DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J• O• H••••• C•••••• M••••••••• L••••••
Latest filing Sep 29, 2025
First filing on the tape Feb 29, 2012 · 36 filings
SEC status approved since Sep 30, 2008
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
155
37 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$23B as of Sep 29, 2025
Apr 27, 2012$9.7B then
HNW client RAUM$0 as of Sep 29, 2025
Dec 26, 2017$0 then
State-registered IARs (5.B.3)0 as of Sep 29, 2025
Apr 27, 20120 then
Employees (5.A)155 as of Sep 29, 2025
Dec 19, 201292 then
Private funds1 as of Jan 2, 2014
Apr 27, 20121 then
RAUM -11% over the last fiscal year-19% a year over threeIARs 0 to 0offices 0 to 2
Practice profile
derived from the filing of Sep 29, 2025; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $369MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B67%
- Investment companies$5.0B22%
- Pension and profit-sharing plans$1.8B7.7%
- State and municipal entities$879M3.8%
- Insurance companies$77.9M0.3%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 8reported
- Charitable clients
- 0reported
- Accounts
- 63reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.12 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A••••••••• S•••• · Chief Compliance Officer/Head Of Legal, Risk And Compliance, Eukacontrolsince 08/2023 · owns less than 5%
- F•••• J••••• T•••••• · Directorcontrolsince 06/2020 · owns less than 5%
- F••••••• C••••• S•••• · Chief Executive Officercontrolsince 08/2023 · owns less than 5%
- G••••• P••••• R•••• · Head Of People And Culturecontrolsince 03/2023 · owns less than 5%
- L••••• J••• · Directorcontrolsince 10/2019 · owns less than 5%
- L•••• S••••••• D••••• · Director/Chief Financial Officercontrolsince 02/2018 · owns less than 5%
- P••••• A••••• · Head Of Investmentscontrolsince 03/2022 · owns less than 5%
- T••••••••• W•••••• N•• · Head Of Distribution - Uk And Emeacontrolsince 03/2024 · owns less than 5%
Entity owners
- P••••• G•••• L•••••• · 100% Holding Companydirect · owns 75% or more
- P•••••••• A••••••••• C•••••• L•••••• · 100% Ownership Holding Companyindirect · owns 75% or more of P••••• G•••• L••••••
- P•••••••• L•••••• · 100% Ownership Parent Companyindirect · owns 75% or more of P•••••••• A••••••••• C•••••• L••••••
Related persons
Schedule D 7.A
- B••••• H••••• G••••• I••••••••investment advisernRAUM $59B
- J•••• ••••••••• P•• L••investment advisery
- J•••• •••• I••investment adviseryRAUM $9.0B
- J•••• F•••• ••• L••••••pooled vehicle sponsorn
- P••••• G•••• L••••••investment advisery
- P••••• I••••••••• L••••••investment advisern
- P•••••••• I••••••••• M••••••••• L••••••investment advisern
- P•••••••• I••••••••• S••••••• E••••• L••••••pooled vehicle sponsorn
- P•••••••• L••••••investment advisery
- P•••investment advisern
- T••••••• S••••• • W••••••• L••investment adviserpooled vehicle sponsornRAUM $21B
- T••••••• A•••• M•••••••••investment advisernRAUM $4.3B
Advisers that list J• O• H••••• C•••••• M••••••••• L•••••• as a related person
- 167596 y
Offices
Schedule D 1.F, the 25 largest
- Prague, Czech Republic4 employees
- Zug, Switzerland1 employees
What changed
consecutive filings, newest first
- Accounts · 59 to 63Sep 28, 2024 to Sep 29, 2025
- Advisory employees · 45 to 37Sep 28, 2024 to Sep 29, 2025
- Pooled vehicle clients · 40 to 38Sep 28, 2024 to Sep 29, 2025
- Employees · 165 to 155Sep 28, 2024 to Sep 29, 2025
- Financial planning clients · 0 to 0Sep 28, 2024 to Sep 29, 2025
- HQ state · unset to Sep 28, 2024 to Sep 29, 2025
- Discretionary RAUM · $25B to $23BSep 28, 2024 to Sep 29, 2025
- Pension RAUM · $1.8B to $1.8BSep 28, 2024 to Sep 29, 2025
- Pooled vehicle RAUM · $16B to $15BSep 28, 2024 to Sep 29, 2025
- RAUM · $25B to $23BSep 28, 2024 to Sep 29, 2025
- Accounts · 64 to 59Mar 8, 2024 to Sep 28, 2024
- Advisory employees · 49 to 45Mar 8, 2024 to Sep 28, 2024
- Advisory activities · 4 to 3Mar 8, 2024 to Sep 28, 2024
- BD registered reps · 1 to 0Mar 8, 2024 to Sep 28, 2024
- Pension plan clients · 10 to 8Mar 8, 2024 to Sep 28, 2024
- Pooled vehicle clients · 42 to 40Mar 8, 2024 to Sep 28, 2024
- Employees · 173 to 165Mar 8, 2024 to Sep 28, 2024
- Other offices · 0 to 2Mar 8, 2024 to Sep 28, 2024
- Discretionary RAUM · $26B to $25BMar 8, 2024 to Sep 28, 2024
- Pension RAUM · $1.8B to $1.8BMar 8, 2024 to Sep 28, 2024
- Pooled vehicle RAUM · $16B to $16BMar 8, 2024 to Sep 28, 2024
- RAUM · $26B to $25BMar 8, 2024 to Sep 28, 2024
