DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Former SEC-registered adviser
V•• B•••• V•••• P•••••••• L••
Latest filing Mar 24, 2025
First filing on the tape Mar 23, 2012 · 25 filings
SEC status approved since Jan 27, 2006
RAUM
$607M
reported, Item 5.F
Discretionary
5.6%
of RAUM
Private clients
34%
$206M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$607M as of Mar 24, 2025
Mar 23, 2012$756M then
HNW client RAUM$206M as of Mar 24, 2025
Mar 28, 2018$52.6M then
State-registered IARs (5.B.3)0 as of Mar 24, 2025
Mar 23, 20120 then
Employees (5.A)5 as of Mar 24, 2025
Apr 1, 20139 then
Private funds2 as of Mar 24, 2025
Mar 23, 20123 then
RAUM -0.9% over the last fiscal year-27% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 5.6%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$206M87%
- Pooled investment vehicles$31.4M13%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| V•• B•••• G••••• V•••• F•••• L•no longer reported | Hedge Fund | $60.7M | 13 | Mar 23, 2012 |
| P•••••••• V•••• F•••• L•no longer reported | Hedge Fund | $54.7M | 2 | Apr 1, 2013 |
| V• S••••• J•••• E••••••••• F•••• L•no longer reported | Hedge Fund | $40.3M | 5 | Mar 24, 2022 |
| V•• B•••• V•••• M••••• F•••• L••no longer reported | Hedge Fund | $33.9M | 10 | Mar 23, 2012 |
| V•• B•••• M•••••• F•••• L• • S••••• 1• | Hedge Fund | $31.3M | 5 | Mar 26, 2024 |
| V•• B•••• A••• V•••• M••••• F•••• L•no longer reported | Hedge Fund | $31.2M | 11 | Mar 23, 2012 |
| V• S••••• E••••••• O••••••••• F•••• L•no longer reported | Hedge Fund | $13.4M | 4 | Mar 30, 2020 |
| V• S••••• P••••••• F••• I• L• | Hedge Fund | $562,827 | 4 | Mar 19, 2019 |
Owners and control persons
Schedule A and B, latest filing
- K••••• S•••••• M•••••• · Chief Financial Officercontrolsince 09/2008 · owns less than 5%
- V•• B••••• M•••••• · Ceocontrolsince 07/2004 · owns 50% to 75%
- H•••• J••••••• T• · Partial Ownersince 03/2022 · owns 5% to 10%
- R••••• C••••••• M••••• · Partial Ownersince 07/2011 · owns 5% to 10%
- H•••• J••••••• T• · Trusteesince 03/2022 · owns F of V•• B•••• F••••• 2••• G•• T••••
Entity owners
- V•• B•••• F••••• 2••• G•• T•••• · Partial Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
- V•• B•••• • C••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 3Aug 23, 2024 to Mar 24, 2025
- Employees · 6 to 5Aug 23, 2024 to Mar 24, 2025
- Financial planning clients · unset to Aug 23, 2024 to Mar 24, 2025
- Discretionary RAUM · $34.1M to $34.0MAug 23, 2024 to Mar 24, 2025
- HNW RAUM · $234M to $206MAug 23, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $579M to $573MAug 23, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $31.9M to $31.4MAug 23, 2024 to Mar 24, 2025
- RAUM · $613M to $607MAug 23, 2024 to Mar 24, 2025
- Accounts · 16 to 11Mar 21, 2023 to Mar 26, 2024
- Pooled vehicle clients · 7 to 2Mar 21, 2023 to Mar 26, 2024
- Private funds · 5 to 2Mar 21, 2023 to Mar 26, 2024
- Discretionary RAUM · $185M to $34.1MMar 21, 2023 to Mar 26, 2024
- HNW RAUM · $44.3M to $234MMar 21, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $619M to $579MMar 21, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $183M to $31.9MMar 21, 2023 to Mar 26, 2024
- RAUM · $804M to $613MMar 21, 2023 to Mar 26, 2024
- Advisory activities · 3 to 4Jun 27, 2022 to Mar 21, 2023
- Discretionary RAUM · $1.3B to $185MJun 27, 2022 to Mar 21, 2023
- HNW RAUM · $53.9M to $44.3MJun 27, 2022 to Mar 21, 2023
- Non-discretionary RAUM · $267M to $619MJun 27, 2022 to Mar 21, 2023
- Pension RAUM · 997366904.0 to unsetJun 27, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $298M to $183MJun 27, 2022 to Mar 21, 2023
- RAUM · $1.6B to $804MJun 27, 2022 to Mar 21, 2023
- Accounts · 15 to 16Mar 31, 2021 to Mar 24, 2022
- Pooled vehicle clients · 6 to 7Mar 31, 2021 to Mar 24, 2022
- Private funds · 4 to 5Mar 31, 2021 to Mar 24, 2022
- Discretionary RAUM · $1.1B to $1.3BMar 31, 2021 to Mar 24, 2022
- HNW RAUM · $56.4M to $53.9MMar 31, 2021 to Mar 24, 2022
- Non-discretionary RAUM · $256M to $267MMar 31, 2021 to Mar 24, 2022
- Pension RAUM · $921M to $997MMar 31, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $196M to $298MMar 31, 2021 to Mar 24, 2022
- RAUM · $1.4B to $1.6BMar 31, 2021 to Mar 24, 2022
- Accounts · 13 to 15Jul 14, 2020 to Mar 31, 2021
- Discretionary RAUM · $200M to $1.1BJul 14, 2020 to Mar 31, 2021
- HNW RAUM · $57.3M to $56.4MJul 14, 2020 to Mar 31, 2021
- Non-discretionary RAUM · $641M to $256MJul 14, 2020 to Mar 31, 2021
- Pension RAUM · $400M to $921MJul 14, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $198M to $196MJul 14, 2020 to Mar 31, 2021
- RAUM · $841M to $1.4BJul 14, 2020 to Mar 31, 2021
- HNW clients · 1.0 to unsetMar 19, 2019 to Mar 30, 2020
Signals
4 dated events
- V•• B•••• V•••• P•••••••• L•• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $606.9M)Dec 20, 2025 · Left the SEC roster · derived
- V•• B•••• V•••• P•••••••• L•• reported RAUM $803.5M, down 49% from $1.6B (2022-06-27 to 2023-03-21)Mar 21, 2023 · RAUM change · derived
- V•• B•••• V•••• P•••••••• L•• reported RAUM $1.4B, up 64% from $841.4M (2020-07-14 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- V•• B•••• V•••• P•••••••• L•• reported RAUM $839.4M, up 44% from $583.2M (2017-08-10 to 2018-03-28)Mar 28, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026