DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Restoration Capital Management LLC

Former SEC-registered adviserStamford, ConnecticutCRD 136494SEC 801-64969IAPD
Latest filing Jun 14, 2013
First filing on the tape Apr 3, 2012 · 4 filings
RAUM
$6.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$38.3M gross assets
History
4 filings and snapshots on the tape
RAUM$6.3M as of Apr 1, 2013
Apr 3, 2012$126M then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 1
Private funds3 as of Apr 1, 2013
Apr 3, 20122 then
RAUM -95% over the last fiscal year
Practice profile
derived from the filing of Jun 14, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-95%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$6.3M, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$6.3M for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      Distressed Line II Fund, L.P.Hedge Fund$34.4M5Jul 2, 2012
      Restoration Holdings LtdHedge Fund$3.5M3Apr 3, 2012
      Restoration Special Opportunities Master LtdHedge Fund$459,6093Apr 3, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • Marie Pamela Lawrence · Chief Compliance Officer And Managing Membercontrol
        since 03/2001 · owns 50% to 75%
      • Ivona Smith · Managing Membercontrol
        since 03/2001 · owns 10% to 25%
      • Kelvin Douglas Bratton · Sole Shareholdercontrol
        since 03/1998 · owns 75% or more of Bratton Capital Inc.
      • Kelvin Douglas Bratton · Limited Partnercontrol
        since 12/2000 · owns 75% or more of Bratton Family Partners, LP
      • Kelvin Douglas Bratton · Sole Shareholdercontrol
        since 04/1995 · owns 75% or more of Dkb Management Inc.
      Entity owners
      • Distressed Line Partners, L.P. · Member
        direct · owns 25% to 50%
      • Bratton Capital Inc. · General Partner
        indirect · owns F of Bratton Capital Management, LP
      • Bratton Capital Inc. · General Partner
        indirect · owns F of Distressed Line Partners, LP
      • Bratton Capital Management, LP · Limited Partner
        indirect · owns 75% or more of Distressed Line Partners, LP
      • Bratton Family Partners, LP · Limited Partner
        indirect · owns 75% or more of Bratton Capital Management, LP
      • Dkb Management Inc. · General Partner
        indirect · owns F of Bratton Family Partners, LP
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · unset to 1.0
        Jul 2, 2012 to Apr 1, 2013
      • Advisory activities · 2 to 1
        Jul 2, 2012 to Apr 1, 2013
      • Assets in custody · $126M to $6.3M
        Jul 2, 2012 to Apr 1, 2013
      • Employees · unset to 1.0
        Jul 2, 2012 to Apr 1, 2013
      • HQ city · GREENWICH to STAMFORD
        Jul 2, 2012 to Apr 1, 2013
      • State-registered IARs · unset to 0.0
        Jul 2, 2012 to Apr 1, 2013
      • Discretionary RAUM · $126M to $6.3M
        Jul 2, 2012 to Apr 1, 2013
      • RAUM · $126M to $6.3M
        Jul 2, 2012 to Apr 1, 2013
      • Private funds · 2 to 3
        Apr 3, 2012 to Jul 2, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026