DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• A••••••••• M••••••••• I•••
Latest filing Mar 26, 2026
First filing on the tape Mar 30, 2012 · 25 filings
SEC status approved since Jan 30, 2006
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
9
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.1B as of Mar 26, 2026
Mar 30, 2012$3.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 28, 20130 then
Employees (5.A)26 as of Mar 26, 2026
Mar 28, 201335 then
Private funds9 as of Mar 26, 2026
Mar 31, 20158 then
RAUM -11% over the last fiscal year-11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $190MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $2.0B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.0B98%
- Corporations and businesses$45.3M2.2%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 11reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $2.0B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.98 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• H•••••••• L••• | Hedge Fund | $1.1B | 235 | Mar 30, 2012 |
| A••••• I••••••••• L••• | Hedge Fund | $384M | 3 | Mar 30, 2012 |
| A••••• H••••••• I•• L••• | Hedge Fund | $202M | 85 | Mar 30, 2012 |
| A••••• D••••••••• L••• | Hedge Fund | $199M | 3 | Feb 26, 2013 |
| A••••• M••••• G•••••• L••• | Hedge Fund | $159M | 52 | Mar 28, 2018 |
| A••••• A••••••••• A• L•••••• P••••••••• | Hedge Fund | $139M | 31 | Mar 30, 2012 |
| A••••• H••••••• J•••• T•••• | Hedge Fund | $132M | 13 | Aug 25, 2015 |
| A••••• H••••••• O••••••• F••• L••• | Hedge Fund | $130M | 24 | Mar 30, 2012 |
| P•••••••• P•••••••• L•••no longer reported | Hedge Fund | $36.4M | 17 | Mar 30, 2012 |
| A••••• P•••••••• L••• | Hedge Fund | $35.5M | 17 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- C•••• S••••••• S••••• · Directorcontrolsince 01/2016 · owns less than 5%
- J••••• J••••• P• · Directorcontrolsince 01/2015 · owns less than 5%
- M••••• T•••• J• · Chief Operating Officer, Chief Compliance Officercontrolsince 01/2015 · owns less than 5%
- P•••• N••• · Cfocontrolsince 01/2019 · owns less than 5%
- S•••••••• M••••••• C• · Director Of Operationscontrolsince 01/2015 · owns less than 5%
- Z•••••••• R•••••• E••• · Chief Executive Officer, Chief Investment Officer, Directorcontrolsince 01/2015 · owns less than 5%
- Z•••••••• V•••••••• E• · Chairman, Directorcontrolsince 01/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Advisers that list A••••• A••••••••• M••••••••• I••• as a related person
- 137194 n
Offices
Schedule D 1.F, the 25 largest
- Englewood Cliffs, NJ1 employees
What changed
consecutive filings, newest first
- Advisory employees · 9 to 13Mar 26, 2025 to Mar 26, 2026
- Assets in custody · $2.3B to $2.0BMar 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $2.4B to $2.1BMar 26, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $2.3B to $2.0BMar 26, 2025 to Mar 26, 2026
- RAUM · $2.4B to $2.1BMar 26, 2025 to Mar 26, 2026
- Accounts · 12 to 11Mar 25, 2024 to Mar 26, 2025
- Pooled vehicle clients · 11 to 10Mar 25, 2024 to Mar 26, 2025
- Assets in custody · $2.4B to $2.3BMar 25, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 26, 2025
- Other offices · 1 to 0Mar 25, 2024 to Mar 26, 2025
- Discretionary RAUM · $2.7B to $2.4BMar 25, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $2.7B to $2.3BMar 25, 2024 to Mar 26, 2025
- RAUM · $2.7B to $2.4BMar 25, 2024 to Mar 26, 2025
- Assets in custody · $2.6B to $2.4BSep 15, 2023 to Mar 25, 2024
- Employees · 24 to 26Sep 15, 2023 to Mar 25, 2024
- Discretionary RAUM · $3.0B to $2.7BSep 15, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $2.9B to $2.7BSep 15, 2023 to Mar 25, 2024
- RAUM · $3.0B to $2.7BSep 15, 2023 to Mar 25, 2024
- HQ city · ENGLEWOOD CLIFFS to PALM BEACHMar 30, 2023 to Sep 15, 2023
- HQ state · NJ to FLMar 30, 2023 to Sep 15, 2023
- Accounts · 11 to 12Mar 31, 2022 to Mar 30, 2023
- Pooled vehicle clients · 10 to 11Mar 31, 2022 to Mar 30, 2023
- Assets in custody · $3.5B to $2.6BMar 31, 2022 to Mar 30, 2023
- Employees · 23 to 24Mar 31, 2022 to Mar 30, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $4.1B to $3.0BMar 31, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $4.0B to $2.9BMar 31, 2022 to Mar 30, 2023
- RAUM · $4.1B to $3.0BMar 31, 2022 to Mar 30, 2023
- Accounts · 12 to 11Mar 29, 2021 to Mar 31, 2022
- Corporate clients · 2 to 1Mar 29, 2021 to Mar 31, 2022
- Assets in custody · $2.8B to $3.5BMar 29, 2021 to Mar 31, 2022
- Private funds · 10 to 9Mar 29, 2021 to Mar 31, 2022
- Discretionary RAUM · $3.7B to $4.1BMar 29, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $3.2B to $4.0BMar 29, 2021 to Mar 31, 2022
- RAUM · $3.7B to $4.1BMar 29, 2021 to Mar 31, 2022
- Assets in custody · $3.1B to $2.8BMar 31, 2020 to Mar 29, 2021
- Employees · 24 to 23Mar 31, 2020 to Mar 29, 2021
- Discretionary RAUM · $4.0B to $3.7BMar 31, 2020 to Mar 29, 2021
- Pooled vehicle RAUM · $3.5B to $3.2BMar 31, 2020 to Mar 29, 2021
- RAUM · $4.0B to $3.7BMar 31, 2020 to Mar 29, 2021
Signals
6 dated events
- A••••• A••••••••• M••••••••• I••• reported RAUM $3.0B, down 27% from $4.1B (2022-03-31 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Joseph Frank Fiorello (Chief Information Officer) no longer on Schedule A of A••••• A••••••••• M••••••••• I••• (listed 2020-03-31, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- A••••• A••••••••• M••••••••• I••• reported RAUM $4.0B, up 34% from $3.0B (2019-05-03 to 2020-03-31)Mar 31, 2020 · RAUM change · derived
- Anthony Michael Tenebruso (Co-Chief Investment Officer, Director) no longer on Schedule A of A••••• A••••••••• M••••••••• I••• (listed 2019-05-03, absent 2020-03-31)Mar 31, 2020 · Control person left · inference
- Neal Post (Cfo) appeared on Schedule A of A••••• A••••••••• M••••••••• I•••Mar 28, 2019 · Control person joined · fact
- Jay Gerald Post (Cfo) no longer on Schedule A of A••••• A••••••••• M••••••••• I••• (listed 2018-03-28, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A•••••ASSOCIATESMANAGEMENT.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-834-6550reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026