DFX Intelligence
RIA Intelligence
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SEC-registered adviser
L••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 28, 2012 · 32 filings
SEC status approved since Jul 22, 2010
RAUM
$188M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$188M as of Mar 31, 2026
Mar 28, 2012$364M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 22, 20130 then
Employees (5.A)2 as of Mar 31, 2026
Mar 22, 20137 then
Private funds4 as of Mar 31, 2026
Mar 28, 20125 then
RAUM +3.7% over the last fiscal year-8.5% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $12.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $171M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$177M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $171M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.94 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•• L••• F••• L• | Hedge Fund | $78.3M | 56 | Mar 28, 2012 |
| L••• O••••••• P•••••••• L•• | Hedge Fund | $61.1M | 25 | Mar 28, 2012 |
| L••• C••••••••• F••• I• L• | Hedge Fund | $53.9M | 48 | Mar 12, 2015 |
| L••• O••••••• P••••••• •••• L••no longer reported | Hedge Fund | $12.3M | 29 | Mar 28, 2012 |
| L••• O••••••••• F•••• L•• • S••••• 1• | Hedge Fund | $10.0M | 15 | Mar 29, 2023 |
| L••• M• H••••••• L•• | Hedge Fund | $411,722 | 1 | Mar 28, 2019 |
| T•• L••• F••• I•• L•no longer reported | Hedge Fund | $117,000 | 44 | Mar 28, 2012 |
| L••• O••••••• P••••••• I•• L••no longer reported | Hedge Fund | $49,000 | 0 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••• B••••• D•••• · Managing Member L••• M••••••••• L•• & L••• Capital, LLC, Chief Investment Officercontrolsince 08/2001 · owns 25% to 50%
- F•••••••• H••••• · Member L••• M••••••••• L•• & L••• Capital, LLCsince 08/2001 · owns 10% to 25%
- M••••••• D••• · Chief Compliance Officersince 03/2024 · owns less than 5%
- M•••••••• B••••• C••••••• · Member L••• M••••••••• L•• & L••• Capital, LLCsince 04/2017 · owns 5% to 10%
- W••••••• A•••• · Member L••• M••••••••• L•• & L••• Capital, LLCsince 08/2001 · owns 10% to 25%
- W••••••• A••••••• N• · Member L••• M••••••••• L•• & L••• Capital, LLCsince 08/2001 · owns 10% to 25%
- W••••••• M••••• · Member L••• M••••••••• L•• & L••• Capital, LLCsince 08/2001 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
- Ocean Ridge, FL1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $171M to $177MMar 31, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $10.2M to $10.5MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $171M to $177MMar 31, 2025 to Mar 31, 2026
- RAUM · $181M to $188MMar 31, 2025 to Mar 31, 2026
- Advisory employees · 2 to 1Jul 10, 2024 to Mar 31, 2025
- Pooled vehicle clients · 6 to 5Jul 10, 2024 to Mar 31, 2025
- Assets in custody · $204M to $171MJul 10, 2024 to Mar 31, 2025
- Employees · 3 to 2Jul 10, 2024 to Mar 31, 2025
- Insurance-licensed employees · 0 to 1Jul 10, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jul 10, 2024 to Mar 31, 2025
- Other offices · 2 to 1Jul 10, 2024 to Mar 31, 2025
- Private funds · 5 to 4Jul 10, 2024 to Mar 31, 2025
- Discretionary RAUM · $204M to $171MJul 10, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $7.9M to $10.2MJul 10, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $204M to $171MJul 10, 2024 to Mar 31, 2025
- RAUM · $212M to $181MJul 10, 2024 to Mar 31, 2025
- Accounts · 12 to 15Aug 8, 2023 to Mar 29, 2024
- Assets in custody · $236M to $204MAug 8, 2023 to Mar 29, 2024
- Employees · 4 to 3Aug 8, 2023 to Mar 29, 2024
- Discretionary RAUM · $236M to $204MAug 8, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $8.9M to $7.9MAug 8, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $236M to $204MAug 8, 2023 to Mar 29, 2024
- RAUM · $245M to $212MAug 8, 2023 to Mar 29, 2024
- Accounts · 8 to 12Jun 29, 2022 to Mar 29, 2023
- Assets in custody · $283M to $236MJun 29, 2022 to Mar 29, 2023
- Other offices · 1 to 2Jun 29, 2022 to Mar 29, 2023
- Discretionary RAUM · $283M to $236MJun 29, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $4.6M to $8.9MJun 29, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $283M to $236MJun 29, 2022 to Mar 29, 2023
- RAUM · $288M to $245MJun 29, 2022 to Mar 29, 2023
- Accounts · 9 to 8Jul 12, 2021 to Mar 29, 2022
- Assets in custody · $359M to $283MJul 12, 2021 to Mar 29, 2022
- Discretionary RAUM · $359M to $283MJul 12, 2021 to Mar 29, 2022
- Non-discretionary RAUM · $4.2M to $4.6MJul 12, 2021 to Mar 29, 2022
- Pooled vehicle RAUM · $359M to $283MJul 12, 2021 to Mar 29, 2022
- RAUM · $363M to $288MJul 12, 2021 to Mar 29, 2022
- Assets in custody · $247M to $359MJan 22, 2021 to Mar 30, 2021
- Employees · 5 to 4Jan 22, 2021 to Mar 30, 2021
- Other offices · 0 to 1Jan 22, 2021 to Mar 30, 2021
- Discretionary RAUM · $246M to $359MJan 22, 2021 to Mar 30, 2021
Signals
2 dated events
- L••• M••••••••• L•• reported RAUM $362.8M, up 43% from $253.2M (2021-01-22 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- L••• M••••••••• L•• reported RAUM $297.7M, down 26% from $401.4M (2019-02-20 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- L••• M••••••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Website
- L•••PARTNERS.COMreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212-682-9075reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026