DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C••••••
Legal name A•••••• C•••••• I•••
Latest filing Mar 30, 2026
First filing on the tape Apr 3, 2012 · 21 filings
SEC status approved since Oct 21, 2005
RAUM
$29B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$11.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
163
60 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$29B as of Mar 30, 2026
Apr 3, 2012$31B then
HNW client RAUM$11.0M as of Mar 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 3, 20120 then
Employees (5.A)163 as of Mar 30, 2026
Mar 28, 2013113 then
Private funds: no history
RAUM +11% over the last fiscal year+6.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $365,490derivedHNW RAUM over HNW clients
- Average account
- $86.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 58%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +220%derived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$10B35%
- Pooled investment vehicles$9.6B33%
- State and municipal entities$3.1B11%
- Pension and profit-sharing plans$2.8B9.8%
- Corporations and businesses$1.5B5.2%
- Other investment advisers$1.1B3.6%
- Charitable organizations$710M2.4%
- High-net-worth individuals$11.0M0.0%
- Individual clients
- 2reported
- HNW clients
- 30reported
- Pension plan clients
- 19reported
- Charitable clients
- 5reported
- Accounts
- 336reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.37 institutional_share=0.58 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• P•••••• D•••• · Directorcontrolsince 04/2023 · owns less than 5%
- B••••••••• R••••• J••• · Director, President And Chief Executive Officercontrolsince 03/2014 · owns less than 5%
- B•••••••• J••••• · Executive Vp, Business Development And Client Partnershipscontrolsince 02/2022 · owns less than 5%
- C•••••••• G•••••• · Directorcontrolsince 09/2020 · owns less than 5%
- D•••••••• B••••• · Executive Vice-President And Chief Economic Strategistcontrolsince 04/2008 · owns less than 5%
- G•••••••• I••••••• · Executive Vice-President, Talent Managementcontrolsince 02/2020 · owns less than 5%
- H••••••• K••••• S•• A•• · Directorcontrolsince 06/2018 · owns less than 5%
- L••••••• C•••••• · Chief Operating Officercontrolsince 02/2024 · owns less than 5%
- M•••••••• L••••• M•••• · Directorcontrolsince 09/2018 · owns less than 5%
- M•••••••• I•• · Chief Investment Officercontrolsince 02/2024 · owns less than 5%
- P••••••• C••••• D••••• · Directorcontrolsince 09/2018 · owns less than 5%
- S•••••• P••••••• · Executive Vice-President, Commercial Mortgagescontrolsince 02/2013 · owns less than 5%
- W••••••••• R••••• P•••••• · Directorcontrolsince 12/2016 · owns less than 5%
- W••••• M••••••• J••• · Chairmancontrolsince 04/2008 · owns less than 5%
- A••••••••• M•••• · Vice-President, Commercial Mortgagessince 02/2020 · owns less than 5%
- B••••••• R•••••• D•••• · Directorsince 11/2011 · owns less than 5%
- C•••••• K•• · Vice-President & Co-Head, Canadian Equitiessince 02/2022 · owns less than 5%
- D••••••••• Y••••• · Vice-President And Senior Economistsince 02/2020 · owns less than 5%
- F••••••• M••••• · Vp Sustainable Investingsince 02/2022 · owns less than 5%
- G••••• R•••• · Vice-President, Client Partnerships - Institutional Marketssince 02/2023 · owns less than 5%
- H••••••• G••••••• J••• · Vice-President, Commercial Mortgagessince 02/2021 · owns less than 5%
- J•••••••• K••••••• D•••• · Vice-President, Client Partnerships And Head Of Platform Distributionsince 02/2022 · owns less than 5%
- K•••••• T••• · Vice-President & Co-Head, Canadian Equitiessince 02/2022 · owns less than 5%
- K••• A••• · Vice-President, Commercial Mortgages And Head Of Originationsince 02/2020 · owns less than 5%
- L••••••••• A•••• · Vice-President Global Equitiessince 02/2022 · owns less than 5%
- M••••••• R•••• · Vice-President, Client Partnerships - Institutional Marketssince 02/2023 · owns less than 5%
- M••••••• A••• · Vice-President, Commercial Mortgagessince 02/2020 · owns less than 5%
- M••••••• M••• A•••• · Vice-President, Operationssince 02/2021 · owns less than 5%
- P••••••• C••• · Vice-President Fixed Income And Co-Head, Corporate Bondssince 02/2022 · owns less than 5%
- P••••••••• J•••••••• · Chief Compliance Officer And Chief Risk Officersince 12/2009 · owns less than 5%
Entity owners
- C••••••••• F•••••••• S••••••• L•••••• · Shareholderdirect · owns 50% to 75%
