DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• C•••••• L••
Latest filing Apr 30, 2026
First filing on the tape Mar 30, 2012 · 38 filings
SEC status approved since Feb 8, 2006
RAUM
$7.7B
reported, Item 5.F
Discretionary
76%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
52
24 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
43
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$7.7B as of Apr 30, 2026
Mar 30, 2012$2.4B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 30, 20120 then
Employees (5.A)52 as of Apr 30, 2026
Apr 1, 201323 then
Private funds43 as of Apr 30, 2026
Mar 30, 201229 then
RAUM -6.8% over the last fiscal year-8.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $124MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 76%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.0B, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$6.0B79%
- Sovereign wealth funds$1.6B21%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 62reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0B for 56 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.79 institutional_share=0.21 related_bd=true related_bank=true bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
71 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••• V• F•••••••• S••••••• C•••••• P•••••••• L••• | Private Equity Fund | $1.3B | 63 | Mar 29, 2018 |
| G•••••• I••••••••• I••••••••• L••• | Hedge Fund | $939M | 12 | Apr 2, 2012 |
| C•••••• M••••• I••••••••• L••• | Private Equity Fund | $485M | 27 | Mar 29, 2016 |
| C•••••• S••••• I••••••••• L••• | Private Equity Fund | $431M | 35 | Mar 30, 2021 |
| C•••••• K•••• I•••••••• L•• | Private Equity Fund | $290M | 14 | Mar 30, 2012 |
| C•••••• V• F• C•••••• P•••••••• L••• | Private Equity Fund | $263M | 24 | Mar 31, 2023 |
| C•••••• I• F•••••••• S••••••• C•••••• P•••••••• L••• | Private Equity Fund | $259M | 48 | Mar 30, 2012 |
| C••••••••• A•••••• F••• B• L••• | Hedge Fund | $245M | 2 | Mar 31, 2023 |
| K•• I•••••••• L•• | Private Equity Fund | $160M | 13 | Mar 31, 2017 |
| G•••••• U• W•••• I•• L••• | Private Equity Fund | $137M | 3 | Apr 2, 2012 |
| C•••••• B••••• I••••••••• L••• | Private Equity Fund | $132M | 8 | Mar 29, 2019 |
| C•••••• V• C•••••• P••••••• A•• A• L••• | Private Equity Fund | $131M | 33 | Mar 30, 2021 |
| G•••••• U• W••••• L••• | Private Equity Fund | $129M | 2 | Apr 2, 2012 |
| C•••••• I••••• I••••••••• L••• | Private Equity Fund | $125M | 23 | Mar 30, 2021 |
| A•• I•••••• I••••••••• L••• | Private Equity Fund | $117M | 2 | Mar 30, 2020 |
| C•••••• V• C•••••• P••••••• A••• L••• | Private Equity Fund | $114M | 33 | Apr 30, 2019 |
| C•••••• R•••••• I••••••••• L••• | Private Equity Fund | $88.3M | 4 | Mar 30, 2022 |
| C•••••• I• F••• A•• I• C•••••• L••• | Private Equity Fund | $87.5M | 42 | Mar 27, 2014 |
| C•••••• V• F• C•••••• P••••••• • 1• L••• | Private Equity Fund | $87.0M | 2 | Mar 28, 2024 |
| C•••••• M•••• L•••no longer reported | Private Equity Fund | $86.1M | 3 | Apr 1, 2013 |
| C•••••• A•••• I••••••••• L••• | Private Equity Fund | $75.4M | 9 | Mar 31, 2023 |
| C•••••• B•••• I••••••••• L••• | Private Equity Fund | $74.7M | 7 | Mar 30, 2020 |
| C•••••• P••••••• M••••• C••••••••• L••• | Private Equity Fund | $71.3M | 1 | Mar 29, 2016 |
| L••• I•••••••• O• K••••• L••• | Private Equity Fund | $68.3M | 11 | Mar 31, 2017 |
| C•••••• I•• F•••••••• S••••••• C•••••• P•••••••• L••• | Private Equity Fund | $67.3M | 64 | Mar 30, 2012 |
| C•••••• V• C•••••• P••••••• A••• L••• | Private Equity Fund | $60.3M | 12 | Mar 31, 2023 |
| C•••••• A••••• I••••••••• L••• | Private Equity Fund | $59.9M | 15 | Mar 29, 2019 |
