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S••••• O•••• A•

Former SEC-registered adviserFormer SEC adviser· Oslo

Former SEC-registered adviser, based in Oslo, reporting $288M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$288M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
-8.6%
Form ADV, consecutive annual filings
Private clients
1.2% of RAUM, $3.4M
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 10 Form ADV filings for this adviser, the latest 7.6 years ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 138079 · SEC 801-65230 · 10 filingsShow
CRD 138079SEC 801-65230First filing on the tape Mar 29, 2012, latest Mar 18, 2019IAPD
RAUM
$288M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.2%
$3.4M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$288M as of Mar 18, 2019
Mar 29, 2012$323M then
HNW client RAUM$2.7M as of Mar 18, 2019
Mar 23, 2018$3.1M then
State-registered IARs (5.B.3)0 as of Mar 18, 2019
Mar 26, 20130 then
Employees (5.A)3 as of Mar 18, 2019
Mar 26, 20134 then
Private funds8 as of Mar 27, 2015
Mar 29, 20123 then
RAUM -8.6% over the last fiscal year+42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 18, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$83,125derivedHNW RAUM over HNW clients
Average account
$96.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
26%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-8.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
-32%derived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$76.5M35%
  • Pooled investment vehicles$66.4M30%
  • Sovereign wealth funds$40.6M18%
  • Pension and profit-sharing plans$31.9M14%
  • High-net-worth individuals$2.7M1.2%
  • Insurance companies$1.5M0.7%
  • Individuals$700,0000.3%
  • Other investment advisers$120,0000.1%
  • Corporations and businesses$90,0000.0%
  • Banks and thrifts$30,0000.0%
Individual clients
7reported
HNW clients
32reported
Pension plan clients
7reported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S••••• I••••••••• F•••• P••• S••••• S•••••••• I•no longer reportedHedge Fund$36.9M36Mar 31, 2014
      S••••• C•••••• F•••• P•• • S••••• G••••• E••••• K••••• F•••no longer reportedOther Private Fund$10.2M7Mar 27, 2015
      S••••• I••••••••• F•••• P••• S••••• S••••• 2• F•••no longer reportedHedge Fund$7.3M6Mar 31, 2014
      Owners and control persons
      Schedule A and B, latest filing
      • A••••••••• C••••••• G•••••• · Directorcontrol
        since 03/2007 · owns 25% to 50%
      • A••••••••• P••••• A•••••• · Ceo And Directorcontrol
        since 12/1999 · owns 25% to 50%
      • A••••••••• C••••••• G•••••• · Shareholder And Spouse Of Shareholdercontrol
        since 07/2004 · owns 25% to 50% of G•••• C•••••• A•
      • A••••••••• P••••• A•••••• · Shareholdercontrol
        since 07/2004 · owns 25% to 50% of G•••• C•••••• A•
      • E•••• G••••• · Chief Financial Officer
        since 06/2000 · owns less than 5%
      • N•••••• S••••• · Chief Compliance Officer
        since 08/2018 · owns less than 5%
      • R••••••••• D••• E••• · Chairman
        since 09/2009 · owns less than 5%
      • W••••••• H•••• · Director
        since 12/1999 · owns 10% to 25%
      Entity owners
      • G•••• C•••••• A• · Shareholder Class A, C And D
        direct · owns 25% to 50%
      • S••••• A•••• M••••••••• A• · Shareholder Class B, C And D
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 3
        Mar 23, 2018 to Mar 18, 2019
      • Charity clients · 8.0 to unset
        Mar 23, 2018 to Mar 18, 2019
      • Corporate clients · 11 to 5
        Mar 23, 2018 to Mar 18, 2019
      • HNW clients · 46 to 32
        Mar 23, 2018 to Mar 18, 2019
      • Individual clients · 11 to 7
        Mar 23, 2018 to Mar 18, 2019
      • Pooled vehicle clients · 22 to 13
        Mar 23, 2018 to Mar 18, 2019
      • Discretionary RAUM · $315M to $288M
        Mar 23, 2018 to Mar 18, 2019
      • HNW RAUM · $3.1M to $2.7M
        Mar 23, 2018 to Mar 18, 2019
      • Individual RAUM · $313,173 to $700,000
        Mar 23, 2018 to Mar 18, 2019
      • Pension RAUM · $26.6M to $31.9M
        Mar 23, 2018 to Mar 18, 2019
      • Pooled vehicle RAUM · $30.2M to $66.4M
        Mar 23, 2018 to Mar 18, 2019
      • RAUM · $315M to $288M
        Mar 23, 2018 to Mar 18, 2019
      • Accounts · 9 to 4
        Mar 28, 2017 to Mar 23, 2018
      • Advisory employees · 6 to 3
        Mar 28, 2017 to Mar 23, 2018
      • Charity clients · unset to 8.0
        Mar 28, 2017 to Mar 23, 2018
      • Corporate clients · unset to 11.0
        Mar 28, 2017 to Mar 23, 2018
      • HNW clients · unset to 46.0
        Mar 28, 2017 to Mar 23, 2018
      • Individual clients · unset to 11.0
        Mar 28, 2017 to Mar 23, 2018
      • Pension plan clients · unset to 7.0
        Mar 28, 2017 to Mar 23, 2018
      • Pooled vehicle clients · unset to 22.0
        Mar 28, 2017 to Mar 23, 2018
      • Employees · 6 to 3
        Mar 28, 2017 to Mar 23, 2018
      • Other offices · unset to 0.0
        Mar 28, 2017 to Mar 23, 2018
      • Discretionary RAUM · $230M to $315M
        Mar 28, 2017 to Mar 23, 2018
      • HNW RAUM · unset to 3062099.0
        Mar 28, 2017 to Mar 23, 2018
      • Individual RAUM · unset to 313173.0
        Mar 28, 2017 to Mar 23, 2018
      • Pension RAUM · unset to 26606956.0
        Mar 28, 2017 to Mar 23, 2018
      • Pooled vehicle RAUM · unset to 30224536.0
        Mar 28, 2017 to Mar 23, 2018
      • RAUM · $230M to $315M
        Mar 28, 2017 to Mar 23, 2018
      • Related bank · false to true
        Mar 28, 2017 to Mar 23, 2018
      • Accounts · 8 to 9
        Mar 30, 2016 to Mar 28, 2017
      • Discretionary RAUM · $102M to $230M
        Mar 30, 2016 to Mar 28, 2017
      • RAUM · $102M to $230M
        Mar 30, 2016 to Mar 28, 2017
      • Accounts · 9 to 8
        Mar 27, 2015 to Mar 30, 2016
      • Advisory employees · 4 to 6
        Mar 27, 2015 to Mar 30, 2016
      • Employees · 4 to 6
        Mar 27, 2015 to Mar 30, 2016
      • Private funds · 8 to unset
        Mar 27, 2015 to Mar 30, 2016
      • Discretionary RAUM · $97.3M to $102M
        Mar 27, 2015 to Mar 30, 2016
      • RAUM · $97.3M to $102M
        Mar 27, 2015 to Mar 30, 2016
      • Related bank · true to false
        Mar 27, 2015 to Mar 30, 2016
      • Private funds · 7 to 8
        Apr 23, 2014 to Mar 27, 2015
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026