DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

T•••• A•••••••• L••

Asset manager (funds and pooled vehicles)Stamford, ConnecticutCRD 135805SEC 801-65606websiteIAPD
Latest filing Jul 15, 2026
First filing on the tape Mar 29, 2012 · 49 filings
SEC status approved since Jan 26, 2006
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
20
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$1.5B as of Jul 15, 2026
Mar 29, 2012$3.2B then
HNW client RAUM$0 as of Jul 15, 2026
Mar 29, 2018$79.5M then
State-registered IARs (5.B.3)0 as of Jul 15, 2026
Mar 27, 20130 then
Employees (5.A)25 as of Jul 15, 2026
Mar 27, 201341 then
Private funds20 as of Jul 15, 2026
Mar 29, 201217 then
RAUM +1.3% over the last fiscal year-8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 15, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$41.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
5.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+1.3%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody
$1.1B, 18 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.5B95%
  • Insurance companies$78.2M5.1%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
37reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$1.1B for 18 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.0 fund_share=0.95 institutional_share=0.05 related_bd=false related_bank=true bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      64 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R•••• F•••• L•••no longer reportedHedge Fund$593M3Mar 31, 2017
      T•••• M•••••• F•••• L•••Hedge Fund$408M87Mar 29, 2012
      T•••• L••••• F••• I• L••• S••••• B•Hedge Fund$224M23Mar 29, 2012
      T•••• S••••• I•••Hedge Fund$202M212Mar 31, 2017
      T•••• S••••••• F•••• L•••no longer reportedHedge Fund$198M20Mar 22, 2016
      A•• C••••• F•••no longer reportedHedge Fund$185M1Mar 29, 2012
      T•••• L••••• C••••• • D••••••••• L•Private Equity Fund$185M3Mar 29, 2020
      T•••• M•••••• I••••••••• F•••• L•••no longer reportedHedge Fund$164M235Mar 29, 2012
      T•••••• T••••• L•••no longer reportedHedge Fund$141M2Mar 29, 2012
      T•••• G••••• E••••• O••••••• F•••• L•••no longer reportedHedge Fund$138M74Mar 29, 2012
      T•••• S••••••••• C•••••• L•••no longer reportedHedge Fund$131M18Mar 31, 2017
      T•••• X• L•Hedge Fund$101M14Apr 21, 2023
      T•••• S••••••• M••••• F•••• L•••Hedge Fund$87.3M0Mar 28, 2019
      T•••• F••••••• D••••••••• P••• I•• L•Private Equity Fund$86.4M19Mar 28, 2024
      T•••• T••••••• L•Hedge Fund$83.7M11Mar 25, 2022
      A••••••••• I••••••••• L•••Hedge Fund$76.1M28Mar 30, 2012
      T•••• M•• L•••Hedge Fund$74.5M21Mar 28, 2019
      T•••• T•••••• F•••• L•••no longer reportedHedge Fund$74.1M29Mar 29, 2012
      T•••• L••••• S••••••••• F•••• L•••Hedge Fund$72.5M20Mar 29, 2018
      T•••• H•••••• L•Hedge Fund$64.3M10Mar 29, 2021
      S••••no longer reportedHedge Fund$63.0M1Mar 27, 2013
      A••••••••• I••••••••• I••••••••• M••••• F••• L•••Hedge Fund$60.5M12Mar 30, 2012
      T•••• F••• I• S•• • T•••• B•••••• D••••••••• F••• S•Hedge Fund$40.2M34Mar 30, 2023
      T•••• E•••••• F••• L•Hedge Fund$34.6M5Mar 29, 2021
      A••••••••• I••••••••• O••••••••• L•••Hedge Fund$34.1M16Mar 31, 2014
      T•••• R•••• L•••Hedge Fund$28.8M1Mar 29, 2021
      A••••••••• I••••••••• S••••••••• L•••Hedge Fund$28.5M7Mar 29, 2016
      T•••• E••••••• M••••••• F••• • L•••• C•••• F•Hedge Fund$28.4M2Mar 28, 2019
      T•••• E••••••• M••••••• F••• • L•••• C•••• N•Hedge Fund$26.9M11Mar 29, 2012
      T•••• H•••••• L•••Hedge Fund$24.0M3Mar 28, 2019
      T•••• E••••• L••• S•••• S•••••••• O••••••• F•••• L•••no longer reportedHedge Fund$19.5M1Mar 29, 2012
      T•••• L• F••• L•Private Equity Fund$17.5M7Mar 30, 2023
      T•••• L••••• L• F••• L•Private Equity Fund$14.3M12Mar 30, 2023
