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B••••••• • G••••••• A•••• M••••••••• L•

Former SEC-registered adviserFormer SEC adviser4 private funds· London

Former SEC-registered adviser, based in London, reporting $1.9B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$1.9B
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
+22%
Form ADV, consecutive annual filings
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 137942 · SEC 801-64901 · 8 filingsShow
CRD 137942SEC 801-64901First filing on the tape Mar 27, 2012, latest Oct 9, 2014IAPD
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
7 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
4
$4.6B gross assets
History
8 filings and snapshots on the tape
RAUM$1.9B as of Feb 27, 2014
Mar 27, 2012$1.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 27, 2014
Mar 27, 20120 then
Employees (5.A)7 as of Feb 27, 2014
Feb 21, 20135 then
Private funds3 as of Feb 27, 2014
Mar 27, 20123 then
RAUM +22% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Oct 9, 2014; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$316MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+22%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
$1.9B, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$1.9B for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• F•••••••• X••••• · Limited Partner, Coocontrol
        since 07/2004 · owns less than 5%
      • G•••••••• E••••••• · Limited Partner, Ceocontrol
        since 07/2002 · owns less than 5%
      • G•••••••• D•••••• · Limited Partner Chief Compliance Officercontrol
        since 09/2009 · owns less than 5%
      • G•••••• P•••••• H•••• · Limited Partner, Cfo, Director Of Gpcontrol
        since 06/2005 · owns less than 5%
      • K••••••••• M•••••• M•••• · Limited Partnercontrol
        since 10/2009 · owns 10% to 25%
      • T•••••••• F••••• · Limited Partnercontrol
        since 12/2007 · owns 5% to 10%
      • B•••••••• E•••••••• B••••••• M•••• · Presidentcontrol
        since 10/2006 · owns 75% or more of La Compagnie Des Ecrehous
      • G•••••••• E••••••• · Directorcontrol
        since 07/2002 · owns 50% to 75% of B••••••• • G••••••• P••••••• Limited
      • J•••••• C••••••••• B•••••• · Presidentcontrol
        since 07/2011 · owns 75% or more of A••••••
      Entity owners
      • A•••••• · Limited Partner
        direct · owns 25% to 50%
      • B••••••• • G••••••• P••••••• L•• · General Partner
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Private funds · 3 to 4
        Jun 24, 2014 to Oct 9, 2014
      • Accounts · 5 to 6
        Feb 21, 2013 to Feb 27, 2014
      • Advisory employees · 4 to 7
        Feb 21, 2013 to Feb 27, 2014
      • Advisory activities · 1 to 2
        Feb 21, 2013 to Feb 27, 2014
      • Assets in custody · unset to 1896000000.0
        Feb 21, 2013 to Feb 27, 2014
      • Custody of client assets · false to true
        Feb 21, 2013 to Feb 27, 2014
      • Employees · 5 to 7
        Feb 21, 2013 to Feb 27, 2014
      • Discretionary RAUM · $1.6B to $1.9B
        Feb 21, 2013 to Feb 27, 2014
      • RAUM · $1.6B to $1.9B
        Feb 21, 2013 to Feb 27, 2014
      • Advisory employees · unset to 4.0
        Jun 22, 2012 to Feb 21, 2013
      • Employees · unset to 5.0
        Jun 22, 2012 to Feb 21, 2013
      • Discretionary RAUM · $1.7B to $1.6B
        Jun 22, 2012 to Feb 21, 2013
      • RAUM · $1.7B to $1.6B
        Jun 22, 2012 to Feb 21, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026