DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B•••••• S•••• I••••••••• L•••

Independent wealth managerCRD 137075SEC 801-119670websiteIAPD
Legal name B•••••• S•••• I••••••••• L•••••• P•••••••••
Latest filing Mar 9, 2026
First filing on the tape Sep 22, 2020 · 11 filings
SEC status approved since Oct 22, 2020
RAUM
$336M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$332M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$336M as of Mar 9, 2026
Jan 26, 2021$132M then
HNW client RAUM$330M as of Mar 9, 2026
Jan 26, 2021$122M then
State-registered IARs (5.B.3)3 as of Mar 9, 2026
Jan 26, 20212 then
Employees (5.A)3 as of Mar 9, 2026
Jan 26, 20212 then
Private funds: no history
RAUM +20% over the last fiscal year+31% a year over threeIARs 2 to 3offices 1 to 2
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
RAUM per advisor
$112MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
32derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.7MderivedHNW RAUM over HNW clients
Average account
$751,387derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
+20%derivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
+3.2%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$330M98%
  • Pension and profit-sharing plans$3.5M1.0%
  • Individuals$2.4M0.7%
Individual clients
8reported
HNW clients
88reported
Pension plan clients
1reported
Charitable clients
n/areported
Accounts
447reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• G••••• B••••••Falmouth, MeJun 3, 201122 y0
M••• T• S••••Toronto Jul 6, 201120 y0
M••••••• D••••Falmouth, Me Nov 12, 202511 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• M••••••• G••••• · General Partner. Chief Compliance Officercontrol
        since 11/2005 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Falmouth, Me310
      Offices
      Schedule D 1.F, the 25 largest
      • , 1 employees
      What changed
      consecutive filings, newest first
      • Accounts · 463 to 447
        Nov 12, 2025 to Mar 9, 2026
      • HNW clients · 71 to 88
        Nov 12, 2025 to Mar 9, 2026
      • Individual clients · 22 to 8
        Nov 12, 2025 to Mar 9, 2026
      • Pension plan clients · unset to 1.0
        Nov 12, 2025 to Mar 9, 2026
      • Other offices · 1 to 2
        Nov 12, 2025 to Mar 9, 2026
      • Discretionary RAUM · $280M to $336M
        Nov 12, 2025 to Mar 9, 2026
      • HNW RAUM · $269M to $330M
        Nov 12, 2025 to Mar 9, 2026
      • Individual RAUM · $11.0M to $2.4M
        Nov 12, 2025 to Mar 9, 2026
      • Pension RAUM · unset to 3513667.0
        Nov 12, 2025 to Mar 9, 2026
      • RAUM · $280M to $336M
        Nov 12, 2025 to Mar 9, 2026
      • Employees · 2 to 3
        Mar 11, 2025 to Nov 12, 2025
      • State-registered IARs · 2 to 3
        Mar 11, 2025 to Nov 12, 2025
      • Accounts · 91 to 463
        Mar 6, 2024 to Mar 11, 2025
      • HNW clients · 63 to 71
        Mar 6, 2024 to Mar 11, 2025
      • Individual clients · 28 to 22
        Mar 6, 2024 to Mar 11, 2025
      • Financial planning clients · 51-100 to 51-100
        Mar 6, 2024 to Mar 11, 2025
      • HQ city · unset to
        Mar 6, 2024 to Mar 11, 2025
      • HQ state · unset to
        Mar 6, 2024 to Mar 11, 2025
      • Discretionary RAUM · $225M to $280M
        Mar 6, 2024 to Mar 11, 2025
      • HNW RAUM · $207M to $269M
        Mar 6, 2024 to Mar 11, 2025
      • Individual RAUM · $18.1M to $11.0M
        Mar 6, 2024 to Mar 11, 2025
      • RAUM · $225M to $280M
        Mar 6, 2024 to Mar 11, 2025
      • Accounts · 87 to 91
        Feb 27, 2023 to Mar 6, 2024
      • HNW clients · 57 to 63
        Feb 27, 2023 to Mar 6, 2024
      • Individual clients · 30 to 28
        Feb 27, 2023 to Mar 6, 2024
      • Discretionary RAUM · $148M to $225M
        Feb 27, 2023 to Mar 6, 2024
      • HNW RAUM · $134M to $207M
        Feb 27, 2023 to Mar 6, 2024
      • Individual RAUM · $14.3M to $18.1M
        Feb 27, 2023 to Mar 6, 2024
      • RAUM · $148M to $225M
        Feb 27, 2023 to Mar 6, 2024
      • Accounts · 83 to 87
        Jan 24, 2022 to Feb 27, 2023
      • Individual clients · 26 to 30
        Jan 24, 2022 to Feb 27, 2023
      • Discretionary RAUM · $189M to $148M
        Jan 24, 2022 to Feb 27, 2023
      • HNW RAUM · $176M to $134M
        Jan 24, 2022 to Feb 27, 2023
      • Individual RAUM · $13.2M to $14.3M
        Jan 24, 2022 to Feb 27, 2023
      • RAUM · $189M to $148M
        Jan 24, 2022 to Feb 27, 2023
      • Accounts · 74 to 83
        Apr 20, 2021 to Jan 24, 2022
      • HNW clients · 49 to 57
        Apr 20, 2021 to Jan 24, 2022
      • Individual clients · 25 to 26
        Apr 20, 2021 to Jan 24, 2022
      • Discretionary RAUM · $132M to $189M
        Apr 20, 2021 to Jan 24, 2022
      • HNW RAUM · $122M to $176M
        Apr 20, 2021 to Jan 24, 2022
      Signals
      1 dated events
      • B•••••• S•••• I••••••••• L••• filed its initial SEC registration (Form ADV)
        Sep 22, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      617-335-7087reportedpublished by the firm, firm site, Sep 16, 2026
      Website
      B••••••S••••.COMreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      617-335-7087reportedpublic record, Form ADV, Mar 9, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $112Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026