DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
G•••••• P•••• C••••••
Legal name G•••••• P•••• C•••••• M••••••••• L•••
Latest filing Mar 23, 2023
First filing on the tape Oct 29, 2015 · 14 filings
RAUM
$255M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
$278M gross assets
History
14 filings and snapshots on the tape
RAUM$255M as of Mar 23, 2023
Mar 28, 2016$199M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2023
Mar 28, 20160 then
Employees (5.A)12 as of Mar 23, 2023
Mar 28, 20168 then
Private funds5 as of Mar 23, 2023
Mar 28, 20166 then
RAUM -48% over the last fiscal year-4.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $31.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -48%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$255M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•••••• P•••• C•••••• M••••• F•••• L••• | Hedge Fund | $149M | 3 | Mar 27, 2012 |
| G•••••• P•••• C••••••• L•••no longer reported | Hedge Fund | $106M | 45 | Mar 27, 2012 |
| G•••••• P•••• C•••••• 8• D•••••• C•••• O••••••••• F••• | Hedge Fund | $39.3M | 30 | Oct 29, 2015 |
| G•••••• P•••• C•••••• S••••• O••••••••• F•••• L• | Private Equity Fund | $38.0M | 33 | Mar 27, 2018 |
| G•••••• P•••• C•••••• O••••••• F•••• L•••no longer reported | Hedge Fund | $35.0M | 14 | Mar 27, 2012 |
| G•••••• P•••• C•••••• S••••••• F•••••• I•••• F••• | Hedge Fund | $25.8M | 15 | Oct 29, 2015 |
| G•••••• P•••• C•••••• P•••••• G••••• H••••••••• F••• | Hedge Fund | $25.3M | 20 | Oct 29, 2015 |
| G•••••• P•••• C•••••• F•••••• O••••••••• S••••• F•••• L•no longer reported | Hedge Fund | $0 | 0 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• D•••• · Chief Compliance Officercontrolsince 01/2010 · owns less than 5%
- B••••••• R••••••• S•••• · Limited Partner/Chief Operating Officercontrolsince 06/2020 · owns less than 5%
- L••••••• W•••••• B••••• · Limited Partner/Managing Partnercontrolsince 01/2004 · owns 75% or more
- T••••••••• A•••• L•••• · Limited Partnercontrolsince 01/2004 · owns less than 5%
- L••••••• W•••••• B••••• · Managing Membercontrolsince 01/2004 · owns 75% or more of G•• I• L•••••
Entity owners
- G•• I• L••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 11 to 12Nov 1, 2022 to Mar 23, 2023
- Discretionary RAUM · $487M to $255MNov 1, 2022 to Mar 23, 2023
- Pooled vehicle RAUM · $487M to $255MNov 1, 2022 to Mar 23, 2023
- RAUM · $487M to $255MNov 1, 2022 to Mar 23, 2023
- Employees · 12 to 11Mar 19, 2021 to Mar 24, 2022
- Discretionary RAUM · $510M to $487MMar 19, 2021 to Mar 24, 2022
- Pooled vehicle RAUM · $510M to $487MMar 19, 2021 to Mar 24, 2022
- RAUM · $510M to $487MMar 19, 2021 to Mar 24, 2022
- Advisory employees · 7 to 6Mar 23, 2020 to Mar 19, 2021
- Employees · 13 to 12Mar 23, 2020 to Mar 19, 2021
- Discretionary RAUM · $293M to $510MMar 23, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $293M to $510MMar 23, 2020 to Mar 19, 2021
- RAUM · $293M to $510MMar 23, 2020 to Mar 19, 2021
- Employees · 12 to 13Mar 25, 2019 to Mar 23, 2020
- Discretionary RAUM · $278M to $293MMar 25, 2019 to Mar 23, 2020
- Pooled vehicle RAUM · $278M to $293MMar 25, 2019 to Mar 23, 2020
- RAUM · $278M to $293MMar 25, 2019 to Mar 23, 2020
- Accounts · 7 to 8Dec 4, 2018 to Mar 25, 2019
- Pooled vehicle clients · 7 to 8Dec 4, 2018 to Mar 25, 2019
- Employees · 11 to 12Dec 4, 2018 to Mar 25, 2019
- Discretionary RAUM · $247M to $278MDec 4, 2018 to Mar 25, 2019
- Pooled vehicle RAUM · $247M to $278MDec 4, 2018 to Mar 25, 2019
- RAUM · $247M to $278MDec 4, 2018 to Mar 25, 2019
- Accounts · 6 to 7Mar 30, 2017 to Mar 27, 2018
- Advisory employees · 4 to 7Mar 30, 2017 to Mar 27, 2018
- Advisory activities · 2 to 1Mar 30, 2017 to Mar 27, 2018
- Pooled vehicle clients · unset to 7.0Mar 30, 2017 to Mar 27, 2018
- Custody of client assets · true to falseMar 30, 2017 to Mar 27, 2018
- Employees · 8 to 11Mar 30, 2017 to Mar 27, 2018
- Other offices · unset to 0.0Mar 30, 2017 to Mar 27, 2018
- Private funds · 7 to 5Mar 30, 2017 to Mar 27, 2018
- Discretionary RAUM · $217M to $247MMar 30, 2017 to Mar 27, 2018
- Pooled vehicle RAUM · unset to 246659596.0Mar 30, 2017 to Mar 27, 2018
- RAUM · $217M to $247MMar 30, 2017 to Mar 27, 2018
- Related adviser · true to falseMar 30, 2017 to Mar 27, 2018
- Private funds · 6 to 7Mar 28, 2016 to Mar 30, 2017
- Discretionary RAUM · $199M to $217MMar 28, 2016 to Mar 30, 2017
- RAUM · $199M to $217MMar 28, 2016 to Mar 30, 2017
- Custody of client assets · false to trueOct 29, 2015 to Mar 28, 2016
- Private funds · 12 to 6Oct 29, 2015 to Mar 28, 2016
Signals
4 dated events
- G•••••• P•••• C•••••• reported RAUM $255.0M, down 48% from $486.9M (2022-11-01 to 2023-03-23)Mar 23, 2023 · RAUM change · derived
- G•••••• P•••• C•••••• reported RAUM $510.5M, up 74% from $293.3M (2020-03-23 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- Scott Richard Bushley (Chief Operating Officer) appeared on Schedule A of G•••••• P•••• C••••••Mar 19, 2021 · Control person joined · fact
- G•••••• P•••• C•••••• filed its initial SEC registration (Form ADV)Oct 29, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•••••• P•••• C•••••• · Private Equityshared crd · organization
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026