DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••• F•••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 22 filings
SEC status approved since Aug 15, 2005
RAUM
$208M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
6.6%
$13.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
10
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$208M as of Mar 30, 2026
Mar 30, 2012$75.2M then
HNW client RAUM$13.8M as of Mar 30, 2026
Mar 28, 2018$2.9M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 1, 20130 then
Employees (5.A)4 as of Mar 30, 2026
Apr 1, 20132 then
Private funds10 as of Mar 30, 2026
Mar 30, 20124 then
RAUM +28% over the last fiscal year+26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.5MderivedHNW RAUM over HNW clients
- Average account
- $13.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$111M89%
- High-net-worth individuals$13.8M11%
- Individual clients
- n/areported
- HNW clients
- 4reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.07 fund_share=0.53 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• T••••••••• F••• I•• L•• | Private Equity Fund | $30.6M | 23 | Mar 30, 2020 |
| O••• F•••• I•••••••• M••••• F••• ••••••• L•••no longer reported | Hedge Fund | $30.0M | 12 | Mar 30, 2012 |
| O••• L•• | Private Equity Fund | $26.6M | 48 | Mar 30, 2012 |
| O••• F•••• I•••••••• L•no longer reported | Hedge Fund | $13.1M | 8 | Mar 30, 2012 |
| E••••••• T••••••••• F••• I• L•• | Private Equity Fund | $6.6M | 11 | Mar 24, 2016 |
| E••••••• T••••••••• F••• I•• L• | Private Equity Fund | $6.4M | 9 | Mar 30, 2020 |
| O••• F•••• I•••••••• ••••••• L••••••no longer reported | Hedge Fund | $3.5M | 5 | Mar 30, 2012 |
| E••••••• T••••••••• F••• I• L• | Private Equity Fund | $1.8M | 6 | Mar 24, 2016 |
Owners and control persons
Schedule A and B, latest filing
- S••••••••• J••••• P•••••• F•••••• · Director Of Portfolios, Chief Compliance Officercontrolsince 08/2003 · owns less than 5%
- W••••• M•••• J•• · Chief Investment Officercontrolsince 08/2003 · owns less than 5%
- S••••••••• J••••• P•••••• F•••••• · Beneficial Ownercontrolsince 08/2005 · owns 25% to 50% of O••• F•••• C•••••• ••••••• L••• Funded Unapproved Retirement Benefit Scheme
- W••••• M•••• J•• · L•••••• Partnercontrolsince 08/2005 · owns 25% to 50% of O••• F•••• C•••••• ••••••• L•••
Entity owners
- O••• F•••• C•••••• ••••••• L••• · Memberdirect · owns 75% or more
- O••• F•••• C•••••• ••••••• L••• F••••• S••••••••• J•••• S••••••••• · L•••••• Partnerindirect · owns 25% to 50% of O••• F•••• C•••••• ••••••• L•••
- O••• F•••• C•••••• L•• · Sole Memberindirect · owns F of O••• F•••• C••••• G• L••
- O••• F•••• C••••• G• L•• · General Partnerindirect · owns F of O••• F•••• C•••••• ••••••• L•••
Related persons
Schedule D 7.A
- O••• M••••••••• L••pooled vehicle sponsorn
- O••• F•••• C•••••• I• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 15 to 16Jun 10, 2025 to Mar 30, 2026
- Pooled vehicle clients · 8 to 10Jun 10, 2025 to Mar 30, 2026
- Private funds · 8 to 10Jun 10, 2025 to Mar 30, 2026
- Discretionary RAUM · $163M to $208MJun 10, 2025 to Mar 30, 2026
- HNW RAUM · $11.8M to $13.8MJun 10, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $78.0M to $111MJun 10, 2025 to Mar 30, 2026
- RAUM · $163M to $208MJun 10, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 10, 2025
- Accounts · 12 to 15Mar 28, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 8Mar 28, 2024 to Mar 28, 2025
- Private funds · 5 to 8Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $135M to $163MMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $9.8M to $11.8MMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $63.8M to $78.0MMar 28, 2024 to Mar 28, 2025
- RAUM · $135M to $163MMar 28, 2024 to Mar 28, 2025
- Accounts · 11 to 12Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $105M to $135MMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $6.2M to $9.8MMar 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $58.6M to $63.8MMar 30, 2023 to Mar 28, 2024
- RAUM · $105M to $135MMar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $152M to $105MMar 30, 2022 to Mar 30, 2023
- HNW RAUM · $12.1M to $6.2MMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $72.4M to $58.6MMar 30, 2022 to Mar 30, 2023
- RAUM · $152M to $105MMar 30, 2022 to Mar 30, 2023
- Accounts · 10 to 11Dec 17, 2021 to Mar 30, 2022
- HNW clients · unset to 4.0Dec 17, 2021 to Mar 30, 2022
- Pooled vehicle clients · 4 to 5Dec 17, 2021 to Mar 30, 2022
- Discretionary RAUM · $121M to $152MDec 17, 2021 to Mar 30, 2022
- HNW RAUM · $13.3M to $12.1MDec 17, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $32.6M to $72.4MDec 17, 2021 to Mar 30, 2022
- RAUM · $121M to $152MDec 17, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 4Nov 19, 2021 to Dec 17, 2021
- Discretionary RAUM · $77.5M to $121MMar 30, 2021 to Nov 19, 2021
- HNW RAUM · $6.9M to $13.3MMar 30, 2021 to Nov 19, 2021
- RAUM · $77.5M to $121MMar 30, 2021 to Nov 19, 2021
- Accounts · 9 to 10May 27, 2020 to Mar 30, 2021
- Discretionary RAUM · $63.7M to $77.5MMay 27, 2020 to Mar 30, 2021
- HNW RAUM · $6.2M to $6.9MMay 27, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $19.4M to $32.6MMay 27, 2020 to Mar 30, 2021
- RAUM · $63.7M to $77.5MMay 27, 2020 to Mar 30, 2021
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- O••• F•••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- O••• F•••• C•••••• L•• · Private Equityshared crd · organization
- O••• F•••• C•••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/open-field-capital-limitedreportedpublic record, Form ADV, Sep 18, 2026
- Website
- w••.o••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-380-6611reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026