DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••••• C•••••• M••••••••• L••••••
Latest filing Apr 30, 2026
First filing on the tape Feb 29, 2012 · 46 filings
SEC status approved since Feb 1, 2006
RAUM
$5.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$5.0B as of Apr 30, 2026
Feb 29, 2012$1.3M then
HNW client RAUM$0 as of Apr 30, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Apr 1, 20130 then
Employees (5.A)10 as of Apr 30, 2026
Apr 1, 201326 then
Private funds4 as of Apr 30, 2026
Feb 29, 20122 then
RAUM +13% over the last fiscal year-4.1% a year over threeIARs 0 to 0offices 2 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $295MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $5.0B, 17 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$5.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.0B for 17 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••• R••• F••• L•••no longer reported | Hedge Fund | $1.4B | 24 | Apr 1, 2013 |
| E••• S•••••• F••• L••• | Hedge Fund | $650M | 5 | Feb 29, 2012 |
| E••• A•••• F••• S••••••• I••••••• L••• O••• F••• S• | Hedge Fund | $355M | 5 | Nov 25, 2020 |
| E••• T•••• F••• L•••no longer reported | Hedge Fund | $353M | 5 | Aug 19, 2013 |
| E••••••• M•••••• S•••••• O••••••••• L••• | Hedge Fund | $195M | 25 | Feb 29, 2012 |
| E••• A•••• F••• S••• E••• L••••••• F••• S•no longer reported | Hedge Fund | $99.5M | 3 | Mar 30, 2020 |
| E••• C••••• O••••••••• F••• 2• L• | Hedge Fund | $3.6M | 3 | Nov 27, 2019 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• M•••• R•••••• · Chief Executive Officer/ Co-Chief Investment Officercontrolsince 10/2003 · owns less than 5%
- G•••••• A•••• M•••• · General Counselcontrolsince 04/2023 · owns less than 5%
- J•••••• M••••••• P••••• H••••••• · Co-Chief Operating Officercontrolsince 04/2024 · owns less than 5%
- K•••••• C••••••••• J•••• · Co-Chief Operating Officercontrolsince 04/2023 · owns less than 5%
- K•••••• K••••••• M•••••• · Chief Compliance Officer/Senior Regulatory Counselcontrolsince 04/2023 · owns less than 5%
- M•••••••• R•••• R••••• · Directorcontrolsince 10/2003 · owns less than 5%
- N••••••• B• J•••• A•••••• · Co-Chief Investment Officercontrolsince 03/2023 · owns less than 5%
- F•••••••• M•••• R•••••• · Presidentcontrolsince 08/2013 · owns 50% to 75% of W•••• P••• L••••••
- S•••••• P•••• C••• · Non- Executive Directorsince 04/2015 · owns less than 5%
Entity owners
- W•••• P••• L•••••• · Sole Shareholderdirect · owns 75% or more
Related persons
Schedule D 7.A
- E••• A•••• M••••••••• U• L••investment adviserbankyRAUM $4.4B
- E••• G• S••••••• •••••••• L••••••pooled vehicle sponsorn
- E••• G• S••••••• L••••••pooled vehicle sponsorn
Advisers that list K••••••••• C•••••• M••••••••• L•••••• as a related person
- 167999 y
Offices
Schedule D 1.F, the 25 largest
- Greenwich, CT5 employees
- Miami, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count dropChange between filings · filing Apr 30, 2026employees (Item 5.A) moved from 52.0 to 10.0 (-81.0%) between the annual amendments of 2025-03-31 and 2026-04-30; the peer median change was +3.0% (595 comparable advisers, 0.0th percentile of changes)peers: asset managers, $5B to $20B (595) · 0.0% percentile
What changed
consecutive filings, newest first
- Accounts · 12 to 17Nov 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 12 to 17Nov 24, 2025 to Mar 31, 2026
- Assets in custody · $421M to $5.0BNov 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $4.4B to $5.0BNov 24, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $53.2M to $47.6MNov 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $4.4B to $5.0BNov 24, 2025 to Mar 31, 2026
