DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Mutual Fund Store

Former SEC-registered adviserMaple Grove, MinnesotaCRD 139069SEC 801-67407IAPD
Legal name Tmfs Minneapolis, LLC
Latest filing Mar 3, 2015
First filing on the tape Mar 29, 2012 · 12 filings
RAUM
$208M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$208M as of Jan 30, 2015
Mar 29, 2012$143M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Jan 30, 2015
Mar 29, 20120 then
Employees (5.A)6 as of Jan 30, 2015
Mar 21, 20135 then
Private funds: no history
RAUM +9.7% over the last fiscal year+13% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 3, 2015; every figure names its basis
RAUM per advisor
$69.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$109,334derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+9.7%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,906reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • William Darin Pilacinski · Chief Compliance Officer, Managing Partner, Senior Vice President--Investmentscontrol
        since 09/2005 · owns 10% to 25%
      • Herman Joseph Uphus · Managing Partner And Senior Vice President--Investmentscontrol
        since 04/2011 · owns 25% to 50%
      • Vern Arthur Pearson · Owner
        since 09/2005 · owns 10% to 25%
      • Jerome Darrell Suchy · Owner
        since 09/2005 · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • Woodbury, MN
      What changed
      consecutive filings, newest first
      • Related adviser · true to false
        Jan 30, 2015 to Mar 3, 2015
      • Accounts · 811 to 1,906
        May 13, 2014 to Jan 30, 2015
      • Discretionary RAUM · $190M to $208M
        May 13, 2014 to Jan 30, 2015
      • RAUM · $190M to $208M
        May 13, 2014 to Jan 30, 2015
      • Accounts · 1,738 to 811
        Jan 14, 2014 to Mar 28, 2014
      • Discretionary RAUM · $187M to $190M
        Jan 14, 2014 to Mar 28, 2014
      • RAUM · $187M to $190M
        Jan 14, 2014 to Mar 28, 2014
      • Accounts · 1,716 to 1,738
        Sep 10, 2013 to Jan 9, 2014
      • Discretionary RAUM · $172M to $187M
        Sep 10, 2013 to Jan 9, 2014
      • RAUM · $172M to $187M
        Sep 10, 2013 to Jan 9, 2014
      • Accounts · 1,767 to 1,716
        Mar 21, 2013 to Sep 7, 2013
      • Employees · 5 to 6
        Mar 21, 2013 to Sep 7, 2013
      • Discretionary RAUM · $162M to $172M
        Mar 21, 2013 to Sep 7, 2013
      • RAUM · $162M to $172M
        Mar 21, 2013 to Sep 7, 2013
      • Accounts · 780 to 1,767
        Aug 15, 2012 to Mar 21, 2013
      • Advisory employees · unset to 3.0
        Aug 15, 2012 to Mar 21, 2013
      • Employees · unset to 5.0
        Aug 15, 2012 to Mar 21, 2013
      • State-registered IARs · 0 to 3
        Aug 15, 2012 to Mar 21, 2013
      • Discretionary RAUM · $143M to $162M
        Aug 15, 2012 to Mar 21, 2013
      • RAUM · $143M to $162M
        Aug 15, 2012 to Mar 21, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026