- T•• C••••••••• G•••• L•••••• · Holding Coindirect · owns 75% or more of C••••••••• Financial Services Ltd
Related persons
Schedule D 7.A
- C••••••••• F•••••••• I••••••••• S••••••• I•••broker-dealern
- T•• C••••••••• G•••• L••••••real estaten
Offices
Schedule D 1.F, the 25 largest
- Guelph, Ontario, Canada6 employees
- Regina, Saskatchewan, Canada5 employees
- Toronto, Ontario, Canada5 employees
What changed
consecutive filings, newest first
- Accounts · 258 to 336Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 65 to 60Mar 28, 2025 to Mar 30, 2026
- Charity clients · 3 to 5Mar 28, 2025 to Mar 30, 2026
- Corporate clients · 14 to 17Mar 28, 2025 to Mar 30, 2026
- HNW clients · 10 to 30Mar 28, 2025 to Mar 30, 2026
- Individual clients · 0 to 2Mar 28, 2025 to Mar 30, 2026
- Pension plan clients · 12 to 19Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · 187 to 220Mar 28, 2025 to Mar 30, 2026
- Employees · 184 to 163Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $26B to $29BMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $19.7M to $11.0MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $3.2B to $2.8BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $8.3B to $9.6BMar 28, 2025 to Mar 30, 2026
- RAUM · $26B to $29BMar 28, 2025 to Mar 30, 2026
- Accounts · 269 to 258Sep 23, 2024 to Mar 28, 2025
- Advisory employees · 64 to 65Sep 23, 2024 to Mar 28, 2025
- Charity clients · 4 to 3Sep 23, 2024 to Mar 28, 2025
- Corporate clients · 16 to 14Sep 23, 2024 to Mar 28, 2025
- HNW clients · 7 to 10Sep 23, 2024 to Mar 28, 2025
- Individual clients · unset to 0.0Sep 23, 2024 to Mar 28, 2025
- Pension plan clients · 14 to 12Sep 23, 2024 to Mar 28, 2025
- Pooled vehicle clients · 194 to 187Sep 23, 2024 to Mar 28, 2025
- Employees · 179 to 184Sep 23, 2024 to Mar 28, 2025
- Financial planning clients · unset to Sep 23, 2024 to Mar 28, 2025
- HQ state · unset to Sep 23, 2024 to Mar 28, 2025
- Discretionary RAUM · $25B to $26BSep 23, 2024 to Mar 28, 2025
- HNW RAUM · $19.8M to $19.7MSep 23, 2024 to Mar 28, 2025
- Individual RAUM · unset to 0.0Sep 23, 2024 to Mar 28, 2025
- Pension RAUM · $3.0B to $3.2BSep 23, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $8.3B to $8.3BSep 23, 2024 to Mar 28, 2025
- RAUM · $25B to $26BSep 23, 2024 to Mar 28, 2025
- Accounts · 268 to 269Mar 30, 2023 to Mar 28, 2024
- Advisory employees · 56 to 64Mar 30, 2023 to Mar 28, 2024
- Charity clients · 5 to 4Mar 30, 2023 to Mar 28, 2024
- Corporate clients · 15 to 16Mar 30, 2023 to Mar 28, 2024
- Pension plan clients · 15 to 14Mar 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 191 to 194Mar 30, 2023 to Mar 28, 2024
- Employees · 164 to 179Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $24B to $25BMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $21.8M to $19.8MMar 30, 2023 to Mar 28, 2024
Signals
9 dated events
- D•••• P••••• B••••• (Director) appeared on Schedule A of A•••••• C••••••Mar 28, 2024 · Control person joined · fact
- Ian Scullion (Senior Vice-President And Co-Head, International Equities) no longer on Schedule A of A•••••• C•••••• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Normand Carmand (Owner) no longer on Schedule A of A•••••• C•••••• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Michel Jalbert (Executive Vice-President, Business Development And Client Partnership) no longer on Schedule A of A•••••• C•••••• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- B••••• M•••••••• D••••• (Executive Vice-President, Canadian Equities) no longer on Schedule A of A•••••• C•••••• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- J••••• B••••••• (Executive Vp, Business Development And Client Partnerships) appeared on Schedule A of A•••••• C••••••Mar 30, 2022 · Control person joined · fact
- I••••••• G••••••• (Executive Vice-President, Talent Management) appeared on Schedule A of A•••••• C••••••Mar 30, 2020 · Control person joined · fact
- M•••• L•••• Mccarthy (Director) appeared on Schedule A of A•••••• C••••••Mar 29, 2019 · Control person joined · fact
- D••••• C•••• P•••••• (Director) appeared on Schedule A of A•••••• C••••••Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/addenda-capital-increportedpublic record, Form ADV, Sep 19, 2026
- Website
- A••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 514-287-7373reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026