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G•••• C•••••• M••••••••• I•••

Asset manager (funds and pooled vehicles)SEC-registered4 private fundsUmbrella registration· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $3.3B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$3.3B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
-17%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 137842 · SEC 801-65550 · 20 filingsShow
CRD 137842SEC 801-65550First filing on the tape Mar 2, 2012, latest Mar 12, 2026SEC status approved since Jan 26, 2006IAPD
RAUM
$3.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$3.3B as of Mar 12, 2026
Mar 2, 2012$1.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 12, 2026
Mar 2, 20120 then
Employees (5.A)14 as of Mar 12, 2026
Mar 25, 201312 then
Private funds4 as of Mar 12, 2026
Mar 2, 20123 then
RAUM -17% over the last fiscal year+1.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$814MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-17%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$3.3B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      4 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      E•• V•••• F••• I•• L•Hedge Fund$2.0B349Mar 2, 2012
      V••• V•••• F•••• L•Hedge Fund$872M98Mar 2, 2012
      E•• V•••• F••• I••••••••• M••••• L•••Hedge Fund$741M93Mar 17, 2014
      E•• V•••• F••• I••••••••• L••Hedge Fund$344M92Mar 2, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• M•••• M• · Chief Financial Officer & Chief Compliance Officercontrol
        since 01/2014 · owns less than 5%
      • B•••••••• J•••••• L•• · Managing Partnercontrol
        since 07/2003 · owns less than 5%
      • G••••• J••••••• L••• · President / Portfolio Managercontrol
        since 06/1996 · owns 75% or more
      Related persons
      Schedule D 7.A
      • G•••• C•••••• M••••••••• G•• L••
        y
      • G•••• C•••••• P•••••••• L••
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 9 to 8
        Mar 13, 2025 to Mar 12, 2026
      • Employees · 15 to 14
        Mar 13, 2025 to Mar 12, 2026
      • Discretionary RAUM · $3.9B to $3.3B
        Mar 13, 2025 to Mar 12, 2026
      • Pooled vehicle RAUM · $3.9B to $3.3B
        Mar 13, 2025 to Mar 12, 2026
      • RAUM · $3.9B to $3.3B
        Mar 13, 2025 to Mar 12, 2026
      • Advisory employees · 8 to 9
        Nov 1, 2024 to Mar 13, 2025
      • Financial planning clients · unset to
        Nov 1, 2024 to Mar 13, 2025
      • Discretionary RAUM · $3.6B to $3.9B
        Nov 1, 2024 to Mar 13, 2025
      • Pooled vehicle RAUM · $3.6B to $3.9B
        Nov 1, 2024 to Mar 13, 2025
      • RAUM · $3.6B to $3.9B
        Nov 1, 2024 to Mar 13, 2025
      • Advisory employees · 9 to 8
        Mar 28, 2023 to Mar 13, 2024
      • Discretionary RAUM · $3.1B to $3.6B
        Mar 28, 2023 to Mar 13, 2024
      • Pooled vehicle RAUM · $3.1B to $3.6B
        Mar 28, 2023 to Mar 13, 2024
      • RAUM · $3.1B to $3.6B
        Mar 28, 2023 to Mar 13, 2024
      • Advisory employees · 8 to 9
        Mar 23, 2022 to Mar 28, 2023
      • Employees · 14 to 15
        Mar 23, 2022 to Mar 28, 2023
      • Discretionary RAUM · $3.8B to $3.1B
        Mar 23, 2022 to Mar 28, 2023
      • Pooled vehicle RAUM · $3.8B to $3.1B
        Mar 23, 2022 to Mar 28, 2023
      • RAUM · $3.8B to $3.1B
        Mar 23, 2022 to Mar 28, 2023
      • Advisory employees · 6 to 8
        Mar 22, 2021 to Mar 23, 2022
      • Employees · 11 to 14
        Mar 22, 2021 to Mar 23, 2022
      • Discretionary RAUM · $3.0B to $3.8B
        Mar 22, 2021 to Mar 23, 2022
      • Pooled vehicle RAUM · $3.0B to $3.8B
        Mar 22, 2021 to Mar 23, 2022
      • RAUM · $3.0B to $3.8B
        Mar 22, 2021 to Mar 23, 2022
      • Advisory employees · 8 to 6
        Mar 25, 2020 to Mar 22, 2021
      • Employees · 15 to 11
        Mar 25, 2020 to Mar 22, 2021
      • Financial planning clients · 0 to unset
        Mar 25, 2020 to Mar 22, 2021
      • Discretionary RAUM · $2.5B to $3.0B
        Mar 25, 2020 to Mar 22, 2021
      • Pooled vehicle RAUM · $2.5B to $3.0B
        Mar 25, 2020 to Mar 22, 2021
      • RAUM · $2.5B to $3.0B
        Mar 25, 2020 to Mar 22, 2021
      • Accounts · 19 to 4
        Mar 26, 2019 to Mar 25, 2020
      • Assets in custody · $2.3B to $0
        Mar 26, 2019 to Mar 25, 2020
      • Discretionary RAUM · $2.3B to $2.5B
        Mar 26, 2019 to Mar 25, 2020
      • Pooled vehicle RAUM · $2.3B to $2.5B
        Mar 26, 2019 to Mar 25, 2020
      • RAUM · $2.3B to $2.5B
        Mar 26, 2019 to Mar 25, 2020
      • Related adviser · true to false
        Mar 26, 2019 to Mar 25, 2020
      • Related bank · true to false
        Mar 26, 2019 to Mar 25, 2020
      • Accounts · 22 to 19
        Mar 27, 2018 to Mar 26, 2019
      • Advisory employees · 10 to 8
        Mar 27, 2018 to Mar 26, 2019
      • Assets in custody · $3.0B to $2.3B
        Mar 27, 2018 to Mar 26, 2019
      Signals
      3 dated events
      • ••• Locked
        Mar 23, 2022 · RAUM change · derived
      • ••• Locked
        Mar 26, 2019 · RAUM change · derived
      • ••• Locked
        Mar 26, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Mar 12, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 12, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026