| C•••••• I• P•••••• H••••••• P•••••••• L••• | Private Equity Fund | $56.1M | 15 | Mar 31, 2017 |
| 5•• | Private Equity Fund | $51.9M | 47 | Mar 30, 2012 |
| C•••••• I• F•••••••• S••••••• C•••••• P••••••••• L••• | Private Equity Fund | $29.3M | 2 | Apr 1, 2013 |
| C•••••• A•••• I••••••••• L••• | Private Equity Fund | $27.2M | 9 | Mar 31, 2023 |
| 5••no longer reported | Private Equity Fund | $24.4M | 1 | Mar 30, 2012 |
| C•••••• M••• I••••••••• L••• | Private Equity Fund | $22.8M | 10 | Apr 1, 2013 |
| 5••no longer reported | Private Equity Fund | $20.5M | 5 | Mar 30, 2012 |
| C•••••• V• C•••••• P••••••• A•• • 1• L••• | Private Equity Fund | $20.0M | 2 | Mar 28, 2024 |
| 5••no longer reported | Private Equity Fund | $19.7M | 1 | Mar 30, 2012 |
| 5••no longer reported | Private Equity Fund | $19.0M | 2 | Mar 30, 2012 |
| 5••no longer reported | Private Equity Fund | $16.9M | 1 | Mar 30, 2012 |
| 5•• | Private Equity Fund | $16.5M | 1 | Mar 30, 2012 |
| C•••••• L•••• I••••••••• L••• | Private Equity Fund | $15.2M | 14 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- J••••••• D•••••• T••• I•••••• · Managing Partnercontrolsince 12/2005 · owns less than 5%
- K••••• A••• M•••• · Chief Operating Officercontrolsince 12/2005 · owns less than 5%
- M••••••••• K••••• M•••• · Chief Financial Officercontrolsince 03/2024 · owns less than 5%
- P••••••••• N•••••••• B••••• · Foundercontrolsince 12/2005 · owns less than 5%
- W•••• J••••• A••••• · Chief Compliance Officercontrolsince 03/2013 · owns less than 5%
- J••••••• D•••••• T••• I•••••• · Membercontrolsince 12/2010 · owns 75% or more of C•••••• C•••••• G••••• L•••
- J••••••• D•••••• T••• I•••••• · Sole Membercontrolsince 12/2006 · owns 75% or more of V••• I•••••••• L••
Entity owners
- C•••••• C••••••• L••• · Sole Memberdirect · owns 75% or more
- C•••••• C•••••• G••••• L••• · General Partnerindirect · owns F of C•••••• C•••••• F•••••• L•••
- C•••••• C•••••• G••••• L••• · General Partnerindirect · owns F of C•••••• C••••••• L•••
- C•••••• C•••••• F•••••• L••• · Limited Partnerindirect · owns 75% or more of C•••••• C••••••• L•••
- V••• I•••••••• L•• · Limited Partnerindirect · owns 25% to 50% of C•••••• C•••••• F•••••• L•••
Related persons
Schedule D 7.A
- C•••••• A••••••• L••broker-dealern
- C•••••• A•••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• A••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• A•••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• B•••• M••••••••• L•••bankpooled vehicle sponsorn
- C•••••• B••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• I• O•••••••• L•••••pooled vehicle sponsorn
- C•••••• I•• L•••pooled vehicle sponsorn
- C•••••• I•• M••••••••• L•••pooled vehicle sponsorn
- C•••••• I•• O••••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• I••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• I••••••••• P••••••• M••••••••• G•• L•••pooled vehicle sponsorn
- C•••••• I• M••••••••• G• L•••pooled vehicle sponsorn
- C•••••• I• M••••••••• L•••pooled vehicle sponsorn
- C•••••• I• M••••••••• L•••pooled vehicle sponsorn
- C•••••• L•••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• M••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• P••••••• M••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• R•••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• S••••• M••••••••• L•••pooled vehicle sponsorn
- C•••••• S•••••••• I•••••••• G•• L•••pooled vehicle sponsorn
- C•••••• V• M••••••••• A••• L•••pooled vehicle sponsorn
- C•••••• V• M••••••••• L•••pooled vehicle sponsorn
- C•••••• V• M••••••••• • 1• L•••pooled vehicle sponsorn
