DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
F••••• G••••••• C•••••• M••••••••• L••
Independent wealth manager, based in Charlottesville, Virginia, reporting $333M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $333M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- +2.9%
- Private clients
- 95% of RAUM, $317M
Form ADV
IAPD
Form ADV, consecutive annual filings
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 10
Every filed figure, and the identifiersCRD 136069 · SEC 801-64611 · 30 filingsShowHide
CRD 136069SEC 801-64611First filing on the tape Mar 13, 2012, latest Mar 10, 2026SEC status approved since Aug 22, 2005IAPD
RAUM
$333M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$317M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$333M as of Mar 10, 2026
Mar 13, 2012$149M then
HNW client RAUM$314M as of Mar 10, 2026
Feb 26, 2018$181M then
State-registered IARs (5.B.3)0 as of Mar 10, 2026
Mar 13, 20120 then
Employees (5.A)4 as of Mar 10, 2026
Mar 26, 20134 then
Private funds: no history
RAUM +2.9% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $1.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.7%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$314M94%
- Pension and profit-sharing plans$12.5M3.7%
- Individuals$3.1M0.9%
- Corporations and businesses$3.1M0.9%
- Individual clients
- 7reported
- HNW clients
- 72reported
- Pension plan clients
- 5reported
- Charitable clients
- 0reported
- Accounts
- 184reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••••• C••••••••• M••••• · Managing Member, Presidentcontrolsince 06/2005 · owns 75% or more
- P••••• V•••••••• J•••• · Chief Compliance Officercontrolsince 06/2013 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Charlottesville, VA1 employees
What changed
consecutive filings, newest first
- Accounts · 190 to 184Mar 17, 2025 to Mar 10, 2026
- HNW clients · 75 to 72Mar 17, 2025 to Mar 10, 2026
- Discretionary RAUM · $324M to $333MMar 17, 2025 to Mar 10, 2026
- HNW RAUM · $307M to $314MMar 17, 2025 to Mar 10, 2026
- Individual RAUM · $3.1M to $3.1MMar 17, 2025 to Mar 10, 2026
- Pension RAUM · $11.0M to $12.5MMar 17, 2025 to Mar 10, 2026
- RAUM · $324M to $333MMar 17, 2025 to Mar 10, 2026
- Accounts · 188 to 190Mar 6, 2024 to Mar 17, 2025
- HNW clients · 66 to 75Mar 6, 2024 to Mar 17, 2025
- Individual clients · 19 to 7Mar 6, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 6, 2024 to Mar 17, 2025
- HQ city · NEW YORK to CHARLOTTESVILLEMar 6, 2024 to Mar 17, 2025
- HQ state · NY to VAMar 6, 2024 to Mar 17, 2025
- Other offices · 1 to 2Mar 6, 2024 to Mar 17, 2025
- Discretionary RAUM · $269M to $324MMar 6, 2024 to Mar 17, 2025
- HNW RAUM · $251M to $307MMar 6, 2024 to Mar 17, 2025
- Individual RAUM · $5.8M to $3.1MMar 6, 2024 to Mar 17, 2025
- Pension RAUM · $8.8M to $11.0MMar 6, 2024 to Mar 17, 2025
- RAUM · $269M to $324MMar 6, 2024 to Mar 17, 2025
- Accounts · 194 to 188Mar 13, 2023 to Mar 6, 2024
- HNW clients · 56 to 66Mar 13, 2023 to Mar 6, 2024
- Individual clients · 27 to 19Mar 13, 2023 to Mar 6, 2024
- Discretionary RAUM · $232M to $269MMar 13, 2023 to Mar 6, 2024
- HNW RAUM · $208M to $251MMar 13, 2023 to Mar 6, 2024
- Individual RAUM · $13.1M to $5.8MMar 13, 2023 to Mar 6, 2024
- Pension RAUM · $7.6M to $8.8MMar 13, 2023 to Mar 6, 2024
- RAUM · $232M to $269MMar 13, 2023 to Mar 6, 2024
- Accounts · 201 to 194Nov 15, 2022 to Mar 13, 2023
- HNW clients · 55 to 56Nov 15, 2022 to Mar 13, 2023
- Individual clients · 28 to 27Nov 15, 2022 to Mar 13, 2023
- Other offices · 2 to 1Nov 15, 2022 to Mar 13, 2023
- Discretionary RAUM · $287M to $232MNov 15, 2022 to Mar 13, 2023
- HNW RAUM · $259M to $208MNov 15, 2022 to Mar 13, 2023
- Individual RAUM · $15.7M to $13.1MNov 15, 2022 to Mar 13, 2023
- Pension RAUM · $8.6M to $7.6MNov 15, 2022 to Mar 13, 2023
- RAUM · $287M to $232MNov 15, 2022 to Mar 13, 2023
- Accounts · 207 to 201Mar 18, 2021 to Mar 18, 2022
- HNW clients · 66 to 55Mar 18, 2021 to Mar 18, 2022
- Individual clients · 25 to 28Mar 18, 2021 to Mar 18, 2022
- Pension plan clients · unset to 5.0Mar 18, 2021 to Mar 18, 2022
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
- Website
- ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Mar 10, 2026
- Contact form
- ••• Lockedreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026