DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Investcorp Investment Advisers LLC
Latest filing Sep 29, 2025
First filing on the tape Mar 30, 2012 · 45 filings
SEC status approved since Nov 25, 2005
RAUM
$5.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
71
37 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
47
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$5.5B as of Sep 29, 2025
Oct 1, 2012$7.9B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 29, 2025
Sep 27, 20130 then
Employees (5.A)71 as of Sep 29, 2025
Sep 27, 201384 then
Private funds47 as of Sep 29, 2025
Oct 1, 20124 then
RAUM +35% over the last fiscal year+95% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 29, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $113MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.5B, 47 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$4.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 49reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.5B for 47 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.72 institutional_share=0.0 related_bd=true related_bank=false bd_reps=21.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
52 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Investcorp Strategic Capital Partners, L.P. | Private Equity Fund | $495M | 51 | Oct 27, 2020 |
| Investcorp North American Private Equity Realization Fund 2022, L.P. | Private Equity Fund | $409M | 32 | Sep 28, 2023 |
| Investcorp North American Private Equity Parallel Fund I-A, L.P. | Private Equity Fund | $400M | 2 | Sep 28, 2022 |
| Investcorp Technology Secondary Fund 2018, L.P. | Private Equity Fund | $309M | 8 | Sep 30, 2019 |
| Victors Ccc Aggregator LP | Private Equity Fund | $250M | 11 | Sep 28, 2022 |
| Investcorp Strategic Capital Partners A, L.P. | Private Equity Fund | $208M | 13 | Oct 27, 2020 |
| Investcorp North American Private Equity Fund I, L.P. | Private Equity Fund | $200M | 52 | Sep 28, 2021 |
| Investcorp Technology Partners IV B LP | Private Equity Fund | $183M | 16 | Aug 28, 2018 |
| Investcorp North American Private Equity Parallel Fund I, L.P. | Private Equity Fund | $164M | 22 | Sep 28, 2021 |
| Investcorp Strategic Capital Partners II-B, L.P. | Private Equity Fund | $145M | 4 | Sep 28, 2023 |
| Helios Aggregator Holdings I LP | Private Equity Fund | $139M | 33 | Sep 28, 2023 |
| Pegasus Aggregator Holdings LP | Private Equity Fund | $128M | 12 | Sep 28, 2022 |
| Investcorp North American Private Equity Parallel Fund I-B, L.P. | Private Equity Fund | $126M | 26 | Sep 28, 2021 |
| Marlin Coinvest LP | Private Equity Fund | $106M | 11 | Sep 28, 2023 |
| Investcorp Apollo Acquisition Partnership, L.P | Private Equity Fund | $102M | 3 | Sep 28, 2022 |
| Investcorp Relay Coinvest LP | Private Equity Fund | $95.6M | 4 | Sep 28, 2022 |
| Alohomora As Holdings L.P.no longer reported | Private Equity Fund | $94.2M | 1 | Oct 27, 2020 |
| Investcorp Special Opportunities Italian Distressed Loan Fund LLCno longer reported | Hedge Fund | $74.0M | 6 | Mar 10, 2016 |
| Investcorp Strategic Capital Partners Master Fund, L.P. | Private Equity Fund | $71.3M | 3 | Sep 28, 2023 |