- Accounts · 65 to 64Oct 17, 2023 to Dec 20, 2023
- Advisory employees · 51 to 49Oct 17, 2023 to Dec 20, 2023
- Pension plan clients · 13 to 10Oct 17, 2023 to Dec 20, 2023
- Pooled vehicle clients · 43 to 42Oct 17, 2023 to Dec 20, 2023
- Employees · 177 to 173Oct 17, 2023 to Dec 20, 2023
- Discretionary RAUM · $18B to $26BOct 17, 2023 to Dec 20, 2023
- Pension RAUM · $2.3B to $1.8BOct 17, 2023 to Dec 20, 2023
- Pooled vehicle RAUM · $13B to $16BOct 17, 2023 to Dec 20, 2023
- RAUM · $18B to $26BOct 17, 2023 to Dec 20, 2023
- Accounts · 75 to 65Dec 21, 2021 to Dec 21, 2022
- Advisory employees · 58 to 51Dec 21, 2021 to Dec 21, 2022
- BD registered reps · 0 to 1Dec 21, 2021 to Dec 21, 2022
- Pension plan clients · 14 to 13Dec 21, 2021 to Dec 21, 2022
- Pooled vehicle clients · 47 to 43Dec 21, 2021 to Dec 21, 2022
- Employees · 198 to 177Dec 21, 2021 to Dec 21, 2022
- Discretionary RAUM · $44B to $18BDec 21, 2021 to Dec 21, 2022
- Pension RAUM · $3.5B to $2.3BDec 21, 2021 to Dec 21, 2022
- Pooled vehicle RAUM · $22B to $13BDec 21, 2021 to Dec 21, 2022
Signals
19 dated events
- Nmn Warren Tonkinson (Head Of Distribution - Uk And Emea) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Sep 28, 2024 · Control person joined · fact
- S•••••••• M••••• L••••••••• (Chief Operating Officer) no longer on Schedule A of J• O• H••••• C•••••• M••••••••• L•••••• (listed 2024-03-08, absent 2024-09-28)Sep 28, 2024 · Control person left · inference
- J• O• H••••• C•••••• M••••••••• L•••••• reported RAUM $26.2B, up 48% from $17.7B (2023-10-17 to 2023-12-20)Dec 20, 2023 · RAUM change · derived
- S•••• C•••• F•••••• (Chief Executive Officer) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 20, 2023 · Control person joined · fact
- R•••• P•••• G•••• (Head Of People And Culture) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 20, 2023 · Control person joined · fact
- Maria Alexandra Altinger (Chief Executive Officer/Director) no longer on Schedule A of J• O• H••••• C•••••• M••••••••• L•••••• (listed 2023-08-07, absent 2023-10-17)Oct 17, 2023 · Control person left · inference
- Kelly Christina Grove (Chief Compliance Officer) no longer on Schedule A of J• O• H••••• C•••••• M••••••••• L•••••• (listed 2023-02-22, absent 2023-08-07)Aug 7, 2023 · Control person left · inference
- C•••• Sally Collier (Director) no longer on Schedule A of J• O• H••••• C•••••• M••••••••• L•••••• (listed 2022-12-21, absent 2023-02-22)Feb 22, 2023 · Control person left · inference
- Andrew Parry (Head Of Investments) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 21, 2022 · Control person joined · fact
- C•••• Sally Collier (Director) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 21, 2022 · Control person joined · fact
- S•••• A•••••••• (Head Of Risk) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 21, 2022 · Control person joined · fact
- J• O• H••••• C•••••• M••••••••• L•••••• reported RAUM $17.7B, down 60% from $44.2B (2021-12-21 to 2022-12-21)Dec 21, 2022 · RAUM change · derived
- Vincent Brian Wright (Director) no longer on Schedule A of J• O• H••••• C•••••• M••••••••• L•••••• (listed 2021-12-21, absent 2022-12-21)Dec 21, 2022 · Control person left · inference
- Emilio Gonzalez (Director) no longer on Schedule A of J• O• H••••• C•••••• M••••••••• L•••••• (listed 2020-12-24, absent 2021-12-17)Dec 17, 2021 · Control person left · inference
- Timothy James Firn (Director) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 24, 2020 · Control person joined · fact
- J••• L•••• (Director) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 20, 2019 · Control person joined · fact
- Maria Alexandra Altinger (Chief Executive Officer/Director) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Dec 20, 2019 · Control person joined · fact
- S•••••••• M••••• L••••••••• (Chief Operating Officer) appeared on Schedule A of J• O• H••••• C•••••• M••••••••• L••••••Apr 16, 2019 · Control person joined · fact
- Helen Margret Vaughan (Chief Operating Officer) no longer on Schedule A of J• O• H••••• C•••••• M••••••••• L•••••• (listed 2018-12-20, absent 2019-04-16)Apr 16, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/j-o-hambro-capital-managementreportedpublic record, Form ADV, Sep 18, 2026
- Website
- johcm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 20 7747 5678reportedpublic record, Form ADV, Sep 29, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026