DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Apr 3, 2012 · 25 filings
SEC status approved since Nov 17, 2010
RAUM
$696M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$696M as of Mar 30, 2026
Apr 3, 2012$884M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 27, 20130 then
Employees (5.A)17 as of Mar 30, 2026
Mar 27, 201320 then
Private funds5 as of Mar 30, 2026
Apr 3, 201211 then
RAUM -16% over the last fiscal year-9.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $99.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -16%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $645M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$645M93%
- Corporations and businesses$51.1M7.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $645M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.93 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••• H•••• F••• I•• L••• | Hedge Fund | $312M | 82 | Apr 3, 2012 |
| M•••• O•••••••• L••• | Hedge Fund | $143M | 21 | Apr 3, 2012 |
| M•••• T•••• F•••• L••• | Hedge Fund | $110M | 5 | Apr 3, 2012 |
| M•••• P•••••• P•••••••• L••• | Hedge Fund | $38.1M | 5 | Apr 3, 2012 |
| M•••• M••••• N•••••• M••••• F•••• L••• | Hedge Fund | $37.7M | 16 | Nov 26, 2013 |
| M•••• H•••• F•••• L••• | Hedge Fund | $36.0M | 37 | Apr 3, 2012 |
| M•••• M•• F•••• L•••no longer reported | Hedge Fund | $35.4M | 16 | Apr 3, 2012 |
| S••• M••••••••• S••••••••• F•••• L•••no longer reported | Hedge Fund | $30.7M | 30 | Apr 3, 2012 |
| M•••• P•••••• P•••••••• L••• • C•••• B• | Hedge Fund | $19.0M | 11 | Mar 30, 2024 |
| M•••• P•••••••• L•no longer reported | Hedge Fund | $12.9M | 11 | Apr 3, 2012 |
| M•••• T••••• F•••• L•••no longer reported | Hedge Fund | $6.4M | 12 | Apr 3, 2012 |
| S••• T••• O••••••••• F••• I••• L•••no longer reported | Private Equity Fund | $4.8M | 10 | May 20, 2013 |
| M•••• T••• O••••••••• F••• I•• L•••no longer reported | Private Equity Fund | $4.6M | 10 | Feb 28, 2013 |
| M•••• C•••••• P•••••••• L•••no longer reported | Hedge Fund | $3.0M | 6 | Apr 3, 2012 |
| S••• T••• O••••••••• F•••• L•••no longer reported | Private Equity Fund | $2.8M | 11 | Feb 28, 2013 |
| M•••• M•• O•••••••• L•••no longer reported | Hedge Fund | $670,000 | 5 | Apr 3, 2012 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• S••••• R••••• · Chief Financial Officercontrolsince 06/2021 · owns less than 5%
- M••••••• T••••• A•••••• · President, Managing Membercontrolsince 08/1996 · owns 50% to 75%
- W••••••••• M••••••• D•••• · Chief Compliance Officer, General Counselcontrolsince 03/2020 · owns less than 5%
- B•••••• M••••••• F•••••• · Senior Managing Director, Membersince 01/2017 · owns 5% to 10%
- C•••••••• C••••• M• · Managing Director, Membersince 01/2013 · owns 5% to 10%
- H•••• J•••••• A•••••• · Senior Managing Director, Membersince 05/2014 · owns 10% to 25%
- L•••••• E•••••• M••••••• · Managing Director, Membersince 01/2005 · owns 5% to 10%
- R•• J•••• C• · Managing Director, Membersince 01/2015 · owns 10% to 25%
Related persons
Schedule D 7.A
- M•••••• C•••••• H•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 7Mar 31, 2025 to Mar 30, 2026
- Pooled vehicle clients · 8 to 5Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $770M to $645MMar 31, 2025 to Mar 30, 2026
- Private funds · 8 to 5Mar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $831M to $696MMar 31, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $770M to $645MMar 31, 2025 to Mar 30, 2026
- RAUM · $831M to $696MMar 31, 2025 to Mar 30, 2026
