DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• I••••••••• M••••••••• L••
Latest filing Jun 24, 2026
First filing on the tape Mar 30, 2012 · 39 filings
SEC status approved since May 4, 2006
RAUM
$320M
reported, Item 5.F
Discretionary
78%
of RAUM
Private clients
96%
$307M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$64.0M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
39 filings and snapshots on the tape
RAUM$320M as of Jun 24, 2026
Mar 30, 2012$26.7M then
HNW client RAUM$258M as of Jun 24, 2026
Mar 26, 2018$141M then
State-registered IARs (5.B.3)5 as of Jun 24, 2026
Mar 30, 20120 then
Employees (5.A)5 as of Jun 24, 2026
Apr 1, 20135 then
Private funds: no history
RAUM +15% over the last fiscal year+11% a year over threeIARs 6 to 5offices 3 to 2
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $600,689derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 78%derivedof RAUM
- Institutional
- 2.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.9%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$258M80%
- Individuals$49.3M15%
- Charitable organizations$7.8M2.4%
- Corporations and businesses$5.4M1.7%
- Individual clients
- 125reported
- HNW clients
- 77reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 533reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• Y••••••••• C•••••• | Palmetto Bay, Fl | Jun 30, 2006 | 34 y | 2 |
| J••• M•••••• P•••• | Palmetto Bay, Fl | Sep 12, 2007 | 19 y | 1 |
| M•••••••• V••••••• F•••••••• | Palmetto Bay, Fl | Oct 31, 2013 | 30 y | 3 |
| D•••••• R•••• T••••Chartered Financial Analyst | Palmetto Bay, Fl | Jun 25, 2015 | 26 y | 1 |
| S•••••• M••••• B•••••• | Palmetto Bay, Fl | Mar 15, 2023 | 27 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- C••••••••• A•••••• M••••••••• to C•••••• S••••• • C••• I•••Apr 30, 2020 · RIA to affiliated broker-dealer or bank
Joined, latest
- C••••••••• A•••••• M••••••••• from P••••••• W••••• M••••••••• L••Jun 1, 2018 · Other
- S•••••• M••••• B•••••• from F••••••• C••••••• L••Jan 21, 2015 · Other
- M•••••••• V••••••• F•••••••• from R••••••• I••••••••• A••••••• I••Oct 31, 2013 · Other
- J••••• Y••••••••• C•••••• from O••••••••• • C•• I•••Jun 30, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• J•••••• Y••••••••• · Chief Executive Officercontrolsince 06/2006 · owns less than 5%
- P••••• J•••• M•••••• · Chief Compliance Officer/Chief Operating Officercontrolsince 11/2023 · owns less than 5%
- C••••••• J•••••• Y••••••••• · Owner And Managersince 03/2011 · owns F of A••••••• I••••••••• P••••••• L••
- C••••••••• O••••••• J• · Owner And Managersince 03/2011 · owns F of A••••••• I••••••••• P••••••• L••
- T••••• D••••••• R•••• · Owner And Managersince 03/2011 · owns F of A••••••• I••••••••• P••••••• L••
Entity owners
- A••••••• I••••••••• P••••••• L•• · Owner And Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list A••••••• I••••••••• M••••••••• L•• as a related person
- 109549 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Palmetto Bay, Fl · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Advisory employees · 6 to 5Mar 20, 2026 to Jun 24, 2026
- Employees · 6 to 5Mar 20, 2026 to Jun 24, 2026
- State-registered IARs · 6 to 5Mar 20, 2026 to Jun 24, 2026
- Other offices · 3 to 2Mar 20, 2026 to Jun 24, 2026
- Accounts · 486 to 533Jul 11, 2025 to Mar 20, 2026
- HNW clients · 78 to 77Jul 11, 2025 to Mar 20, 2026
- Individual clients · 130 to 125Jul 11, 2025 to Mar 20, 2026
- Discretionary RAUM · $225M to $249MJul 11, 2025 to Mar 20, 2026
- HNW RAUM · $223M to $258MJul 11, 2025 to Mar 20, 2026
- Individual RAUM · $42.0M to $49.3MJul 11, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $53.2M to $70.9MJul 11, 2025 to Mar 20, 2026
- RAUM · $279M to $320MJul 11, 2025 to Mar 20, 2026
- Financial planning clients · 11-25 to 11-25Mar 14, 2025 to Jul 11, 2025
- Accounts · 482 to 486Oct 29, 2024 to Mar 14, 2025
- Charity clients · 1.0 to unsetOct 29, 2024 to Mar 14, 2025
- Corporate clients · 3.0 to unsetOct 29, 2024 to Mar 14, 2025
- HNW clients · 81 to 78Oct 29, 2024 to Mar 14, 2025
- Individual clients · 134 to 130Oct 29, 2024 to Mar 14, 2025
- Discretionary RAUM · $219M to $225MOct 29, 2024 to Mar 14, 2025
- HNW RAUM · $219M to $223MOct 29, 2024 to Mar 14, 2025
- Individual RAUM · $41.4M to $42.0MOct 29, 2024 to Mar 14, 2025
- Non-discretionary RAUM · $46.2M to $53.2MOct 29, 2024 to Mar 14, 2025
- RAUM · $266M to $279MOct 29, 2024 to Mar 14, 2025
- Accounts · 483 to 482Nov 10, 2023 to Mar 27, 2024
- Charity clients · 2 to 1Nov 10, 2023 to Mar 27, 2024
- HNW clients · 80 to 81Nov 10, 2023 to Mar 27, 2024
- Individual clients · 139 to 134Nov 10, 2023 to Mar 27, 2024
- Discretionary RAUM · $197M to $219MNov 10, 2023 to Mar 27, 2024
- HNW RAUM · $186M to $219MNov 10, 2023 to Mar 27, 2024
- Individual RAUM · $41.5M to $41.4MNov 10, 2023 to Mar 27, 2024
- Non-discretionary RAUM · $41.4M to $46.2MNov 10, 2023 to Mar 27, 2024
- RAUM · $238M to $266MNov 10, 2023 to Mar 27, 2024
- Other offices · 0 to 3Nov 7, 2023 to Nov 10, 2023
- Legal name · A••••••• I••••••••• P••••••• L•• to A••••••• I••••••••• M••••••••• L••Nov 6, 2023 to Nov 7, 2023
- Other offices · 4 to 0Nov 6, 2023 to Nov 7, 2023
- Accounts · 485 to 483Jun 20, 2023 to Nov 6, 2023
- HNW clients · 84 to 80Jun 20, 2023 to Nov 6, 2023
- Individual clients · 141 to 139Jun 20, 2023 to Nov 6, 2023
- Discretionary RAUM · $205M to $197MJun 20, 2023 to Nov 6, 2023
- HNW RAUM · $193M to $186MJun 20, 2023 to Nov 6, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/alhambra-investment-partners-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- alhambrainvestments.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 305-233-3772reportedpublic record, Form ADV, Jun 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026