DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••• C•••••• M••••••••• L••
Latest filing Sep 15, 2026
First filing on the tape Feb 14, 2012 · 39 filings
SEC status approved since Mar 30, 2012
RAUM
$6.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
49
25 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$6.4B as of Mar 31, 2026
Mar 26, 2013$9.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 26, 20130 then
Employees (5.A)49 as of Mar 31, 2026
Mar 26, 201370 then
Private funds5 as of Mar 31, 2026
Mar 26, 20139 then
RAUM +34% over the last fiscal year+1.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $6.4B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.4B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G••••••• O••••••• O••••••••• M••••• F•••• L••• | Hedge Fund | $3.2B | 25 | Feb 14, 2012 |
| G••••••• C•••••• O••••••••• F•••• L••• | Hedge Fund | $2.6B | 22 | Feb 14, 2012 |
| G••••••• C•••••• M••••• F•••• L••• | Hedge Fund | $2.3B | 94 | Feb 14, 2012 |
| G•• E••••• M••••• F••• L•no longer reported | Hedge Fund | $630M | 31 | Nov 20, 2015 |
| G••••••• I••••••••• P•••••••• L•••no longer reported | Hedge Fund | $611M | 62 | Feb 14, 2012 |
| G•• O••••••••• F•••• L•••no longer reported | Hedge Fund | $257M | 19 | Feb 14, 2012 |
| G••••••• C•••••• P•••••••• L••• | Hedge Fund | $231M | 30 | Feb 14, 2012 |
| G••••••• H••••••••• M••••• F•••• L••• | Hedge Fund | $92.2M | 13 | Aug 24, 2021 |
| G•• I••••••••• P•••••••• L••• | Hedge Fund | $39.6M | 31 | Feb 14, 2012 |
| G•• S••••••••• I• M••••• F•••• L• | Hedge Fund | $26.7M | 3 | Aug 22, 2024 |
| G••••••• H••••••••• P•••••••• L•••no longer reported | Hedge Fund | $14.9M | 0 | Aug 21, 2020 |
| G•• L••••• A•••• M••••• F•••• L••• | Hedge Fund | $6.2M | 44 | Feb 14, 2012 |
| G•• L••••• A•••• I••••••••• P•••••••• L•••no longer reported | Hedge Fund | $2.0M | 19 | Feb 14, 2012 |
| G•• L••••• A•••• P•••••••• L•••no longer reported | Hedge Fund | $112,521 | 5 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• M••••••• J••• · Chief Financial Officercontrolsince 10/2006 · owns less than 5%
- H•••••••• M•••• J••••• · Co-President, General Counsel And Chief Compliance Officercontrolsince 08/2004 · owns less than 5%
- R••••••• L•••••••• M•••••• · Ceo, Portfolio Manager & Managercontrolsince 10/2000 · owns less than 5%
- R••••• J•••• D•••• · Co-Presidentcontrolsince 12/2016 · owns less than 5%
- R••••••• L•••••••• M•••••• · Managercontrolsince 05/2021 · owns 75% or more of R••• F••••• P••••••••• L••
- R••••••• L•••••••• M•••••• · Managercontrolsince 01/2014 · owns 75% or more of R•• M••••••••• L••
Entity owners
- R•• M••••••••• L•• · Memberdirect · owns less than 5%
- R••• F••••• P••••••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- G••••••• C•••••• G•• L••investment adviserbankpooled vehicle sponsorn
- G••••••• O••••••••• G•• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL2 employees
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 31, 2026 to Sep 15, 2026
- Private funds · 5 to unsetMar 31, 2026 to Sep 15, 2026
- Succession · false to unsetMar 31, 2026 to Sep 15, 2026
- Advisory employees · 24 to 25Dec 16, 2025 to Mar 31, 2026
- Assets in custody · $4.8B to $6.4BDec 16, 2025 to Mar 31, 2026
- Employees · 51 to 49Dec 16, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.8B to $6.4BDec 16, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.8B to $6.4BDec 16, 2025 to Mar 31, 2026
- RAUM · $4.8B to $6.4BDec 16, 2025 to Mar 31, 2026
- Accounts · 6 to 5Mar 4, 2025 to Mar 31, 2025
- Advisory employees · 25 to 24Mar 4, 2025 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Mar 4, 2025 to Mar 31, 2025
- Assets in custody · $5.6B to $4.8BMar 4, 2025 to Mar 31, 2025
- Employees · 53 to 51Mar 4, 2025 to Mar 31, 2025
- Financial planning clients · unset to Mar 4, 2025 to Mar 31, 2025
- Discretionary RAUM · $5.6B to $4.8BMar 4, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $5.6B to $4.8BMar 4, 2025 to Mar 31, 2025
- RAUM · $5.6B to $4.8BMar 4, 2025 to Mar 31, 2025
- Private funds · 4 to 5Mar 28, 2024 to Aug 22, 2024
- Accounts · 8 to 6Mar 4, 2024 to Mar 28, 2024
- Advisory employees · 31 to 25Mar 4, 2024 to Mar 28, 2024
- Pooled vehicle clients · 8 to 6Mar 4, 2024 to Mar 28, 2024
- Assets in custody · $6.2B to $5.6BMar 4, 2024 to Mar 28, 2024
- Employees · 63 to 53Mar 4, 2024 to Mar 28, 2024
- Other offices · 0 to 1Mar 4, 2024 to Mar 28, 2024
- Private funds · 7 to 4Mar 4, 2024 to Mar 28, 2024
- Discretionary RAUM · $6.2B to $5.6BMar 4, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $6.2B to $5.6BMar 4, 2024 to Mar 28, 2024
- RAUM · $6.2B to $5.6BMar 4, 2024 to Mar 28, 2024
- Advisory employees · 29 to 31Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $5.9B to $6.2BMar 31, 2022 to Mar 31, 2023
- Private funds · 8 to 7Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $5.9B to $6.2BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $5.9B to $6.2BMar 31, 2022 to Mar 31, 2023
- RAUM · $5.9B to $6.2BMar 31, 2022 to Mar 31, 2023
- Accounts · 12 to 8Aug 24, 2021 to Mar 31, 2022
- Advisory employees · 24 to 29Aug 24, 2021 to Mar 31, 2022
- Pooled vehicle clients · 12 to 8Aug 24, 2021 to Mar 31, 2022
- Assets in custody · $6.1B to $5.9BAug 24, 2021 to Mar 31, 2022
- Employees · 57 to 63Aug 24, 2021 to Mar 31, 2022
Signals
4 dated events
- G••••••• C•••••• M••••••••• L•• reported RAUM $6.4B, up 34% from $4.8B (2025-12-16 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Adam Jonathan Danziger (General Counsel And Chief Compliance Officer) no longer on Schedule A of G••••••• C•••••• M••••••••• L•• (listed 2023-03-31, absent 2023-10-06)Oct 6, 2023 · Control person left · inference
- G••••••• C•••••• M••••••••• L•• reported RAUM $6.1B, down 54% from $13.3B (2020-08-21 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- G••••••• C•••••• M••••••••• L•• reported RAUM $12.8B, down 36% from $19.8B (2018-06-29 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Glenview Capital Management · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-812-4700reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026