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Former SEC-registered adviser

F••••••• C•••••• E••••• L••

Former SEC-registered adviserLondon, CRD 138713SEC 801-65852IAPD
Latest filing Jun 27, 2024
First filing on the tape Mar 30, 2012 · 26 filings
SEC status approved since Feb 1, 2006
RAUM
$4.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
37
24 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$4.1B as of Jun 27, 2024
Jun 26, 2012$2.4B then
HNW client RAUM$0 as of Jun 27, 2024
Jun 20, 2018$0 then
State-registered IARs (5.B.3)0 as of Jun 27, 2024
Jun 26, 20120 then
Employees (5.A)37 as of Jun 27, 2024
Jun 27, 201315 then
Private funds: no history
RAUM -12% over the last fiscal year-12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 27, 2024; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$56.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
72reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C••••••• W••••• · Managing Membercontrol
        since 01/2021 · owns 50% to 75%
      • L••••••• G••••••• A•••••••• · Managing Membercontrol
        since 01/2022 · owns 10% to 25%
      • S••••••• J••••• M•••••• · Managing Member (4/10) And Co-Head Of Global Tradingcontrol
        since 03/2008 · owns 5% to 10%
      • M••••••••• K••••••••• R••••• · Chief Compliance Officer
        since 03/2024 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 73 to 72
        Mar 26, 2024 to Jun 27, 2024
      • Pooled vehicle clients · 68 to 67
        Mar 26, 2024 to Jun 27, 2024
      • Employees · 34 to 37
        Mar 26, 2024 to Jun 27, 2024
      • Discretionary RAUM · $4.7B to $4.1B
        Mar 26, 2024 to Jun 27, 2024
      • Pooled vehicle RAUM · $4.7B to $4.1B
        Mar 26, 2024 to Jun 27, 2024
      • RAUM · $4.7B to $4.1B
        Mar 26, 2024 to Jun 27, 2024
      • Accounts · 70 to 73
        Jan 9, 2023 to Jun 29, 2023
      • Advisory employees · 25 to 24
        Jan 9, 2023 to Jun 29, 2023
      • Pooled vehicle clients · 64 to 68
        Jan 9, 2023 to Jun 29, 2023
      • Employees · 32 to 34
        Jan 9, 2023 to Jun 29, 2023
      • Discretionary RAUM · $5.1B to $4.7B
        Jan 9, 2023 to Jun 29, 2023
      • Pooled vehicle RAUM · $5.1B to $4.7B
        Jan 9, 2023 to Jun 29, 2023
      • RAUM · $5.1B to $4.7B
        Jan 9, 2023 to Jun 29, 2023
      • Accounts · 63 to 70
        Jan 21, 2022 to Jun 24, 2022
      • Advisory employees · 26 to 25
        Jan 21, 2022 to Jun 24, 2022
      • Pooled vehicle clients · 58 to 64
        Jan 21, 2022 to Jun 24, 2022
      • Employees · 29 to 32
        Jan 21, 2022 to Jun 24, 2022
      • Discretionary RAUM · $5.9B to $5.1B
        Jan 21, 2022 to Jun 24, 2022
      • Pooled vehicle RAUM · $5.9B to $5.1B
        Jan 21, 2022 to Jun 24, 2022
      • RAUM · $5.9B to $5.1B
        Jan 21, 2022 to Jun 24, 2022
      • Accounts · 61 to 63
        Jan 27, 2021 to Jun 23, 2021
      • Advisory employees · 22 to 26
        Jan 27, 2021 to Jun 23, 2021
      • Pooled vehicle clients · 56 to 58
        Jan 27, 2021 to Jun 23, 2021
      • Employees · 26 to 29
        Jan 27, 2021 to Jun 23, 2021
      • Discretionary RAUM · $3.8B to $5.9B
        Jan 27, 2021 to Jun 23, 2021
      • Pooled vehicle RAUM · $3.8B to $5.9B
        Jan 27, 2021 to Jun 23, 2021
      • RAUM · $3.8B to $5.9B
        Jan 27, 2021 to Jun 23, 2021
      • Accounts · 55 to 61
        Jun 27, 2019 to Jun 26, 2020
      • Advisory employees · 18 to 22
        Jun 27, 2019 to Jun 26, 2020
      • Pooled vehicle clients · 50 to 56
        Jun 27, 2019 to Jun 26, 2020
      • Employees · 23 to 26
        Jun 27, 2019 to Jun 26, 2020
      • Discretionary RAUM · $2.5B to $3.8B
        Jun 27, 2019 to Jun 26, 2020
      • Pooled vehicle RAUM · $2.5B to $3.8B
        Jun 27, 2019 to Jun 26, 2020
      • RAUM · $2.5B to $3.8B
        Jun 27, 2019 to Jun 26, 2020
      • Accounts · 57 to 55
        Jan 9, 2019 to Jun 27, 2019
      • Advisory employees · 15 to 18
        Jan 9, 2019 to Jun 27, 2019
      • Pooled vehicle clients · 52 to 50
        Jan 9, 2019 to Jun 27, 2019
      • Employees · 22 to 23
        Jan 9, 2019 to Jun 27, 2019
      • Discretionary RAUM · $2.1B to $2.5B
        Jan 9, 2019 to Jun 27, 2019
      • Pooled vehicle RAUM · $2.1B to $2.5B
        Jan 9, 2019 to Jun 27, 2019
      Signals
      7 dated events
      • F••••••• C•••••• E••••• L•• no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $4.1B)
        May 2, 2025 · Left the SEC roster · derived
      • Erik Lars Bane (Managing Member) no longer on Schedule A of F••••••• C•••••• E••••• L•• (listed 2022-06-24, absent 2023-01-09)
        Jan 9, 2023 · Control person left · inference
      • A•••••••• G•••••• L•••••• (Managing Member) appeared on Schedule A of F••••••• C•••••• E••••• L••
        Jan 21, 2022 · Control person joined · fact
      • Nicolas Giauque (Managing Member) no longer on Schedule A of F••••••• C•••••• E••••• L•• (listed 2021-06-23, absent 2021-08-03)
        Aug 3, 2021 · Control person left · inference
      • F••••••• C•••••• E••••• L•• reported RAUM $5.9B, up 55% from $3.8B (2021-01-27 to 2021-06-23)
        Jun 23, 2021 · RAUM change · derived
      • Wissam Charbel (Managing Member) appeared on Schedule A of F••••••• C•••••• E••••• L••
        Jan 20, 2021 · Control person joined · fact
      • F••••••• C•••••• E••••• L•• reported RAUM $3.8B, up 52% from $2.5B (2019-06-27 to 2020-06-26)
        Jun 26, 2020 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026