      T•••• P••••••• O••••••••• F••• L•no longer reportedHedge Fund$13.9M0Mar 29, 2021
      R•••• F•••• L•••Hedge Fund$11.9M6Mar 31, 2017
      T•••• L••••• O••••••• F•••• L•••no longer reportedHedge Fund$9.5M1Mar 29, 2012
      T•••• F••• I• S•• • E• S••••••••• P••••••••Private Equity Fund$9.4M89Mar 25, 2022
      T•••• T••••••• T•••••• F••• L•Hedge Fund$4.4M2Mar 25, 2022
      T•••• D••••••••• F•••• L•••no longer reportedHedge Fund$4.2M0Mar 2, 2015
      T•••• E••••••• M••••••• F••• • L•••• C•••• M•no longer reportedHedge Fund$3.8M0Mar 28, 2019
      All funds of T•••• A•••••••• L••
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• P••••••• P••• · Principal & Head Of Creditcontrol
        since 10/2024 · owns less than 5%
      • F••• G•••••• J••••• · Ceo, Principal And Presidentcontrol
        since 12/2000 · owns 50% to 75%
      • L••••••• R••••••• A• · Principalcontrol
        since 09/2011 · owns 5% to 10%
      • L••••••• P•••••• M•••••• · Chief Operating Officercontrol
        since 01/2023 · owns less than 5%
      • M••••••• A•••••• M•••••• · Principal & Chief Financial Officercontrol
        since 08/2010 · owns less than 5%
      • P••••••• C••••••••• W••••• · Co-Chief Investment Officercontrol
        since 01/2024 · owns 5% to 10%
      • R•••• G•••••••• M••••• · Chief Compliance Officer, G•••••• Counselcontrol
        since 12/2018 · owns less than 5%
      • S••••• F••••• B•••• · Co-Chief Investment Officercontrol
        since 02/2024 · owns 5% to 10%
      • F••• G•••••• J••••• · Managing Membercontrol
        since 07/2020 · owns 50% to 75% of T•••• A••••••• H••••••• L••
      • W••••• B••••• E••••• · Principal
        since 05/2015 · owns 5% to 10%
      Entity owners
      • T•••• A••••••• H••••••• L•• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      • F••• W•••• T•••• L••
        pooled vehicle sponsory
      • S•• G•••••• P•••••• I•• L•••
        pooled vehicle sponsorn
      • T•••• E••••••• M•••••••• L••
        pooled vehicle sponsorn
      • T•••• F••• A•••••••• L••
        pooled vehicle sponsorn
      • T•••• G••••• E•••••• L••
        pooled vehicle sponsorn
      • T•••• M•••• G• L••
        bankpooled vehicle sponsorn
      • T•••• T•• G•• L••
        pooled vehicle sponsorn
      • T•• A•••••••• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 41 to 37
        Apr 7, 2025 to Mar 30, 2026
      • Advisory employees · 9 to 10
        Apr 7, 2025 to Mar 30, 2026
      • Pooled vehicle clients · 31 to 23
        Apr 7, 2025 to Mar 30, 2026
      • Assets in custody · $1.2B to $1.1B
        Apr 7, 2025 to Mar 30, 2026
      • Private funds · 28 to 20
        Apr 7, 2025 to Mar 30, 2026
      • Discretionary RAUM · $1.5B to $1.5B
        Apr 7, 2025 to Mar 30, 2026
      • Pension RAUM · $172M to $0
        Apr 7, 2025 to Mar 30, 2026
      • Pooled vehicle RAUM · $1.3B to $1.5B
        Apr 7, 2025 to Mar 30, 2026
      • RAUM · $1.5B to $1.5B
        Apr 7, 2025 to Mar 30, 2026
      • Accounts · 46 to 41
        Oct 29, 2024 to Apr 7, 2025
      • Pooled vehicle clients · 38 to 31
        Oct 29, 2024 to Apr 7, 2025
      • Assets in custody · $1.7B to $1.2B
        Oct 29, 2024 to Apr 7, 2025
      • Employees · 26 to 25
        Oct 29, 2024 to Apr 7, 2025
      • Financial planning clients · unset to
        Oct 29, 2024 to Apr 7, 2025
      • Private funds · 30 to 28
        Oct 29, 2024 to Apr 7, 2025
      • Discretionary RAUM · $1.9B to $1.5B
        Oct 29, 2024 to Apr 7, 2025
      • Pension RAUM · $148M to $172M
        Oct 29, 2024 to Apr 7, 2025
      • Pooled vehicle RAUM · $1.7B to $1.3B
        Oct 29, 2024 to Apr 7, 2025
      • RAUM · $1.9B to $1.5B
        Oct 29, 2024 to Apr 7, 2025
      • Accounts · 47 to 46
        Feb 22, 2024 to Mar 28, 2024
      • Advisory employees · 16 to 9
        Feb 22, 2024 to Mar 28, 2024
      • Pooled vehicle clients · 40 to 38
