DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
R•••••• B••• L••• C•••••• M••••••••• L•••
Latest filing Mar 27, 2014
First filing on the tape Jan 11, 2012 · 5 filings
RAUM
$166M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$166M gross assets
History
5 filings and snapshots on the tape
RAUM$166M as of Mar 27, 2014
Jan 11, 2012$74 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2014
Jan 11, 20120 then
Employees (5.A)5 as of Mar 27, 2014
Mar 28, 20135 then
Private funds3 as of Mar 27, 2014
Mar 28, 20133 then
RAUM -21% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2014; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $41.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••• O••••••• S••• L•• | Hedge Fund | $73.0M | 6 | Mar 28, 2013 |
| B••• L••• O••••••••• M••••• F•••• L••• | Hedge Fund | $54.3M | 35 | Aug 13, 2012 |
| B••• I• L• | Hedge Fund | $0 | 0 | Mar 27, 2018 |
| B••• L••• M••••• F•••• L••• | Hedge Fund | $0 | 0 | Aug 13, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G•••••• C••••••• W•••••• · Limited Partner & Chief Investment Officercontrolsince 09/2005 · owns 50% to 75%
- G•••••• C••••••• W•••••• · Sole Membercontrolsince 09/2005 · owns 75% or more of R•••••• B••• L•••• L••
- B••••• B••••••• D•••••• · Limited Partner & Chief Compliance Officersince 09/2005 · owns 10% to 25%
Entity owners
- R•••••• B••• L•••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- B•••• O••••••• S••• L•••pooled vehicle sponsorn
- B••• L••• M••••• F•••• L•••pooled vehicle sponsorn
- B••• L••• O••••••••• M••••• F•••• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 5 to 4Mar 28, 2013 to Mar 27, 2014
- Advisory employees · 3 to 4Mar 28, 2013 to Mar 27, 2014
- Discretionary RAUM · $210M to $166MMar 28, 2013 to Mar 27, 2014
- RAUM · $210M to $166MMar 28, 2013 to Mar 27, 2014
- Accounts · 4 to 5Aug 13, 2012 to Mar 28, 2013
- Advisory employees · unset to 3.0Aug 13, 2012 to Mar 28, 2013
- Employees · unset to 5.0Aug 13, 2012 to Mar 28, 2013
- Private funds · 2 to 3Aug 13, 2012 to Mar 28, 2013
- Discretionary RAUM · $86 to $210MAug 13, 2012 to Mar 28, 2013
- RAUM · $86 to $210MAug 13, 2012 to Mar 28, 2013
- Accounts · 55 to 4Mar 20, 2012 to Aug 13, 2012
- Private funds · unset to 2Mar 20, 2012 to Aug 13, 2012
- Discretionary RAUM · $74 to $86Mar 20, 2012 to Aug 13, 2012
- RAUM · $74 to $86Mar 20, 2012 to Aug 13, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B•••L•••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026