- RAUM · $4.4B to $5.0BNov 24, 2025 to Mar 31, 2026
- Advisory employees · 11 to 7Mar 31, 2025 to Nov 24, 2025
- Business name · E••• A•••• M••••••••• L•••••• to K••••••••• C•••••• M••••••••• L••••••Mar 31, 2025 to Nov 24, 2025
- Employees · 52 to 10Mar 31, 2025 to Nov 24, 2025
- Legal name · E••• A•••• M••••••••• L•••••• to K••••••••• C•••••• M••••••••• L••••••Mar 31, 2025 to Nov 24, 2025
- Other offices · 2 to 0Mar 31, 2025 to Nov 24, 2025
- Accounts · 13 to 12Feb 20, 2025 to Mar 31, 2025
- Advisory employees · 10 to 11Feb 20, 2025 to Mar 31, 2025
- Pooled vehicle clients · 13 to 12Feb 20, 2025 to Mar 31, 2025
- Assets in custody · $550M to $421MFeb 20, 2025 to Mar 31, 2025
- Employees · 56 to 52Feb 20, 2025 to Mar 31, 2025
- Financial planning clients · unset to Feb 20, 2025 to Mar 31, 2025
- Private funds · 3 to 4Feb 20, 2025 to Mar 31, 2025
- Discretionary RAUM · $4.5B to $4.4BFeb 20, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $42.1M to $53.2MFeb 20, 2025 to Mar 31, 2025
- Pooled vehicle RAUM · $4.5B to $4.4BFeb 20, 2025 to Mar 31, 2025
- RAUM · $4.5B to $4.4BFeb 20, 2025 to Mar 31, 2025
- HQ state · unset to Oct 8, 2024 to Jan 16, 2025
- Accounts · 20 to 13Dec 6, 2023 to Mar 29, 2024
- Advisory employees · 12 to 10Dec 6, 2023 to Mar 29, 2024
- Advisory activities · 2 to 1Dec 6, 2023 to Mar 29, 2024
- Pooled vehicle clients · 17 to 13Dec 6, 2023 to Mar 29, 2024
- Assets in custody · $1.5B to $550MDec 6, 2023 to Mar 29, 2024
- Employees · 77 to 56Dec 6, 2023 to Mar 29, 2024
- Private funds · 4 to 3Dec 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $5.7B to $4.5BDec 6, 2023 to Mar 29, 2024
- Non-discretionary RAUM · $27.9M to $42.1MDec 6, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $5.6B to $4.5BDec 6, 2023 to Mar 29, 2024
- RAUM · $5.7B to $4.5BDec 6, 2023 to Mar 29, 2024
- Accounts · 25 to 20Oct 31, 2022 to Mar 31, 2023
- Advisory employees · 19 to 12Oct 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 21 to 17Oct 31, 2022 to Mar 31, 2023
- Assets in custody · $1.9B to $1.5BOct 31, 2022 to Mar 31, 2023
- Employees · 72 to 77Oct 31, 2022 to Mar 31, 2023
Signals
7 dated events
- Regina Susan Dodge (Chief Compliance Officer/ General Counsel) no longer on Schedule A of K••••••••• C•••••• M••••••••• L•••••• (listed 2023-03-31, absent 2023-04-26)Apr 26, 2023 · Control person left · inference
- Matthew Kenneth Kukish (Chief Compliance Officer/Senior Regulatory Counsel) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••••••Apr 26, 2023 · Control person joined · fact
- Marie Anna Galvau (General Counsel) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••••••Apr 26, 2023 · Control person joined · fact
- Michiel Jansen (Co-Chief Operating Officer) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••••••Apr 26, 2023 · Control person joined · fact
- James Christopher Keable (Co-Chief Operating Officer) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••••••Apr 26, 2023 · Control person joined · fact
- Andreas Bo Jens Nystedt (Co-Chief Investment Officer) appeared on Schedule A of K••••••••• C•••••• M••••••••• L••••••Mar 31, 2023 · Control person joined · fact
- K••••••••• C•••••• M••••••••• L•••••• reported RAUM $6.3B, up 51% from $4.2B (2017-03-30 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kirkoswaldcapitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- k•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44-207-150-3700reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026