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SEC-registered adviser

A•••• V•••• I•••••••• L••••••

Asset manager (funds and pooled vehicles)London, CRD 137779SEC 801-65228websiteIAPD
Latest filing Dec 23, 2025
First filing on the tape Dec 21, 2011 · 24 filings
SEC status approved since Jan 19, 2006
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$2.3B as of Dec 23, 2025
Dec 21, 2011$2.3B then
HNW client RAUM$3.0M as of Dec 14, 2022
Dec 15, 2020$3.1M then
State-registered IARs (5.B.3)0 as of Dec 23, 2025
Dec 21, 20110 then
Employees (5.A)23 as of Dec 23, 2025
Nov 12, 201215 then
Private funds2 as of Dec 20, 2023
Dec 21, 20115 then
RAUM +45% over the last fiscal year+8.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Dec 23, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$253MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+34%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.2B95%
  • State and municipal entities$106M4.7%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.95 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      6 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•• F•••••• E••••••• V•••• F•••no longer reportedOther Private Fund$100M3Dec 21, 2011
      A•• V•••• F••• L••no longer reportedOther Private Fund$25.0M10Dec 21, 2011
      A•• F••••• H•••••• C•••••••• F•••Other Private Fund$15.0M12Dec 21, 2011
      A•• G••••• F•••no longer reportedOther Private Fund$7.6M1Dec 21, 2011
      A•• J•••• F•••Other Private Fund$7.6M4Dec 14, 2022
      C• A•••• V•••• I•••••••• G••••• F•••no longer reportedOther Private Fund$4.0M13Dec 21, 2011
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••••• J••••• · Director / Ceo / Ownercontrol
        since 06/2004 · owns 25% to 50%
      • K•••• J•••• A••••• · Chief Compliance Officercontrol
        since 03/2012 · owns less than 5%
      • L••• K•••••••• · Director / Ownercontrol
        since 06/2004 · owns less than 5%
      • T••••••• T••••• · Ownercontrol
        since 04/2017 · owns 10% to 25%
      • B•••••••• A•••• N• M••••• N••• · Ownercontrol
        since 07/2024 · owns 25% to 50% of G••••••• P••••••• L••
      • N••••• A•••••••• G••••• M•••••••• · Shareholdercontrol
        since 12/2013 · owns 75% or more of N•••• C•••••• L••••••
      • T•••••• P••••• S••••• R••• · Ownercontrol
        since 07/2024 · owns 25% to 50% of G••••••• P••••••• L••
      • B•••••••• A•••• N• M••••• N••• · Non Executive Director
        since 09/2023 · owns less than 5%
      • B••••••••• S•••• · Owner
        since 04/2017 · owns 5% to 10%
      • B••••• D••••• · Non Executive Director
        since 03/2015 · owns less than 5%
      • C•••••• N••••• · Owner
        since 01/2023 · owns less than 5%
      • C••••••• W•••••• · Owner
        since 01/2023 · owns less than 5%
      • L••• D••••• · Owner
        since 04/2017 · owns less than 5%
      Entity owners
      • G••••••• P••••••• L•• · Shareholder
        direct · owns 10% to 25%
      • N•••• C•••••• L•••••• · Owner
        indirect · owns 25% to 50% of G••••••• P••••••• L••
      Related persons
      Schedule D 7.A
      Advisers that list A•••• V•••• I•••••••• L•••••• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 24 to 23
        Jul 24, 2025 to Dec 23, 2025
      • Discretionary RAUM · $2.3B to $2.3B
        Jul 24, 2025 to Dec 23, 2025
      • Pooled vehicle RAUM · $2.2B to $2.2B
        Jul 24, 2025 to Dec 23, 2025
      • RAUM · $2.3B to $2.3B
        Jul 24, 2025 to Dec 23, 2025
      • Financial planning clients · unset to
        Dec 11, 2024 to Jul 24, 2025
      • HQ state · unset to