| Investcorp Technology Partners III LPno longer reported | Private Equity Fund | $64.5M | 34 | Mar 30, 2012 |
| Investcorp Coinvestment Partners I, LPno longer reported | Private Equity Fund | $54.1M | 1 | Mar 30, 2012 |
| Investcorp Highway Acquisition Partnership, L.P. | Private Equity Fund | $50.9M | 7 | Sep 28, 2021 |
| Investcorp Spark Co-Invest Fund, L.P. | Private Equity Fund | $49.8M | 7 | Sep 27, 2024 |
| Investcorp Real Estate Credit Fund III Reit LLCno longer reported | Real Estate Fund | $47.9M | 125 | Sep 27, 2013 |
| Investcorp Uta Zenith L.P.no longer reported | Private Equity Fund | $41.9M | 2 | Oct 27, 2020 |
| Investcorp Roadway Coinvest LP | Private Equity Fund | $40.4M | 4 | Sep 28, 2021 |
| Investcorp Propel Acquisition Partnership, L.P. | Private Equity Fund | $34.5M | 3 | Sep 28, 2022 |
| Investcorp Aspen Offshore Fund II, L.P. | Private Equity Fund | $34.4M | 1 | Oct 27, 2020 |
| Investcorp Carrier Acquisition Partnership, L.P | Private Equity Fund | $34.0M | 3 | Sep 28, 2022 |
| Investcorp Switch Aggregator LP | Private Equity Fund | $32.4M | 25 | Sep 28, 2023 |
| Taycan Aggregator, LLC | Private Equity Fund | $30.3M | 1 | Sep 27, 2024 |
| Investcorp Fortune As, L.P | Private Equity Fund | $25.7M | 1 | Sep 28, 2022 |
| Investcorp Taycan Acquisition Partnership, L.P.no longer reported | Private Equity Fund | $25.5M | 2 | Oct 24, 2023 |
| Investcorp Uta Zenith V L.P.no longer reported | Private Equity Fund | $20.9M | 1 | Oct 27, 2020 |
| Investcorp Transformer Aggregator LP | Private Equity Fund | $18.7M | 2 | Sep 28, 2022 |
| Investcorp Keras Coinvest II, L.P. | Private Equity Fund | $16.3M | 4 | Sep 28, 2021 |
| Investcorp Aspen Offshore Fund, L.P. | Private Equity Fund | $16.0M | 3 | Oct 27, 2020 |
| Anchor Holdco LP | Private Equity Fund | $15.1M | 4 | Oct 24, 2023 |
| Investcorp Wolverine Coinvest, L.P. | Private Equity Fund | $14.5M | 4 | Sep 28, 2021 |
| Investcorp Real Estate Credit Fund III LPno longer reported | Real Estate Fund | $14.3M | 3 | Sep 27, 2013 |
Owners and control persons
Schedule A and B, latest filing
- William Anthony Maniscalco · Manager, Head Of Strategic Capital Investmentscontrolsince 09/2019 · owns less than 5%
- Nicholas Mcgrane · Co-Heads Of North American Private Equitycontrolsince 09/2024 · owns less than 5%
- Joseph Brian Murphy · Chief Compliance Officercontrolsince 08/2005 · owns less than 5%
- P Miller Stephen · Co-Heads Of North American Private Equitycontrolsince 09/2024 · owns less than 5%
- Alan David Tayeh · Manager, Head Of Global Private Equitycontrolsince 09/2024 · owns less than 5%
Entity owners
- Investcorp International Holdings Inc. · Sole Memberdirect · owns 75% or more
- Cp Holdings Ltd · Shareholderindirect · owns 75% or more of Investcorp Holdings Ltd
- Iesip Holdings Ltd · Shareholderindirect · owns 75% or more of Iesip Investments Spc Ltd
- Iesip Investments Spc Ltd · Shareholderindirect · owns 25% to 50% of Sipco Ltd
- Investcorp Holdings Ltd · Shareholderindirect · owns 75% or more of Investcorp S.A.
- Investcorp S.A. · Shareholderindirect · owns 75% or more of Investcorp International Holdings Inc.
