DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• C•••••• A•••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2023 · 5 filings
SEC status approved since May 10, 2023
RAUM
$231M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
91%
$212M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$57.9M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$231M as of Mar 30, 2026
Mar 29, 2024$152M then
HNW client RAUM$157M as of Mar 30, 2026
Mar 29, 2024$82.8M then
State-registered IARs (5.B.3)4 as of Mar 30, 2026
Mar 29, 20244 then
Employees (5.A)5 as of Mar 30, 2026
Mar 29, 20245 then
Private funds: no history
RAUM +38% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $57.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $879,964derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 7.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.0%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $60.3M, 120 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M68%
- Individuals$54.9M24%
- Pension and profit-sharing plans$8.8M3.8%
- Charitable organizations$8.2M3.5%
- Corporations and businesses$2.8M1.2%
- Individual clients
- 195reported
- HNW clients
- 47reported
- Pension plan clients
- 11reported
- Charitable clients
- 5reported
- Accounts
- 263reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.3M for 120 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• G•••••• S••••• | Lake Oswego, Or | Aug 16, 2017 | 23 y | 0 |
| J•••• A••••••• C••••• | Lake Oswego, Or | Aug 23, 2017 | 10 y | 0 |
| P•••• B•••• D• G••••Certified Financial Planner, Chartered Financial Analyst | Lake Oswego, Or | Apr 15, 2022 | 20 y | 1 |
| A•• B••• O•Certified Financial Planner | Lake Oswego, Or | Sep 29, 2023 | 24 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A•• B••• O• from S••• F•••••••• A••••••• I•••Sep 29, 2023 · RIA to RIA
- P•••• B•••• D• G•••• from S•••• R••• W••••• M••••••••• L••Apr 15, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S•••••• G••••••• G•••••• · President/Chief Compliance Officercontrolsince 10/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Oswego, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Mar 30, 2026accounts (Item 5.F.2.f) moved from 595.0 to 263.0 (-56.0%) between the annual amendments of 2025-03-26 and 2026-03-30; the peer median change was +5.0% (3687 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 2.6% percentile
- RAUM up 25 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $167,218,492 to $231,430,442 (+38.0%) between the annual amendments of 2025-03-26 and 2026-03-30; the peer median change was +15.0% (4550 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 595 to 263Mar 26, 2025 to Mar 30, 2026
- Charity clients · 4 to 5Mar 26, 2025 to Mar 30, 2026
- Corporate clients · 6 to 5Mar 26, 2025 to Mar 30, 2026
- HNW clients · 38 to 47Mar 26, 2025 to Mar 30, 2026
- Individual clients · 214 to 195Mar 26, 2025 to Mar 30, 2026
- Pension plan clients · 10 to 11Mar 26, 2025 to Mar 30, 2026
- Discretionary RAUM · $162M to $223MMar 26, 2025 to Mar 30, 2026
- HNW RAUM · $94.2M to $157MMar 26, 2025 to Mar 30, 2026
- Individual RAUM · $50.2M to $54.9MMar 26, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $5.5M to $8.8MMar 26, 2025 to Mar 30, 2026
- Pension RAUM · $7.4M to $8.8MMar 26, 2025 to Mar 30, 2026
- RAUM · $167M to $231MMar 26, 2025 to Mar 30, 2026
- Accounts · 524 to 595Mar 29, 2024 to Mar 26, 2025
- Corporate clients · 3 to 6Mar 29, 2024 to Mar 26, 2025
- HNW clients · 30 to 38Mar 29, 2024 to Mar 26, 2025
- Individual clients · 234 to 214Mar 29, 2024 to Mar 26, 2025
- Assets in custody · $96.5M to $60.3MMar 29, 2024 to Mar 26, 2025
- Financial planning clients · 101-250 to 101-250Mar 29, 2024 to Mar 26, 2025
- Discretionary RAUM · $147M to $162MMar 29, 2024 to Mar 26, 2025
- HNW RAUM · $82.8M to $94.2MMar 29, 2024 to Mar 26, 2025
- Individual RAUM · $46.6M to $50.2MMar 29, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $5.1M to $5.5MMar 29, 2024 to Mar 26, 2025
- Pension RAUM · $6.9M to $7.4MMar 29, 2024 to Mar 26, 2025
- RAUM · $152M to $167MMar 29, 2024 to Mar 26, 2025
- Accounts · 225 to 524May 9, 2023 to Mar 29, 2024
- Corporate clients · unset to 3.0May 9, 2023 to Mar 29, 2024
- HNW clients · unset to 30.0May 9, 2023 to Mar 29, 2024
- Individual clients · 212 to 234May 9, 2023 to Mar 29, 2024
- Pension plan clients · 9 to 10May 9, 2023 to Mar 29, 2024
- Assets in custody · unset to 96478252.0May 9, 2023 to Mar 29, 2024
- Custody of client assets · false to trueMay 9, 2023 to Mar 29, 2024
- State-registered IARs · 3 to 4May 9, 2023 to Mar 29, 2024
- Legal name · T••••• C•••••• M••••••••• L•• to T••••• C•••••• A•••••••• L••May 9, 2023 to Mar 29, 2024
- Discretionary RAUM · $112M to $147MMay 9, 2023 to Mar 29, 2024
- HNW RAUM · unset to 82784485.0May 9, 2023 to Mar 29, 2024
- Individual RAUM · $98.7M to $46.6MMay 9, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $5.4M to $5.1MMay 9, 2023 to Mar 29, 2024
- Pension RAUM · $5.4M to $6.9MMay 9, 2023 to Mar 29, 2024
- RAUM · $118M to $152MMay 9, 2023 to Mar 29, 2024
- Related insurance company · false to trueMay 9, 2023 to Mar 29, 2024
Signals
1 dated events
- T••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 30, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- amy@tauruscap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- skye@tauruscap.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 206-714-2424reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-658-9529reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 503-705-8835reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- T•••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-756-2972reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $57.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026