DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S••••••• A•••••••• L••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 139018SEC 801-65848IAPD
Latest filing Mar 31, 2023
First filing on the tape Mar 30, 2012 · 20 filings
RAUM
$235M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
$211M gross assets
History
20 filings and snapshots on the tape
RAUM$235M as of Mar 31, 2023
Mar 30, 2012$425M then
HNW client RAUM$0 as of Mar 31, 2023
Apr 2, 2018$1.8M then
State-registered IARs (5.B.3)0 as of Mar 31, 2023
Apr 1, 20130 then
Employees (5.A)5 as of Mar 31, 2023
Apr 1, 201310 then
Private funds5 as of Mar 31, 2023
Mar 30, 201217 then
RAUM -4.8% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$46.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-4.8%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$235M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      11 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      S••••••• C•••••••• O••••••••• F••• I• L•Private Equity Fund$148M39Mar 30, 2012
      S••• I• S••• P••••• F•••• L•Private Equity Fund$24.6M18Mar 31, 2014
      S••••••• C•••••••• O••••••••• F••• I• F•••••• L•Private Equity Fund$21.6M9Mar 30, 2012
      S••••••• C•••••••• O••••••••• F••• L•Private Equity Fund$15.7M42Mar 30, 2012
      S••••••• T••••••••• O••••••••• F••• I••••• L•no longer reportedPrivate Equity Fund$7.9M2Mar 30, 2012
      S••••••• T••••••••• O••••••••• F••• I••••• L•no longer reportedPrivate Equity Fund$6.3M2Mar 30, 2012
      S••••••• T••••••••• O••••••••• F••• I••• L•no longer reportedPrivate Equity Fund$5.6M2Mar 30, 2012
      S••••••• T••••••••• O••••••••• F••• I••••• L•no longer reportedPrivate Equity Fund$3.4M2Mar 30, 2012
      S••••••• T••••••••• O••••••••• F••• I••• L•no longer reportedPrivate Equity Fund$1.9M19Mar 30, 2012
      S••••••• T••••••••• O••••••••• F••• I••••• L•no longer reportedPrivate Equity Fund$1.5M2Mar 30, 2012
      S••••••• C•••••••• O••••••••• O••••••• F•••• L•Private Equity Fund$1.2M8Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • P•••••••• D••••• · Managing Director, Cfo, Ccocontrol
        since 03/2016 · owns less than 5%
      • R••••••••• J••••••• · Partner/ Membercontrol
        since 06/2003 · owns 25% to 50%
      • T•••••• J•••••••• Y••• · Member
        since 06/2003 · owns 25% to 50%
      Related persons
      Schedule D 7.A
      • S••••••• C•••••• I•• L••
        pooled vehicle sponsorn
      • S••••••• C•• I• G•• L•
        pooled vehicle sponsorn
      • S••••••• C•• O•••••••• L••
        pooled vehicle sponsorn
      • S••••••• C••• L•
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $247M to $235M
        Mar 31, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $247M to $235M
        Mar 31, 2022 to Mar 31, 2023
      • RAUM · $247M to $235M
        Mar 31, 2022 to Mar 31, 2023
      • Advisory employees · 4 to 3
        Mar 29, 2021 to Mar 31, 2022
      • Discretionary RAUM · $155M to $247M
        Mar 29, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $155M to $247M
        Mar 29, 2021 to Mar 31, 2022
      • RAUM · $155M to $247M
        Mar 29, 2021 to Mar 31, 2022
      • Employees · 4 to 5
        May 6, 2020 to Mar 29, 2021
      • Discretionary RAUM · $203M to $155M
        May 6, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $203M to $155M
        May 6, 2020 to Mar 29, 2021
      • RAUM · $203M to $155M
        May 6, 2020 to Mar 29, 2021
      • Discretionary RAUM · $158M to $203M
        Mar 30, 2020 to May 6, 2020
      • Pooled vehicle RAUM · $158M to $203M
        Mar 30, 2020 to May 6, 2020
      • RAUM · $158M to $203M
        Mar 30, 2020 to May 6, 2020
      • Advisory employees · 5 to 4
        Mar 31, 2019 to Mar 30, 2020
      • Employees · 6 to 4
        Mar 31, 2019 to Mar 30, 2020
      • Discretionary RAUM · $154M to $158M
        Mar 31, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $154M to $158M
        Mar 31, 2019 to Mar 30, 2020
      • RAUM · $154M to $158M
        Mar 31, 2019 to Mar 30, 2020
      • Advisory employees · 6 to 5
        Jul 13, 2018 to Mar 31, 2019
      • Employees · 7 to 6
        Jul 13, 2018 to Mar 31, 2019
      • Discretionary RAUM · $144M to $154M
        Jul 13, 2018 to Mar 31, 2019
      • Pooled vehicle RAUM · $144M to $154M
        Jul 13, 2018 to Mar 31, 2019
      • RAUM · $144M to $154M
        Jul 13, 2018 to Mar 31, 2019
      • Advisory employees · 7 to 6
        Apr 2, 2018 to Jul 13, 2018
      • Charity clients · 12.0 to unset
        Apr 2, 2018 to Jul 13, 2018
      • Corporate clients · 24.0 to unset
        Apr 2, 2018 to Jul 13, 2018
      • HNW clients · 7.0 to unset
        Apr 2, 2018 to Jul 13, 2018
      • Pooled vehicle clients · 16 to 5
        Apr 2, 2018 to Jul 13, 2018
      • Employees · 8 to 7
        Apr 2, 2018 to Jul 13, 2018
      • Discretionary RAUM · $149M to $144M
        Apr 2, 2018 to Jul 13, 2018
      • HNW RAUM · $1.8M to $0
        Apr 2, 2018 to Jul 13, 2018
      • Pension RAUM · 2695786.0 to unset
        Apr 2, 2018 to Jul 13, 2018
      • Pooled vehicle RAUM · $49.6M to $144M
        Apr 2, 2018 to Jul 13, 2018
      • RAUM · $149M to $144M
        Apr 2, 2018 to Jul 13, 2018
      • Advisory employees · 6 to 7
        Mar 30, 2017 to Apr 2, 2018
      • Charity clients · unset to 12.0
        Mar 30, 2017 to Apr 2, 2018
      • Corporate clients · unset to 24.0
        Mar 30, 2017 to Apr 2, 2018
      • HNW clients · unset to 7.0
        Mar 30, 2017 to Apr 2, 2018
      • Pooled vehicle clients · unset to 16.0
        Mar 30, 2017 to Apr 2, 2018
      Signals
      1 dated events
      • Wayne Kenneth Slutsky (Partner) no longer on Schedule A of S••••••• A•••••••• L•• (listed 2018-07-13, absent 2019-03-31)
        Mar 31, 2019 · Control person left · inference
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/saybrook-capitalreportedpublic record, Form ADV, Sep 19, 2026
      Website
      S•••••••FUNDS.COMreportedpublic record, Form ADV, Sep 19, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026