- Sipco Holdings Ltd · Shareholderindirect · owns 75% or more of Iesip Holdings Ltd
- Sipco Ltd · Shareholderindirect · owns 75% or more of Cp Holdings Ltd
Related persons
Schedule D 7.A
- Cm Investment Partners LLCinvestment advisern
- Icm Nominees Holding Limitedbroker-dealern
- Icm Senior Loan Fund Corporationpooled vehicle sponsorn
- Investcorp (Abu Dhabi) Limitedinvestment advisern
- Investcorp Absolute Return Investments LLCinvestment advisernRAUM $1.1B
- Investcorp Asia Financial Services Private Limitedbroker-dealern
- Investcorp Aspen Fund Gp Limitedinvestment adviserpooled vehicle sponsorn
- Investcorp Asset Advisory Services Limitedbroker-dealern
- Investcorp Corporate Services Limitedinvestment advisern
- Investcorp Credit Management Eu Limitedinvestment advisern
- Investcorp Credit Management US LLCinvestment advisernRAUM $12B
- Investcorp European Buyout Fund 2019 Gp, LPpooled vehicle sponsorn
- Investcorp European Private Equity Fund III Gp Limitedpooled vehicle sponsorn
- Investcorp European Private Equity Fund III Gp S.A R.L.pooled vehicle sponsorn
- Investcorp Financial Services B.S.C.investment advisern
- Investcorp Fortune As Gp Limitedinvestment adviserpooled vehicle sponsorn
- Investcorp Fund Management Services Limitedinvestment advisern
- Investcorp Gulf Investments Bscbroker-dealerinvestment advisern
- Investcorp India Asset Managers Private Limitedinvestment advisern
- Investcorp Investment Advisers Limitedinvestment advisernRAUM $222M
- Investcorp Investment Managers India Llpinvestment advisern
- Investcorp Investment Solutions LLCinvestment advisernRAUM $2.8B
- Investcorp Japan, LLCbroker-dealern
- Investcorp Malta Limitedbroker-dealern
- Investcorp North American Private Equity I Gp L.P.investment adviserpooled vehicle sponsorn
- Investcorp Private Equity 2007 Fund Gp LPinvestment adviserpooled vehicle sponsorn
- Investcorp Saudi Arabia Financial Investments Co.broker-dealern
- Investcorp Securities Limitedbroker-dealerinvestment advisern
- Investcorp Strategic Capital Partners Gp, L.P.investment adviserpooled vehicle sponsorn
- Investcorp Strategic Capital Partners II Gp, L.P.investment adviserpooled vehicle sponsorn
Advisers that list Investcorp Investment Advisers LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 40 to 49Apr 14, 2025 to Sep 29, 2025
- Advisory employees · 46 to 37Apr 14, 2025 to Sep 29, 2025
- BD registered reps · 22 to 21Apr 14, 2025 to Sep 29, 2025
- Pooled vehicle clients · 14 to 19Apr 14, 2025 to Sep 29, 2025
- Assets in custody · $4.2B to $5.5BApr 14, 2025 to Sep 29, 2025
- Employees · 78 to 71Apr 14, 2025 to Sep 29, 2025
- Private funds · 37 to 47Apr 14, 2025 to Sep 29, 2025
- Discretionary RAUM · $4.2B to $5.5BApr 14, 2025 to Sep 29, 2025
- Non-discretionary RAUM · $26.6M to $26.4MApr 14, 2025 to Sep 29, 2025
- Pooled vehicle RAUM · $3.0B to $4.0BApr 14, 2025 to Sep 29, 2025
- RAUM · $4.3B to $5.5BApr 14, 2025 to Sep 29, 2025
- Financial planning clients · unset to Dec 11, 2024 to Apr 14, 2025
- Accounts · 35 to 40Oct 24, 2023 to Sep 27, 2024
- Advisory employees · 43 to 46Oct 24, 2023 to Sep 27, 2024
- BD registered reps · 24 to 22Oct 24, 2023 to Sep 27, 2024
- Pooled vehicle clients · 12 to 14Oct 24, 2023 to Sep 27, 2024
- Assets in custody · $4.0B to $4.2BOct 24, 2023 to Sep 27, 2024
