DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••• A•••• M•••••••••

Former SEC-registered adviserOklahoma City, OklahomaCRD 136180SEC 801-64476IAPD
Legal name B•••• A•••• M••••••••• L••
Latest filing Jul 8, 2021
First filing on the tape Jan 10, 2012 · 19 filings
RAUM
$60.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
89%
$53.6M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$60.4M as of Mar 29, 2021
Mar 28, 2012$92.2M then
HNW client RAUM$37.1M as of Mar 29, 2021
Jan 19, 2018$120M then
State-registered IARs (5.B.3)1 as of Mar 29, 2021
Mar 28, 20120 then
Employees (5.A)3 as of Mar 29, 2021
Mar 25, 20131 then
Private funds: no history
RAUM -75% over the last fiscal year-36% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jul 8, 2021; every figure names its basis
RAUM per advisor
$60.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
54derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
10%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-75%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-69%derived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Wrap fee program
$6.2MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$37.1M61%
  • Individuals$16.5M27%
  • Pension and profit-sharing plans$6.2M10%
  • Corporations and businesses$635,3591.1%
Individual clients
37reported
HNW clients
17reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
56reported
Financial planning clients
11-25reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • S•••••••• P•••••• C•••• · President And Chief Compliance Officercontrol
    since 05/2020 · owns less than 5%
Entity owners
  • J•••• B•••• G••••• I••• · Sole Member And Manager
    direct · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Oklahoma City, Ok · principal000
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 545 to 56
    Jun 30, 2020 to Mar 29, 2021
  • Advisory employees · 2 to 1
    Jun 30, 2020 to Mar 29, 2021
  • Advisory activities · 3 to 4
    Jun 30, 2020 to Mar 29, 2021
  • BD registered reps · 2 to 1
    Jun 30, 2020 to Mar 29, 2021
  • Corporate clients · 1.0 to unset
    Jun 30, 2020 to Mar 29, 2021
  • HNW clients · 78 to 17
    Jun 30, 2020 to Mar 29, 2021
  • Individual clients · 94 to 37
    Jun 30, 2020 to Mar 29, 2021
  • Pension plan clients · 3.0 to unset
    Jun 30, 2020 to Mar 29, 2021
  • Employees · 2 to 3
    Jun 30, 2020 to Mar 29, 2021
  • Financial planning clients · unset to 11-25
    Jun 30, 2020 to Mar 29, 2021
  • Discretionary RAUM · $238M to $60.4M
    Jun 30, 2020 to Mar 29, 2021
  • HNW RAUM · $193M to $37.1M
    Jun 30, 2020 to Mar 29, 2021
  • Individual RAUM · $40.0M to $16.5M
    Jun 30, 2020 to Mar 29, 2021
  • Non-discretionary RAUM · $5.0M to $0
    Jun 30, 2020 to Mar 29, 2021
  • Pension RAUM · $10.0M to $6.2M
    Jun 30, 2020 to Mar 29, 2021
  • RAUM · $243M to $60.4M
    Jun 30, 2020 to Mar 29, 2021
  • Legal name · B•••• A•••• M•••••••••, LLC to B•••• A•••• M••••••••• L••
    May 29, 2020 to Jun 30, 2020
  • Accounts · 520 to 545
    Mar 21, 2019 to May 29, 2020
  • Advisory activities · 2 to 3
    Mar 21, 2019 to May 29, 2020
  • BD registered reps · 0 to 2
    Mar 21, 2019 to May 29, 2020
  • Corporate clients · unset to 1.0
    Mar 21, 2019 to May 29, 2020
  • HNW clients · 60 to 78
    Mar 21, 2019 to May 29, 2020
  • Individual clients · 110 to 94
    Mar 21, 2019 to May 29, 2020
  • Pension plan clients · 2 to 3
    Mar 21, 2019 to May 29, 2020
  • Insurance-licensed employees · 0 to 1
    Mar 21, 2019 to May 29, 2020
  • Financial planning clients · 0 to unset
    Mar 21, 2019 to May 29, 2020
  • Discretionary RAUM · $225M to $238M
    Mar 21, 2019 to May 29, 2020
  • HNW RAUM · $120M to $193M
    Mar 21, 2019 to May 29, 2020
  • Individual RAUM · $100M to $40.0M
    Mar 21, 2019 to May 29, 2020
  • RAUM · $230M to $243M
    Mar 21, 2019 to May 29, 2020
  • Related adviser · false to true
    Mar 21, 2019 to May 29, 2020
  • Wrap assets (manager) · $225M to $0
    Mar 21, 2019 to May 29, 2020
  • Wrap assets (sponsor) · $7.7M to $0
    Mar 21, 2019 to May 29, 2020
  • Individual RAUM · $104M to $100M
    Nov 15, 2018 to Mar 21, 2019
  • Non-discretionary RAUM · $7.7M to $5.0M
    Nov 15, 2018 to Mar 21, 2019
  • Pension RAUM · $7.7M to $10.0M
    Nov 15, 2018 to Mar 21, 2019
  • RAUM · $233M to $230M
    Nov 15, 2018 to Mar 21, 2019
  • HNW clients · unset to 60.0
    Jan 17, 2017 to Jan 19, 2018
  • Individual clients · unset to 110.0
    Jan 17, 2017 to Jan 19, 2018
  • Pension plan clients · unset to 2.0
    Jan 17, 2017 to Jan 19, 2018
Signals
4 dated events
  • Philip Clark Stenseth no longer registered at B•••• A•••• M•••••••••; no later IA registration on IAPD
    Apr 7, 2025 · Advisor departure · fact
  • B•••• A•••• M••••••••• reported RAUM $60.4M, down 75% from $243.3M (2020-06-30 to 2021-03-29)
    Mar 29, 2021 · RAUM change · derived
  • Todd Robert Owens (President, Chief Compliance Officer, Manager) no longer on Schedule A of B•••• A•••• M••••••••• (listed 2019-03-21, absent 2020-05-29)
    May 29, 2020 · Control person left · inference
  • Clark Philip Stenseth (President And Chief Compliance Officer) appeared on Schedule A of B•••• A•••• M•••••••••
    May 29, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026