- C•••••• V• M••••••••• L•••pooled vehicle sponsorn
- C••••••••• G•• L••pooled vehicle sponsorn
- C••••••••• A•••••• M••••••••• B• L•••pooled vehicle sponsorn
- C••••••••• G•• L•pooled vehicle sponsorn
Advisers that list C•••••• C•••••• L•• as a related person
- 329155 n
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom8 employees
What changed
consecutive filings, newest first
- Accounts · 58 to 62Mar 31, 2026 to Apr 30, 2026
- Pooled vehicle clients · 57 to 63Mar 31, 2026 to Apr 30, 2026
- Assets in custody · $5.0B to $5.0BMar 31, 2026 to Apr 30, 2026
- Discretionary RAUM · $5.9B to $5.9BMar 31, 2026 to Apr 30, 2026
- Non-discretionary RAUM · $1.8B to $1.8BMar 31, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $6.0B to $6.0BMar 31, 2026 to Apr 30, 2026
- RAUM · $7.7B to $7.7BMar 31, 2026 to Apr 30, 2026
- Accounts · 64 to 58Apr 30, 2025 to Mar 31, 2026
- Advisory employees · 26 to 24Apr 30, 2025 to Mar 31, 2026
- Pooled vehicle clients · 63 to 57Apr 30, 2025 to Mar 31, 2026
- Assets in custody · $5.6B to $5.0BApr 30, 2025 to Mar 31, 2026
- Employees · 56 to 52Apr 30, 2025 to Mar 31, 2026
- Private funds · 49 to 43Apr 30, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.7B to $5.9BApr 30, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $1.6B to $1.8BApr 30, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $7.0B to $6.0BApr 30, 2025 to Mar 31, 2026
- RAUM · $8.2B to $7.7BApr 30, 2025 to Mar 31, 2026
- Accounts · 62 to 64Apr 29, 2024 to Apr 30, 2025
- Advisory employees · 27 to 26Apr 29, 2024 to Apr 30, 2025
- BD registered reps · 9 to 8Apr 29, 2024 to Apr 30, 2025
- Pooled vehicle clients · 61 to 63Apr 29, 2024 to Apr 30, 2025
- Assets in custody · $5.7B to $5.6BApr 29, 2024 to Apr 30, 2025
- Employees · 59 to 56Apr 29, 2024 to Apr 30, 2025
- Financial planning clients · unset to Apr 29, 2024 to Apr 30, 2025
- Private funds · 47 to 49Apr 29, 2024 to Apr 30, 2025
- Discretionary RAUM · $6.8B to $6.7BApr 29, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $1.6B to $1.6BApr 29, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $7.2B to $7.0BApr 29, 2024 to Apr 30, 2025
- RAUM · $8.4B to $8.2BApr 29, 2024 to Apr 30, 2025
- Related adviser · false to trueApr 29, 2024 to Apr 30, 2025
- Assets in custody · $5.7B to $5.7BMar 28, 2024 to Apr 29, 2024
- Employees · 58 to 59Mar 28, 2024 to Apr 29, 2024
- Discretionary RAUM · $6.8B to $6.8BMar 28, 2024 to Apr 29, 2024
- Non-discretionary RAUM · $1.6B to $1.6BMar 28, 2024 to Apr 29, 2024
- Pooled vehicle RAUM · $7.2B to $7.2BMar 28, 2024 to Apr 29, 2024
- RAUM · $8.4B to $8.4BMar 28, 2024 to Apr 29, 2024
- Private funds · 58 to 47Dec 8, 2023 to Mar 28, 2024
- Discretionary RAUM · $8.9B to $6.8BDec 8, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $1.5B to $1.6BDec 8, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $9.3B to $7.2BDec 8, 2023 to Mar 28, 2024
Signals
3 dated events
- Marie Karen Mcmonagle (Chief Financial Officer) appeared on Schedule A of C•••••• C•••••• L••Mar 28, 2024 · Control person joined · fact
- Michael Paul Cabral (Chief Financial Officer) no longer on Schedule A of C•••••• C•••••• L•• (listed 2022-10-20, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Mervyn Evan Davies (Chairman) no longer on Schedule A of C•••••• C•••••• L•• (listed 2021-09-23, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- C•••••• C•••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••• C•••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/C•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-224-9400reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026