- Employees · 96 to 78Oct 24, 2023 to Sep 27, 2024
- Private funds · 35 to 37Oct 24, 2023 to Sep 27, 2024
- Discretionary RAUM · $4.0B to $4.2BOct 24, 2023 to Sep 27, 2024
- Non-discretionary RAUM · $104M to $26.6MOct 24, 2023 to Sep 27, 2024
- Pooled vehicle RAUM · $3.0B to $3.0BOct 24, 2023 to Sep 27, 2024
- RAUM · $4.1B to $4.3BOct 24, 2023 to Sep 27, 2024
- Private funds · 33 to 35Sep 28, 2023 to Oct 24, 2023
- Accounts · 34 to 35Jul 28, 2023 to Sep 28, 2023
- Advisory employees · 42 to 43Jul 28, 2023 to Sep 28, 2023
- BD registered reps · 8 to 24Jul 28, 2023 to Sep 28, 2023
- Pooled vehicle clients · 10 to 12Jul 28, 2023 to Sep 28, 2023
- Assets in custody · $741M to $4.0BJul 28, 2023 to Sep 28, 2023
- Employees · 93 to 96Jul 28, 2023 to Sep 28, 2023
- Private funds · 31 to 33Jul 28, 2023 to Sep 28, 2023
- Discretionary RAUM · $2.5B to $4.0BJul 28, 2023 to Sep 28, 2023
- Non-discretionary RAUM · $0 to $104MJul 28, 2023 to Sep 28, 2023
- Pooled vehicle RAUM · $1.6B to $3.0BJul 28, 2023 to Sep 28, 2023
- RAUM · $2.5B to $4.1BJul 28, 2023 to Sep 28, 2023
- Accounts · 23 to 34May 25, 2022 to Sep 28, 2022
- Advisory employees · 70 to 42May 25, 2022 to Sep 28, 2022
- BD registered reps · 23 to 8May 25, 2022 to Sep 28, 2022
- Pooled vehicle clients · 8 to 10May 25, 2022 to Sep 28, 2022
- Employees · 78 to 93May 25, 2022 to Sep 28, 2022
Signals
9 dated events
- Investcorp Investment Advisers Llc reported RAUM $5.5B, up 30% from $4.3B (2025-04-14 to 2025-09-29)Sep 29, 2025 · RAUM change · derived
- P Miller Stephen (Co-Heads Of North American Private Equity) appeared on Schedule A of Investcorp Investment Advisers LlcDec 11, 2024 · Control person joined · fact
- Nicholas Mcgrane (Co-Heads Of North American Private Equity) appeared on Schedule A of Investcorp Investment Advisers LlcDec 11, 2024 · Control person joined · fact
- Investcorp Investment Advisers Llc reported RAUM $4.1B, up 63% from $2.5B (2023-07-28 to 2023-09-28)Sep 28, 2023 · RAUM change · derived
- Jonathan Dracos (Manager, Head Of Real Estate) no longer on Schedule A of Investcorp Investment Advisers Llc (listed 2023-07-28, absent 2023-09-28)Sep 28, 2023 · Control person left · inference
- Investcorp Investment Advisers Llc reported RAUM $2.5B, up 239% from $740.7M (2022-05-25 to 2022-09-28)Sep 28, 2022 · RAUM change · derived
- Investcorp Investment Advisers Llc reported RAUM $711.4M, down 52% from $1.5B (2020-02-10 to 2020-09-28)Sep 28, 2020 · RAUM change · derived
- Lionel Erdely (Manager, Head And Chief Investment Officer Of Ais) no longer on Schedule A of Investcorp Investment Advisers Llc (listed 2020-02-10, absent 2020-09-28)Sep 28, 2020 · Control person left · inference
- Investcorp Investment Advisers Llc reported RAUM $1.5B, down 43% from $2.6B (2018-10-11 to 2019-09-30)Sep 30, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Investcorp Investment Advisers LLC · Independent Sponsorsshared crd · capital_provider
- Investcorp Investment Advisers LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-599-4700reportedpublic record, Form ADV, Sep 29, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Investcorp Investment Advisers LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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