DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••••• C••••••• L••
Latest filing Jul 9, 2026
First filing on the tape Mar 30, 2012 · 42 filings
SEC status approved since Jan 13, 2006
RAUM
$11B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
47
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$11B as of Jul 9, 2026
Mar 30, 2012$2.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 9, 2026
Mar 30, 20120 then
Employees (5.A)47 as of Jul 9, 2026
Mar 28, 201336 then
Private funds12 as of Jul 9, 2026
Mar 30, 201213 then
RAUM +9.7% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $813MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $11B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$11B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $11B for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
26 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••••• M••••• F••• | Hedge Fund | $5.7B | 225 | Mar 30, 2012 |
| M•••••••• I••••••••• | Hedge Fund | $4.6B | 222 | Mar 30, 2012 |
| M•••••••• L•• M••••• F•••• L••• | Hedge Fund | $1.7B | 3 | May 23, 2016 |
| M•••••••• I••••••••• L••• | Hedge Fund | $1.3B | 14 | Mar 30, 2012 |
| M•••••••• P••••••• M••••• F•••• L••• | Hedge Fund | $1.0B | 240 | Mar 30, 2012 |
| M•••••••• U••• P••••••• | Hedge Fund | $760M | 229 | Mar 30, 2012 |
| M•••••••• S•••••• I••••••••• I••••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $322M | 1 | Mar 30, 2012 |
| M•••••••• S•••••• I••••••••• P•••••••• F•••• L••• | Hedge Fund | $318M | 3 | Mar 30, 2012 |
| P•••••• M••• L••• | Hedge Fund | $254M | 1 | Nov 19, 2016 |
| M•••••••• I•••••••• M••••• F•••• L•• | Hedge Fund | $196M | 1 | Jan 9, 2020 |
| S••• S••• L••no longer reported | Hedge Fund | $117M | 1 | Feb 26, 2016 |
| M•• B•• S••• L•• | Hedge Fund | $81.5M | 1 | Mar 30, 2015 |
| M•••••••• S••••••••• L••••••••• L•••no longer reported | Hedge Fund | $45.1M | 2 | Feb 25, 2019 |
| M•••••••• L•••••••• I•••••••••no longer reported | Hedge Fund | $38.9M | 5 | Mar 30, 2012 |
| M•••••••• P•••••• P•••••••• L••• | Hedge Fund | $37.0M | 9 | Mar 30, 2012 |
| M•••••••• S•••••• I••••••••• P••••••• M••••• F•••• L••• | Hedge Fund | $22.2M | 2 | Mar 30, 2012 |
| M•••••••• S••••••••• L•••no longer reported | Hedge Fund | $11.6M | 4 | Aug 21, 2019 |
| C••• S••• L••• | Hedge Fund | $10.5M | 3 | May 23, 2016 |
| M•••••••• P••••••• I••••••••• L•••no longer reported | Hedge Fund | $6.1M | 6 | Mar 30, 2012 |
| M•••••••• T•••• P•••••••• F•••• L•••no longer reported | Hedge Fund | $3.2M | 6 | Mar 30, 2015 |
| M•••••••• S••••••• F••• • R••••••• V•••• O••••••••• M••••• F••• L•••no longer reported | Hedge Fund | $2.2M | 1 | Mar 30, 2012 |
| M•••••••• T•••• P•••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $1.8M | 2 | Mar 30, 2015 |
| M•••••••• S••••• O••••••••• F•••• S• • S••••• 2•no longer reported | Private Equity Fund | $292,157 | 2 | Mar 30, 2015 |
| M•••••••• S••••• O••••••••• M••••• F•••• S• • S••••• 2•no longer reported | Private Equity Fund | $240,601 | 3 | Mar 30, 2015 |
| M•••••••• S••••••• F••• • R••••••• V•••• O••••••••• L•••no longer reported | Hedge Fund | $0 | 1 | Mar 30, 2012 |
| M•••••••• S••••• O••••••••• F•••• L•• • S••••• I•no longer reported | Private Equity Fund | $0 | 0 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- A••••• B•••••••• S••••••• · Chief Executive Officer, Managing Membercontrolsince 08/2003 · owns 25% to 50%
- B•••••• H••••• H•••• · Membercontrolsince 01/2011 · owns 5% to 10%
- C••••• M••••••• S•••• · Chief Financial Officer, Managing Directorcontrolsince 01/2023 · owns less than 5%
- D•••••• G•••••• E••••• · President, Membercontrolsince 01/2017 · owns 5% to 10%
- H•••• J••••• M•••••• · Managing Membercontrolsince 08/2003 · owns 10% to 25%
- L•••••••• R••••••• O•••••• · Membercontrolsince 01/2016 · owns less than 5%
- M••••••••• A•••••• H••••• · G•••••• Counsel & Chief Compliance Officer, Managing Directorcontrolsince 01/2016 · owns less than 5%
- Y•••• E•••••••• B•••• · Chief Operating Officer, Membercontrolsince 10/2021 · owns less than 5%