        Dec 11, 2024 to Jul 24, 2025
      • Discretionary RAUM · $2.1B to $2.3B
        Dec 11, 2024 to Jul 24, 2025
      • Pooled vehicle RAUM · $2.0B to $2.2B
        Dec 11, 2024 to Jul 24, 2025
      • RAUM · $2.1B to $2.3B
        Dec 11, 2024 to Jul 24, 2025
      • Accounts · 7 to 9
        Dec 20, 2023 to Dec 11, 2024
      • Advisory employees · 11 to 12
        Dec 20, 2023 to Dec 11, 2024
      • Pooled vehicle clients · 5 to 8
        Dec 20, 2023 to Dec 11, 2024
      • Employees · 19 to 24
        Dec 20, 2023 to Dec 11, 2024
      • Financial planning clients · 0 to unset
        Dec 20, 2023 to Dec 11, 2024
      • Private funds · 2 to unset
        Dec 20, 2023 to Dec 11, 2024
      • Discretionary RAUM · $1.6B to $2.1B
        Dec 20, 2023 to Dec 11, 2024
      • Pooled vehicle RAUM · $1.5B to $2.0B
        Dec 20, 2023 to Dec 11, 2024
      • RAUM · $1.6B to $2.1B
        Dec 20, 2023 to Dec 11, 2024
      • Accounts · 8 to 7
        May 2, 2023 to Dec 20, 2023
      • Advisory employees · 10 to 11
        May 2, 2023 to Dec 20, 2023
      • Advisory activities · 3 to 2
        May 2, 2023 to Dec 20, 2023
      • HNW clients · 1.0 to unset
        May 2, 2023 to Dec 20, 2023
      • Discretionary RAUM · $1.6B to $1.6B
        May 2, 2023 to Dec 20, 2023
      • HNW RAUM · 3611794.0 to unset
        May 2, 2023 to Dec 20, 2023
      • Pooled vehicle RAUM · $1.5B to $1.5B
        May 2, 2023 to Dec 20, 2023
      • RAUM · $1.6B to $1.6B
        May 2, 2023 to Dec 20, 2023
      • Discretionary RAUM · $1.4B to $1.6B
        Dec 14, 2022 to May 2, 2023
      • HNW RAUM · $3.0M to $3.6M
        Dec 14, 2022 to May 2, 2023
      • Pooled vehicle RAUM · $1.3B to $1.5B
        Dec 14, 2022 to May 2, 2023
      • RAUM · $1.4B to $1.6B
        Dec 14, 2022 to May 2, 2023
      • Accounts · 6 to 8
        Jan 12, 2022 to Dec 14, 2022
      • Pooled vehicle clients · 3 to 5
        Jan 12, 2022 to Dec 14, 2022
      • Private funds · 1 to 2
        Jan 12, 2022 to Dec 14, 2022
      • Discretionary RAUM · $1.8B to $1.4B
        Jan 12, 2022 to Dec 14, 2022
      • HNW RAUM · $3.7M to $3.0M
        Jan 12, 2022 to Dec 14, 2022
      • Pooled vehicle RAUM · $1.7B to $1.3B
        Jan 12, 2022 to Dec 14, 2022
      • RAUM · $1.8B to $1.4B
        Jan 12, 2022 to Dec 14, 2022
      • Accounts · 5 to 6
        Dec 15, 2020 to Jan 12, 2022
      • Advisory employees · 7 to 10
        Dec 15, 2020 to Jan 12, 2022
      • Employees · 12 to 19
        Dec 15, 2020 to Jan 12, 2022
      Signals
      5 dated events
      • A•••• V•••• I•••••••• L•••••• reported RAUM $2.1B, up 34% from $1.6B (2023-12-20 to 2024-12-11)
        Dec 11, 2024 · RAUM change · derived
      • Stuart Read Peter Taylor (Owner) appeared on Schedule A of A•••• V•••• I•••••••• L••••••
        Dec 11, 2024 · Control person joined · fact
      • A•••• V•••• I•••••••• L•••••• reported RAUM $1.8B, up 36% from $1.3B (2020-12-15 to 2022-01-12)
        Jan 12, 2022 · RAUM change · derived
      • Ernest John Pennink (Director / Owner) no longer on Schedule A of A•••• V•••• I•••••••• L•••••• (listed 2020-01-13, absent 2020-12-15)
        Dec 15, 2020 · Control person left · inference
      • Stuart Read Peter Taylor (Owner) no longer on Schedule A of A•••• V•••• I•••••••• L•••••• (listed 2018-12-20, absent 2019-12-13)
        Dec 13, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ASSETV••••INVESTORS.COMreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      44-207-659-4800reportedpublic record, Form ADV, Dec 23, 2025
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026