- Accounts · 9 to 10Dec 17, 2024 to Mar 31, 2025
- Advisory employees · 11 to 9Dec 17, 2024 to Mar 31, 2025
- Pooled vehicle clients · 7 to 8Dec 17, 2024 to Mar 31, 2025
- Assets in custody · $697M to $770MDec 17, 2024 to Mar 31, 2025
- Financial planning clients · 0 to 0Dec 17, 2024 to Mar 31, 2025
- Private funds · 7 to 8Dec 17, 2024 to Mar 31, 2025
- Discretionary RAUM · $747M to $831MDec 17, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $697M to $770MDec 17, 2024 to Mar 31, 2025
- RAUM · $747M to $831MDec 17, 2024 to Mar 31, 2025
- Accounts · 8 to 9Mar 31, 2023 to Mar 30, 2024
- Advisory employees · 12 to 11Mar 31, 2023 to Mar 30, 2024
- Advisory activities · 1 to 2Mar 31, 2023 to Mar 30, 2024
- Corporate clients · unset to 2.0Mar 31, 2023 to Mar 30, 2024
- Pooled vehicle clients · 8 to 7Mar 31, 2023 to Mar 30, 2024
- Assets in custody · $926M to $697MMar 31, 2023 to Mar 30, 2024
- Employees · 19 to 17Mar 31, 2023 to Mar 30, 2024
- Private funds · 8 to 7Mar 31, 2023 to Mar 30, 2024
- Discretionary RAUM · $926M to $747MMar 31, 2023 to Mar 30, 2024
- Pooled vehicle RAUM · $926M to $697MMar 31, 2023 to Mar 30, 2024
- RAUM · $926M to $747MMar 31, 2023 to Mar 30, 2024
- Accounts · 9 to 8Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 8Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.0B to $926MMar 31, 2022 to Mar 31, 2023
- Private funds · 9 to 8Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.0B to $926MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.0B to $926MMar 31, 2022 to Mar 31, 2023
- RAUM · $1.0B to $926MMar 31, 2022 to Mar 31, 2023
- Advisory employees · 15 to 12Jul 30, 2021 to Mar 31, 2022
- Assets in custody · $1.1B to $1.0BJul 30, 2021 to Mar 31, 2022
- Employees · 22 to 19Jul 30, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.1B to $1.0BJul 30, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.1B to $1.0BJul 30, 2021 to Mar 31, 2022
- RAUM · $1.1B to $1.0BJul 30, 2021 to Mar 31, 2022
Signals
8 dated events
- Robert Scott Donnelly (Chief Financial Officer) appeared on Schedule A of M•••••• C•••••• M••••••••• L••Jul 30, 2021 · Control person joined · fact
- M•••••• C•••••• M••••••••• L•• reported RAUM $1.1B, down 45% from $2.0B (2021-02-19 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Paul Guggenheimer (Chief Financial Officer) no longer on Schedule A of M•••••• C•••••• M••••••••• L•• (listed 2020-06-16, absent 2021-02-19)Feb 19, 2021 · Control person left · inference
- Paul Guggenheimer (Chief Financial Officer) appeared on Schedule A of M•••••• C•••••• M••••••••• L••Jun 16, 2020 · Control person joined · fact
- Allen Scott Kucsma (Chief Financial Officer, Member) no longer on Schedule A of M•••••• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2020-06-16)Jun 16, 2020 · Control person left · inference
- David Michael Wasserman (Chief Compliance Officer, General Counsel) appeared on Schedule A of M•••••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- Allen Scott Kucsma (Chief Financial Officer, Member) appeared on Schedule A of M•••••• C•••••• M••••••••• L••Mar 30, 2020 · Control person joined · fact
- M•••••• C•••••• M••••••••• L•• reported RAUM $2.2B, up 33% from $1.7B (2017-03-09 to 2018-03-07)Mar 7, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M•••••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- M••••••CAP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-486-7300reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026