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Former SEC-registered adviser

S•••••• C•••••• M••••••••• L••

Former SEC-registered adviserNew Canaan, ConnecticutCRD 135520SEC 801-73242websiteIAPD
Latest filing Mar 19, 2025
First filing on the tape Feb 9, 2012 · 17 filings
SEC status approved since Mar 6, 2012
RAUM
$236M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$236M as of Mar 19, 2025
Mar 6, 2013$542M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2025
Mar 6, 20130 then
Employees (5.A)6 as of Mar 19, 2025
Mar 6, 201310 then
Private funds3 as of Mar 19, 2025
Mar 6, 20132 then
RAUM -14% over the last fiscal year-19% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$78.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-14%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$236M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      3 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • K•••• B••••••• R••••• · Managercontrol
        since 01/1999 · owns less than 5%
      • S•••••• A••••••••• M••••• · Managercontrol
        since 01/1999 · owns less than 5%
      • D••••••• D••••••• P••• · Trusteecontrol
        since 02/2001 · owns F of D•••••• T•••• 2••••••
      • D••••••• K•••••••• A••• · Trusteecontrol
        since 02/2001 · owns F of D•••••• T•••• 2••••••
      • K•••• B••••••• R••••• · Managercontrol
        since 01/2006 · owns F of S••••• K••• F••••• I••••••••• L••
      • K•••• B••••••• R••••• · Trusteecontrol
        since 06/1997 · owns F of K••• F••••• T•••• U•••• 6•••••
      • K•••• M••••••• J• · Trusteecontrol
        since 06/1997 · owns F of K••• F••••• T•••• U•••• 6•••••
      • S•••••• A••••••••• M••••• · Trusteecontrol
        since 10/1993 · owns F of S••••• F••••• T•••• U•••• 1••••••
      • S•••••• A••••••••• M••••• · Managercontrol
        since 01/2006 · owns F of S••••• K••• F••••• I••••••••• L••
      • S•••••• C••••••••• N•••• · Trusteecontrol
        since 10/1993 · owns F of S••••• F••••• T•••• U•••• 1••••••
      • B••••• K•••• · Member
        since 01/2015 · owns 5% to 10%
      • D••••••• D••••••• P••• · Cco
        since 05/2005 · owns 10% to 25%
      • S••••• E•••••• K•••••••• · Cfo
        since 01/2016 · owns less than 5%
      • W••••••• J•••• L•• · Member
        since 09/2000 · owns 5% to 10%
      Entity owners
      • S••••• K••• F••••• I••••••••• L•• · Member
        direct · owns 50% to 75%
      • K••• F••••• T•••• U•••• 6••••• · Member
        indirect · owns 50% to 75% of S••••• K••• F••••• I••••••••• L••
      • S••••• F••••• T•••• U•••• 1•••••• · Member
        indirect · owns 50% to 75% of S••••• K••• F••••• I••••••••• L••
      • D•••••• T•••• 2•••••• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • S•••••• C•••••• M••••••••• G•• L•
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      • Oxford, United Kingdom2 employees
      • Palm Beach, FL1 employees
      What changed
      consecutive filings, newest first
      • Advisory employees · 4 to 5
        May 7, 2024 to Mar 19, 2025
      • Employees · 7 to 6
        May 7, 2024 to Mar 19, 2025
      • Financial planning clients · unset to
        May 7, 2024 to Mar 19, 2025
      • Discretionary RAUM · $275M to $236M
        May 7, 2024 to Mar 19, 2025
      • Pooled vehicle RAUM · $275M to $236M
        May 7, 2024 to Mar 19, 2025
      • RAUM · $275M to $236M
        May 7, 2024 to Mar 19, 2025
      • Related adviser · false to true
        May 7, 2024 to Mar 19, 2025
      • Accounts · 2 to 3
        Mar 23, 2023 to Mar 25, 2024
      • Advisory employees · 7 to 4
        Mar 23, 2023 to Mar 25, 2024
      • Pooled vehicle clients · 2 to 3
        Mar 23, 2023 to Mar 25, 2024
      • Employees · 11 to 7
        Mar 23, 2023 to Mar 25, 2024
      • Private funds · 2 to 3
        Mar 23, 2023 to Mar 25, 2024
      • Discretionary RAUM · $324M to $275M
        Mar 23, 2023 to Mar 25, 2024
      • Pooled vehicle RAUM · $324M to $275M
        Mar 23, 2023 to Mar 25, 2024
      • RAUM · $324M to $275M
        Mar 23, 2023 to Mar 25, 2024
      • Advisory employees · 9 to 7
        Mar 25, 2022 to Mar 23, 2023
      • Employees · 12 to 11
        Mar 25, 2022 to Mar 23, 2023
      • Other offices · 3 to 2
        Mar 25, 2022 to Mar 23, 2023
      • Discretionary RAUM · $442M to $324M
        Mar 25, 2022 to Mar 23, 2023
      • Pooled vehicle RAUM · $442M to $324M
        Mar 25, 2022 to Mar 23, 2023
      • RAUM · $442M to $324M
        Mar 25, 2022 to Mar 23, 2023
      • Advisory employees · 8 to 9
        Mar 29, 2021 to Mar 25, 2022
      • Employees · 11 to 12
        Mar 29, 2021 to Mar 25, 2022
      • Discretionary RAUM · $489M to $442M
        Mar 29, 2021 to Mar 25, 2022
      • Pooled vehicle RAUM · $489M to $442M
        Mar 29, 2021 to Mar 25, 2022
      • RAUM · $489M to $442M
        Mar 29, 2021 to Mar 25, 2022
      • Advisory employees · 9 to 8
        Mar 27, 2020 to Mar 29, 2021
      • Employees · 12 to 11
        Mar 27, 2020 to Mar 29, 2021
      • Other offices · 1 to 3
        Mar 27, 2020 to Mar 29, 2021
      • Discretionary RAUM · $409M to $489M
        Mar 27, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $409M to $489M
        Mar 27, 2020 to Mar 29, 2021
      • RAUM · $409M to $489M
        Mar 27, 2020 to Mar 29, 2021
      • Advisory employees · 8 to 9
        Mar 19, 2019 to Mar 27, 2020
      • Employees · 10 to 12
        Mar 19, 2019 to Mar 27, 2020
      • Discretionary RAUM · $439M to $409M
        Mar 19, 2019 to Mar 27, 2020
      • Pooled vehicle RAUM · $439M to $409M
        Mar 19, 2019 to Mar 27, 2020
      • RAUM · $439M to $409M
        Mar 19, 2019 to Mar 27, 2020
      • Advisory employees · 9 to 8
        Mar 30, 2018 to Mar 19, 2019
      • Employees · 12 to 10
        Mar 30, 2018 to Mar 19, 2019
      • Discretionary RAUM · $490M to $439M
        Mar 30, 2018 to Mar 19, 2019
      Signals
      4 dated events
      • S•••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-03-02, RAUM $235.5M)
        Apr 1, 2026 · Left the SEC roster · derived
      • Jo Melissa Kent (Trustee) appeared on Schedule A of S•••••• C•••••• M••••••••• L••
        May 7, 2024 · Control person joined · fact
      • Noyer Christine Seaver (Trustee) appeared on Schedule A of S•••••• C•••••• M••••••••• L••
        May 7, 2024 · Control person joined · fact
      • S•••••• C•••••• M••••••••• L•• reported RAUM $323.8M, down 27% from $441.8M (2022-03-25 to 2023-03-23)
        Mar 23, 2023 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      S••••••CAPITALLP.COMreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026