memberdirect · owns 50% to 75%
- K••• F••••• T•••• U•••• 6••••• · Memberindirect · owns 50% to 75% of S••••• K••• F••••• I••••••••• L••
- S••••• F••••• T•••• U•••• 1•••••• · Memberindirect · owns 50% to 75% of S••••• K••• F••••• I••••••••• L••
- D•••••• T•••• 2•••••• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- S•••••• C•••••• M••••••••• G•• L•pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Oxford, United Kingdom2 employees
- Palm Beach, FL1 employees
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5May 7, 2024 to Mar 19, 2025
- Employees · 7 to 6May 7, 2024 to Mar 19, 2025
- Financial planning clients · unset to May 7, 2024 to Mar 19, 2025
- Discretionary RAUM · $275M to $236MMay 7, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $275M to $236MMay 7, 2024 to Mar 19, 2025
- RAUM · $275M to $236MMay 7, 2024 to Mar 19, 2025
- Related adviser · false to trueMay 7, 2024 to Mar 19, 2025
- Accounts · 2 to 3Mar 23, 2023 to Mar 25, 2024
- Advisory employees · 7 to 4Mar 23, 2023 to Mar 25, 2024
- Pooled vehicle clients · 2 to 3Mar 23, 2023 to Mar 25, 2024
- Employees · 11 to 7Mar 23, 2023 to Mar 25, 2024
- Private funds · 2 to 3Mar 23, 2023 to Mar 25, 2024
- Discretionary RAUM · $324M to $275MMar 23, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $324M to $275MMar 23, 2023 to Mar 25, 2024
- RAUM · $324M to $275MMar 23, 2023 to Mar 25, 2024
- Advisory employees · 9 to 7Mar 25, 2022 to Mar 23, 2023
- Employees · 12 to 11Mar 25, 2022 to Mar 23, 2023
- Other offices · 3 to 2Mar 25, 2022 to Mar 23, 2023
- Discretionary RAUM · $442M to $324MMar 25, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $442M to $324MMar 25, 2022 to Mar 23, 2023
- RAUM · $442M to $324MMar 25, 2022 to Mar 23, 2023
- Advisory employees · 8 to 9Mar 29, 2021 to Mar 25, 2022
- Employees · 11 to 12Mar 29, 2021 to Mar 25, 2022
- Discretionary RAUM · $489M to $442MMar 29, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $489M to $442MMar 29, 2021 to Mar 25, 2022
- RAUM · $489M to $442MMar 29, 2021 to Mar 25, 2022
- Advisory employees · 9 to 8Mar 27, 2020 to Mar 29, 2021
- Employees · 12 to 11Mar 27, 2020 to Mar 29, 2021
- Other offices · 1 to 3Mar 27, 2020 to Mar 29, 2021
- Discretionary RAUM · $409M to $489MMar 27, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $409M to $489MMar 27, 2020 to Mar 29, 2021
- RAUM · $409M to $489MMar 27, 2020 to Mar 29, 2021
- Advisory employees · 8 to 9Mar 19, 2019 to Mar 27, 2020
- Employees · 10 to 12Mar 19, 2019 to Mar 27, 2020
- Discretionary RAUM · $439M to $409MMar 19, 2019 to Mar 27, 2020
- Pooled vehicle RAUM · $439M to $409MMar 19, 2019 to Mar 27, 2020
- RAUM · $439M to $409MMar 19, 2019 to Mar 27, 2020
- Advisory employees · 9 to 8Mar 30, 2018 to Mar 19, 2019
- Employees · 12 to 10Mar 30, 2018 to Mar 19, 2019
- Discretionary RAUM · $490M to $439MMar 30, 2018 to Mar 19, 2019
Signals
4 dated events
- S•••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $235.5M)Apr 1, 2026 · Left the SEC roster · derived
- Jo Melissa Kent (Trustee) appeared on Schedule A of S•••••• C•••••• M••••••••• L••May 7, 2024 · Control person joined · fact
- Noyer Christine Seaver (Trustee) appeared on Schedule A of S•••••• C•••••• M••••••••• L••May 7, 2024 · Control person joined · fact
- S•••••• C•••••• M••••••••• L•• reported RAUM $323.8M, down 27% from $441.8M (2022-03-25 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- S••••••CAPITALLP.COMreportedpublic record, Form ADV, Sep 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026