DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•• W••••• M••••••••• L••
Latest filing May 1, 2026
First filing on the tape Feb 6, 2012 · 11 filings
SEC status approved since Feb 28, 2025
RAUM
$124M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$123M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$62.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$124M as of May 1, 2026
Feb 6, 2012$42.6M then
HNW client RAUM$106M as of May 1, 2026
Feb 5, 2025$97.4M then
State-registered IARs (5.B.3)2 as of May 1, 2026
Feb 6, 20120 then
Employees (5.A)3 as of May 1, 2026
Feb 5, 20253 then
Private funds: no history
RAUM +9.2% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $62.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $611,297derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.5%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$106M86%
- Individuals$16.9M14%
- Charitable organizations$718,5300.6%
- Individual clients
- 47reported
- HNW clients
- 32reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 203reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• M••• H•••••Chartered Financial Analyst | Hanover, Nh | Jun 2, 2006 | 24 y | 1 |
| C••• E•••• H•••••Chartered Financial Analyst | Hanover, Nh | Aug 31, 2018 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••••• M••• H••••• from A••••••• T•••• I••••••••• A•••••••• L••Jun 2, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• J••••••• M••• · Chief Compliance Officercontrolsince 12/2005 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hanover, Nh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 200 to 203Apr 2, 2025 to Jan 28, 2026
- Individual clients · 49 to 47Apr 2, 2025 to Jan 28, 2026
- Financial planning clients · 11-25 to 51-100Apr 2, 2025 to Jan 28, 2026
- Discretionary RAUM · $114M to $124MApr 2, 2025 to Jan 28, 2026
- HNW RAUM · $97.4M to $106MApr 2, 2025 to Jan 28, 2026
- Individual RAUM · $15.6M to $16.9MApr 2, 2025 to Jan 28, 2026
- RAUM · $114M to $124MApr 2, 2025 to Jan 28, 2026
- Financial planning clients · 11-25 to 11-25Feb 5, 2025 to Apr 2, 2025
- Accounts · 132 to 200Jun 18, 2012 to Feb 5, 2025
- Advisory employees · 0 to 2Jun 18, 2012 to Feb 5, 2025
- Advisory activities · 2 to 3Jun 18, 2012 to Feb 5, 2025
- Charity clients · unset to 1.0Jun 18, 2012 to Feb 5, 2025
- Corporate clients · unset to 0.0Jun 18, 2012 to Feb 5, 2025
- HNW clients · unset to 32.0Jun 18, 2012 to Feb 5, 2025
- Individual clients · unset to 49.0Jun 18, 2012 to Feb 5, 2025
- Pension plan clients · unset to 0.0Jun 18, 2012 to Feb 5, 2025
- Pooled vehicle clients · unset to 0.0Jun 18, 2012 to Feb 5, 2025
- Employees · unset to 3.0Jun 18, 2012 to Feb 5, 2025
- Financial planning clients · unset to 11-25Jun 18, 2012 to Feb 5, 2025
- State-registered IARs · 0 to 2Jun 18, 2012 to Feb 5, 2025
- Other offices · unset to 1.0Jun 18, 2012 to Feb 5, 2025
- Discretionary RAUM · $42.6M to $114MJun 18, 2012 to Feb 5, 2025
- HNW RAUM · unset to 97383738.0Jun 18, 2012 to Feb 5, 2025
- Individual RAUM · unset to 15605927.0Jun 18, 2012 to Feb 5, 2025
- Pension RAUM · unset to 0.0Jun 18, 2012 to Feb 5, 2025
- Pooled vehicle RAUM · unset to 0.0Jun 18, 2012 to Feb 5, 2025
- RAUM · $42.6M to $114MJun 18, 2012 to Feb 5, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@j••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- khowe@j••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 603-643-8895reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 603-643-8899reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 877-643-8899reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 603.643.8899reportedpublic record, Form ADV, May 1, 2026
- Contact form
- JMHWEALTH.COM/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $62.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026