DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• C•••••• P•••••••• L•
Latest filing Mar 30, 2026
First filing on the tape Mar 30, 2012 · 22 filings
SEC status approved since Jan 26, 2006
RAUM
$5.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
31
17 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$5.0B as of Mar 30, 2026
Mar 30, 2012$4.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)31 as of Mar 30, 2026
Mar 28, 201327 then
Private funds1 as of Mar 30, 2026
Mar 30, 20122 then
RAUM +0.5% over the last fiscal year-3.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +0.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.0B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• C•••••• O••••••• M••••• F•••• L••• | Hedge Fund | $5.0B | 173 | Mar 30, 2012 |
| E••••••• C•••••• F•••• L•no longer reported | Hedge Fund | $1.3B | 88 | Mar 30, 2012 |
| E••••••• I••••••••• I•• L••no longer reported | Hedge Fund | $54.9M | 7 | Mar 31, 2014 |
| E••••••• L••• S••• L•no longer reported | Hedge Fund | $13.0M | 19 | Jun 1, 2016 |
| P• E•• L•••no longer reported | Hedge Fund | $12.6M | 21 | Feb 26, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• P••••• C•••••• · Chief Financial Officer And Partnercontrolsince 01/2015 · owns less than 5%
- J•••••• B••••• E••• · Partnercontrolsince 02/2009 · owns 10% to 25%
- M••••• A••• · Managing Partner And Chief Investment Officercontrolsince 04/2004 · owns 25% to 50%
- N•••••• J•••••••• K••••••• · General Counsel And Chief Compliance Officercontrolsince 10/2022 · owns less than 5%
- M••••• A••• · Managing Membercontrolsince 04/2004 · owns 25% to 50% of E••••••• C••••••• L••
- R••••• A•••••• T••••• · Partnersince 01/2015 · owns 10% to 25%
Entity owners
- E••••••• C••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- E••••••• A••••••••• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY7 employees
What changed
consecutive filings, newest first
- Assets in custody · $4.9B to $5.0BMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $4.9B to $5.0BMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $4.9B to $5.0BMar 28, 2025 to Mar 30, 2026
- RAUM · $4.9B to $5.0BMar 28, 2025 to Mar 30, 2026
- Assets in custody · $5.0B to $4.9BMar 27, 2024 to Mar 28, 2025
- Employees · 30 to 31Mar 27, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 27, 2024 to Mar 28, 2025
- Discretionary RAUM · $5.0B to $4.9BMar 27, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $5.0B to $4.9BMar 27, 2024 to Mar 28, 2025
- RAUM · $5.0B to $4.9BMar 27, 2024 to Mar 28, 2025
- Advisory employees · 16 to 17Mar 31, 2023 to Mar 27, 2024
- Assets in custody · $5.5B to $5.0BMar 31, 2023 to Mar 27, 2024
- Employees · 33 to 30Mar 31, 2023 to Mar 27, 2024
- Discretionary RAUM · $5.5B to $5.0BMar 31, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $5.5B to $5.0BMar 31, 2023 to Mar 27, 2024
- RAUM · $5.5B to $5.0BMar 31, 2023 to Mar 27, 2024
- Advisory employees · 17 to 16Oct 7, 2022 to Mar 31, 2023
- Assets in custody · $6.0B to $5.5BOct 7, 2022 to Mar 31, 2023
- Employees · 30 to 33Oct 7, 2022 to Mar 31, 2023
- Discretionary RAUM · $6.0B to $5.5BOct 7, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $6.0B to $5.5BOct 7, 2022 to Mar 31, 2023
- RAUM · $6.0B to $5.5BOct 7, 2022 to Mar 31, 2023
- Accounts · 6 to 4Jan 14, 2022 to Mar 31, 2022
- Advisory employees · 18 to 17Jan 14, 2022 to Mar 31, 2022
- Pooled vehicle clients · 6 to 4Jan 14, 2022 to Mar 31, 2022
- Assets in custody · $6.7B to $6.0BJan 14, 2022 to Mar 31, 2022
- Employees · 32 to 30Jan 14, 2022 to Mar 31, 2022
- Other offices · 2 to 1Jan 14, 2022 to Mar 31, 2022
- Private funds · 2 to 1Jan 14, 2022 to Mar 31, 2022
- Discretionary RAUM · $6.7B to $6.0BJan 14, 2022 to Mar 31, 2022
- Pooled vehicle RAUM · $6.7B to $6.0BJan 14, 2022 to Mar 31, 2022
- RAUM · $6.7B to $6.0BJan 14, 2022 to Mar 31, 2022
- Advisory employees · 19 to 18Mar 29, 2020 to Mar 26, 2021
- Assets in custody · $5.2B to $6.7BMar 29, 2020 to Mar 26, 2021
- Employees · 33 to 32Mar 29, 2020 to Mar 26, 2021
- Discretionary RAUM · $5.3B to $6.7BMar 29, 2020 to Mar 26, 2021
- Pooled vehicle RAUM · $5.3B to $6.7BMar 29, 2020 to Mar 26, 2021
- RAUM · $5.3B to $6.7BMar 29, 2020 to Mar 26, 2021
- Accounts · 8 to 6Mar 29, 2019 to Mar 29, 2020
- Pooled vehicle clients · 8 to 6Mar 29, 2019 to Mar 29, 2020
Signals
5 dated events
- Martin Christopher Meekins (Partner, Chief Operating Officer, General Counsel And Chief Compliance Officer) no longer on Schedule A of E••••••• C•••••• P•••••••• L• (listed 2022-03-31, absent 2022-10-07)Oct 7, 2022 · Control person left · inference
- K••••••• J••••••• N••••• (General Counsel And Chief Compliance Officer) appeared on Schedule A of E••••••• C•••••• P•••••••• L•Oct 7, 2022 · Control person joined · fact
- Faghri Tanaz Dietz (Chief Compliance Officer And Assistant General Counsel) no longer on Schedule A of E••••••• C•••••• P•••••••• L• (listed 2021-03-26, absent 2022-01-14)Jan 14, 2022 · Control person left · inference
- E••••••• C•••••• P•••••••• L• reported RAUM $6.7B, up 27% from $5.3B (2020-03-29 to 2021-03-26)Mar 26, 2021 · RAUM change · derived
- Alan Michael Price (Partner And Chairman) no longer on Schedule A of E••••••• C•••••• P•••••••• L• (listed 2018-03-29, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- E•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-843-3000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026