        Feb 22, 2024 to Mar 28, 2024
      • Assets in custody · $1.7B to $1.7B
        Feb 22, 2024 to Mar 28, 2024
      • Employees · 33 to 26
        Feb 22, 2024 to Mar 28, 2024
      • Private funds · 31 to 30
        Feb 22, 2024 to Mar 28, 2024
      • Discretionary RAUM · $2.0B to $1.9B
        Feb 22, 2024 to Mar 28, 2024
      • Pension RAUM · $231M to $148M
        Feb 22, 2024 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.7B to $1.7B
        Feb 22, 2024 to Mar 28, 2024
      • RAUM · $2.0B to $1.9B
        Feb 22, 2024 to Mar 28, 2024
      • Related adviser · true to false
        Feb 22, 2024 to Mar 28, 2024
      • Private funds · 30 to 31
        Mar 31, 2023 to Apr 21, 2023
      • Accounts · 44 to 47
        Aug 5, 2022 to Mar 30, 2023
      • Advisory employees · 19 to 16
        Aug 5, 2022 to Mar 30, 2023
      • HNW clients · 5.0 to unset
        Aug 5, 2022 to Mar 30, 2023
      • Pooled vehicle clients · 38 to 40
        Aug 5, 2022 to Mar 30, 2023
      • Assets in custody · $1.8B to $1.7B
        Aug 5, 2022 to Mar 30, 2023
      • Employees · 36 to 33
        Aug 5, 2022 to Mar 30, 2023
      • Discretionary RAUM · $2.2B to $2.0B
        Aug 5, 2022 to Mar 30, 2023
      • Pension RAUM · $349M to $231M
        Aug 5, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $1.8B to $1.7B
        Aug 5, 2022 to Mar 30, 2023
      Signals
      12 dated events
      • Paul Patrick Campo (Principal & Head Of Credit) appeared on Schedule A of T•••• A•••••••• L••
        Oct 29, 2024 · Control person joined · fact
      • Marc Peter Drittel (Principal & Senior Advisor) no longer on Schedule A of T•••• A•••••••• L•• (listed 2024-05-01, absent 2024-07-10)
        Jul 10, 2024 · Control person left · inference
      • Burns Frank Stone (Co-Chief Investment Officer) appeared on Schedule A of T•••• A•••••••• L••
        Feb 22, 2024 · Control person joined · fact
      • Lawrence Samuel Sussman (Co-Chief Investment Officer) no longer on Schedule A of T•••• A•••••••• L•• (listed 2024-01-05, absent 2024-02-22)
        Feb 22, 2024 · Control person left · inference
      • Walter Christopher Paolino (Co-Chief Investment Officer) appeared on Schedule A of T•••• A•••••••• L••
        Jan 5, 2024 · Control person joined · fact
      • Lawrence Samuel Sussman (Co-Chief Investment Officer) appeared on Schedule A of T•••• A•••••••• L••
        Jan 5, 2024 · Control person joined · fact
      • Stephen Harvey (Chief Investment Officer) no longer on Schedule A of T•••• A•••••••• L•• (listed 2023-06-09, absent 2024-01-05)
        Jan 5, 2024 · Control person left · inference
      • M•••••• P••••• L•••••• (Chief Operating Officer) appeared on Schedule A of T•••• A•••••••• L••
        Mar 30, 2023 · Control person joined · fact
      • Adam Darren Ross (Principal, Managing Director) no longer on Schedule A of T•••• A•••••••• L•• (listed 2020-08-25, absent 2021-01-13)
        Jan 13, 2021 · Control person left · inference
      • Stephen Harvey (Chief Investment Officer) appeared on Schedule A of T•••• A•••••••• L••
        Jan 13, 2021 · Control person joined · fact
      • Linton Thomas Holliday (Principal) no longer on Schedule A of T•••• A•••••••• L•• (listed 2019-07-10, absent 2019-10-10)
        Oct 10, 2019 · Control person left · inference
      • T•••• A•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Jun 30, 2015 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/esker-point-advisers-llcreportedpublic record, Form ADV, Sep 19, 2026
      Firm profile
      linkedin.com/company/titan-advisorsreportedpublic record, Form ADV, Sep 19, 2026
      Website
      T••••ADVISORS.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      203-327-8600reportedpublic record, Form ADV, Jul 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026