DFX Intelligence
RIA Intelligence
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SEC-registered adviser
M•• A•••• M•••••••••
Legal name M•• A•••• M••••••••• L••
Latest filing Aug 5, 2026
First filing on the tape Apr 18, 2012 · 17 filings
SEC status approved since Apr 23, 2007
RAUM
$18.5M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$18.5M as of Aug 5, 2026
Jun 25, 2012$11.8M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Jun 17, 20130 then
Employees (5.A)2 as of Aug 5, 2026
Jun 17, 20132 then
Private funds1 as of Aug 5, 2026
Jun 25, 20121 then
RAUM +23% over the last fiscal year-0.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $18.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -0.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$18.5M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• I••••••••• F••• L•••••• | Other Private Fund | $18.2M | 17 | Apr 18, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••••••• M••••••• W•• · Directorcontrolsince 10/2002 · owns less than 5%
- T•••••••• M••••• J•••• · Chief Compliance Officercontrolsince 10/2002 · owns less than 5%
Entity owners
- G••••••••• F••••• T•••• · Trustee Shareholderdirect · owns 75% or more
- B•••••• T••••••• L•••••• · T•••••••indirect · owns 75% or more of G••••••••• F••••• T••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Discretionary RAUM · $15.7M to $18.5MMay 23, 2025 to Aug 5, 2026
- Pooled vehicle RAUM · $15.7M to $18.5MMay 23, 2025 to Aug 5, 2026
- RAUM · $15.7M to $18.5MMay 23, 2025 to Aug 5, 2026
- Financial planning clients · unset to Jun 17, 2024 to May 23, 2025
- HQ state · unset to Jun 17, 2024 to May 23, 2025
- Discretionary RAUM · $14.8M to $15.7MJun 17, 2024 to May 23, 2025
- Pooled vehicle RAUM · $14.8M to $15.7MJun 17, 2024 to May 23, 2025
- RAUM · $14.8M to $15.7MJun 17, 2024 to May 23, 2025
- Discretionary RAUM · $15.0M to $14.8MMay 9, 2023 to Jun 17, 2024
- Pooled vehicle RAUM · $15.0M to $14.8MMay 9, 2023 to Jun 17, 2024
- RAUM · $15.0M to $14.8MMay 9, 2023 to Jun 17, 2024
- Discretionary RAUM · $15.6M to $15.0MMay 9, 2022 to May 9, 2023
- Pooled vehicle RAUM · $15.6M to $15.0MMay 9, 2022 to May 9, 2023
- RAUM · $15.6M to $15.0MMay 9, 2022 to May 9, 2023
- Discretionary RAUM · $19.0M to $15.6MJun 28, 2021 to May 9, 2022
- Pooled vehicle RAUM · $19.0M to $15.6MJun 28, 2021 to May 9, 2022
- RAUM · $19.0M to $15.6MJun 28, 2021 to May 9, 2022
- Discretionary RAUM · $13.4M to $19.0MJun 24, 2020 to Jun 28, 2021
- Pooled vehicle RAUM · $13.4M to $19.0MJun 24, 2020 to Jun 28, 2021
- RAUM · $13.4M to $19.0MJun 24, 2020 to Jun 28, 2021
- Discretionary RAUM · $17.9M to $13.4MJun 26, 2019 to Jun 24, 2020
- Pooled vehicle RAUM · $17.9M to $13.4MJun 26, 2019 to Jun 24, 2020
- RAUM · $17.9M to $13.4MJun 26, 2019 to Jun 24, 2020
- Discretionary RAUM · $19.5M to $17.9MJun 27, 2018 to Jun 26, 2019
- Pooled vehicle RAUM · $19.5M to $17.9MJun 27, 2018 to Jun 26, 2019
- RAUM · $19.5M to $17.9MJun 27, 2018 to Jun 26, 2019
- Advisory activities · 3 to 1Jun 21, 2017 to Jun 27, 2018
- Pooled vehicle clients · unset to 1.0Jun 21, 2017 to Jun 27, 2018
- Other offices · unset to 1.0Jun 21, 2017 to Jun 27, 2018
- Discretionary RAUM · $18.1M to $19.5MJun 21, 2017 to Jun 27, 2018
- Pooled vehicle RAUM · unset to 19515020.0Jun 21, 2017 to Jun 27, 2018
- RAUM · $18.1M to $19.5MJun 21, 2017 to Jun 27, 2018
- Discretionary RAUM · $16.7M to $18.1MJun 28, 2016 to Jun 21, 2017
- RAUM · $16.7M to $18.1MJun 28, 2016 to Jun 21, 2017
- Discretionary RAUM · $16.0M to $16.7MJun 24, 2015 to Jun 28, 2016
- RAUM · $16.0M to $16.7MJun 24, 2015 to Jun 28, 2016
- Discretionary RAUM · $15.4M to $16.0MJun 30, 2014 to Jun 24, 2015
- RAUM · $15.4M to $16.0MJun 30, 2014 to Jun 24, 2015
- Discretionary RAUM · $12.3M to $15.4MJun 17, 2013 to Jun 23, 2014
- RAUM · $12.3M to $15.4MJun 17, 2013 to Jun 23, 2014
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- NZ.LINKEDIN.COM/COMPANY/MGH-ASSET-MANAGEMENTreportedpublic record, Form ADV, Sep 21, 2026
- Website
- w••.m••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 64212322644reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026