- H•••• J••••• M•••••• · Elected Managercontrolsince 09/2024 · owns F of J••• D••••••• T•••• H••••••• L••
- C••••• D•••• · Trusteesince 12/2020 · owns 5% to 10%
- C••••• L••••• · Trusteesince 12/2020 · owns 5% to 10%
Entity owners
- B••• M••• T•••• C•••••• O• D••••••• · Trusteeindirect · owns F of J••• D••••••• T••••
- J••• D••••••• T•••• · Memberindirect · owns 25% to 50% of J••• D••••••• T•••• H••••••• L••
- A••••••••• 2••• T•••• · Trustdirect · owns 5% to 10%
- J••• D••••••• T•••• H••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- M•••••••• G•••••• P••••••• L••investment adviserbankpooled vehicle sponsorn
- M•••••••• M••••••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $9.6B to $11BMar 28, 2025 to Mar 30, 2026
- Employees · 44 to 47Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $9.6B to $11BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $9.6B to $11BMar 28, 2025 to Mar 30, 2026
- RAUM · $9.6B to $11BMar 28, 2025 to Mar 30, 2026
- Accounts · 14 to 13Jan 21, 2025 to Mar 28, 2025
- Pooled vehicle clients · 14 to 13Jan 21, 2025 to Mar 28, 2025
- Assets in custody · $8.0B to $9.6BJan 21, 2025 to Mar 28, 2025
- Employees · 43 to 44Jan 21, 2025 to Mar 28, 2025
- Financial planning clients · unset to Jan 21, 2025 to Mar 28, 2025
- Private funds · 13 to 12Jan 21, 2025 to Mar 28, 2025
- Discretionary RAUM · $8.0B to $9.6BJan 21, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $8.0B to $9.6BJan 21, 2025 to Mar 28, 2025
- RAUM · $8.0B to $9.6BJan 21, 2025 to Mar 28, 2025
- Advisory employees · 7 to 9Jun 6, 2023 to Mar 28, 2024
- Assets in custody · $7.2B to $8.0BJun 6, 2023 to Mar 28, 2024
- Employees · 38 to 43Jun 6, 2023 to Mar 28, 2024
- Discretionary RAUM · $7.2B to $8.0BJun 6, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $7.2B to $8.0BJun 6, 2023 to Mar 28, 2024
- RAUM · $7.2B to $8.0BJun 6, 2023 to Mar 28, 2024
- Accounts · 16 to 14Jan 13, 2023 to Mar 29, 2023
- Pooled vehicle clients · 16 to 14Jan 13, 2023 to Mar 29, 2023
- Assets in custody · $6.3B to $7.2BJan 13, 2023 to Mar 29, 2023
- Employees · 37 to 38Jan 13, 2023 to Mar 29, 2023
- Private funds · 15 to 13Jan 13, 2023 to Mar 29, 2023
- Discretionary RAUM · $6.3B to $7.2BJan 13, 2023 to Mar 29, 2023
- Pooled vehicle RAUM · $6.3B to $7.2BJan 13, 2023 to Mar 29, 2023
- RAUM · $6.3B to $7.2BJan 13, 2023 to Mar 29, 2023
- Advisory employees · 6 to 7Jun 28, 2021 to Mar 30, 2022
- Assets in custody · $5.2B to $6.3BJun 28, 2021 to Mar 30, 2022
- Employees · 33 to 37Jun 28, 2021 to Mar 30, 2022
- Private funds · 16 to 15Jun 28, 2021 to Mar 30, 2022
- Discretionary RAUM · $5.2B to $6.3BJun 28, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $5.2B to $6.3BJun 28, 2021 to Mar 30, 2022
- RAUM · $5.2B to $6.3BJun 28, 2021 to Mar 30, 2022
- Accounts · 21 to 16Jan 20, 2021 to Mar 31, 2021
- Advisory employees · 12 to 6Jan 20, 2021 to Mar 31, 2021
- Pooled vehicle clients · 21 to 16Jan 20, 2021 to Mar 31, 2021
- Assets in custody · $5.0B to $5.2BJan 20, 2021 to Mar 31, 2021
- Employees · 45 to 33Jan 20, 2021 to Mar 31, 2021
Signals
5 dated events
- Matthew Cohen (Chief Financial Officer, Managing Director) appeared on Schedule A of M•••••••• C••••••• L••Jan 13, 2023 · Control person joined · fact
- Atul Biral Patel (Chief Financial Officer, Managing Director) no longer on Schedule A of M•••••••• C••••••• L•• (listed 2022-03-30, absent 2023-01-13)Jan 13, 2023 · Control person left · inference
- Dutton Eric Stiles (Member) no longer on Schedule A of M•••••••• C••••••• L•• (listed 2020-06-11, absent 2021-01-20)Jan 20, 2021 · Control person left · inference
- Bella Elisheva Yuan (Chief Administrative Officer, Member) appeared on Schedule A of M•••••••• C••••••• L••Jan 9, 2019 · Control person joined · fact
- Atul Biral Patel (Chief Financial Officer, Managing Director) appeared on Schedule A of M•••••••• C••••••• L••Jan 9, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
- M•••••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-915-3900reportedpublic record, Form ADV, Jul 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026