DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••• S•••• C•••••• M••••••••• L••
Latest filing Mar 23, 2026
First filing on the tape Mar 19, 2012 · 18 filings
SEC status approved since Feb 1, 2006
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$147M as of Mar 23, 2026
Mar 19, 2012$474M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 14, 20130 then
Employees (5.A)5 as of Mar 23, 2026
Mar 14, 201310 then
Private funds6 as of Mar 23, 2026
Mar 19, 20128 then
RAUM +9.3% over the last fiscal year-2.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $24.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$147M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
11 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• S•••• Q• P•••••••• L• | Hedge Fund | $93.6M | 79 | Mar 19, 2012 |
| C•••• S•••• O••••••• F•••• L••no longer reported | Hedge Fund | $47.0M | 51 | Mar 19, 2012 |
| C•••• S•••• P•••••••• L• | Hedge Fund | $45.9M | 33 | Mar 19, 2012 |
| C•••• S•••• F•••• L••no longer reported | Hedge Fund | $31.2M | 50 | Mar 19, 2012 |
| C•••• S•••• D•••••••• F•••• L••no longer reported | Hedge Fund | $15.6M | 1 | Mar 14, 2013 |
| C•••• S•••• I••••••••• L••• | Hedge Fund | $13.4M | 25 | Mar 19, 2012 |
| C•••• S•••• R••• I••••••••• I•• L• | Private Equity Fund | $10.1M | 17 | Mar 29, 2016 |
| C•••• S•••• A• F•••• L• | Private Equity Fund | $9.4M | 39 | Mar 9, 2022 |
| C•••• S•••• R••• I••••••••• L•no longer reported | Private Equity Fund | $1.6M | 16 | Mar 19, 2012 |
| C•••• S•••• R••• I••••••••• I••• L• | Private Equity Fund | $1.4M | 18 | Mar 19, 2012 |
| C•••• S•••• R••• I••••••••• I•• L•no longer reported | Private Equity Fund | $0 | 0 | Mar 19, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••••••• B•••••••• R•••• · Managing Membercontrolsince 03/2003 · owns 25% to 50%
- K••••••• N••• · Managing Member And Chief Operating Officercontrolsince 11/2002 · owns less than 5%
- L•••••• V•••••• S•••••• · Managing Membercontrolsince 11/2002 · owns 25% to 50%
- L••••• A••••••••• G•••••• · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
Related persons
Schedule D 7.A
- A•••••••• L••••y
- C•••• S•••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 23, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-19, no on the filing of 2026-03-23peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Assets in custody · 19309050.0 to unsetMar 19, 2025 to Mar 23, 2026
- Custody of client assets · true to falseMar 19, 2025 to Mar 23, 2026
- Discretionary RAUM · $135M to $147MMar 19, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $135M to $147MMar 19, 2025 to Mar 23, 2026
- RAUM · $135M to $147MMar 19, 2025 to Mar 23, 2026
- Accounts · 7 to 6Mar 18, 2024 to Mar 19, 2025
- Advisory employees · 3 to 2Mar 18, 2024 to Mar 19, 2025
- Advisory activities · 3 to 2Mar 18, 2024 to Mar 19, 2025
- Assets in custody · $12.7M to $19.3MMar 18, 2024 to Mar 19, 2025
- Employees · 6 to 5Mar 18, 2024 to Mar 19, 2025
- Financial planning clients · unset to Mar 18, 2024 to Mar 19, 2025
- Discretionary RAUM · $146M to $135MMar 18, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $116M to $135MMar 18, 2024 to Mar 19, 2025
- RAUM · $146M to $135MMar 18, 2024 to Mar 19, 2025
- Assets in custody · $13.0M to $12.7MMar 22, 2023 to Mar 18, 2024
- Discretionary RAUM · $158M to $146MMar 22, 2023 to Mar 18, 2024
- Pooled vehicle RAUM · $125M to $116MMar 22, 2023 to Mar 18, 2024
- RAUM · $158M to $146MMar 22, 2023 to Mar 18, 2024
- Advisory employees · 4 to 3Mar 22, 2023 to Mar 18, 2024
- Assets in custody · $12.5M to $13.0MAug 1, 2022 to Mar 22, 2023
- Employees · 7 to 6Aug 1, 2022 to Mar 22, 2023
- Discretionary RAUM · $244M to $158MAug 1, 2022 to Mar 22, 2023
- Pooled vehicle RAUM · $213M to $125MAug 1, 2022 to Mar 22, 2023
- RAUM · $244M to $158MAug 1, 2022 to Mar 22, 2023
- Discretionary RAUM · $241M to $244MMar 26, 2021 to Mar 9, 2022
- Pooled vehicle RAUM · $209M to $213MMar 26, 2021 to Mar 9, 2022
- RAUM · $241M to $244MMar 26, 2021 to Mar 9, 2022
- Assets in custody · $14.2M to $12.5MMar 19, 2020 to Mar 26, 2021
- Employees · 8 to 7Mar 19, 2020 to Mar 26, 2021
- Other offices · 1 to 0Mar 19, 2020 to Mar 26, 2021
- Discretionary RAUM · $207M to $241MMar 19, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $182M to $209MMar 19, 2020 to Mar 26, 2021
- RAUM · $207M to $241MMar 19, 2020 to Mar 26, 2021
- Advisory employees · 5 to 4Mar 22, 2019 to Mar 19, 2020
- Assets in custody · $19.8M to $14.2MMar 22, 2019 to Mar 19, 2020
- Employees · 9 to 8Mar 22, 2019 to Mar 19, 2020
- Discretionary RAUM · $279M to $207MMar 22, 2019 to Mar 19, 2020
- Pooled vehicle RAUM · $261M to $182MMar 22, 2019 to Mar 19, 2020
- RAUM · $279M to $207MMar 22, 2019 to Mar 19, 2020
- Advisory employees · 4 to 5Jan 16, 2019 to Mar 22, 2019
Signals
1 dated events
- Georgia A•••••••• L•••• (Chief Compliance Officer) appeared on Schedule A of C•••• S•••• C•••••• M••••••••• L••Jan 16, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- C•••• S•••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••• S•••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/C••••-S••••-CAPITAL-MANAGMENT-LLCreportedpublic record, Form ADV, Sep 18, 2026
- Website
- XS••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 516-684-4040reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026