DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
C•••••••• C•••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 15, 2012 · 22 filings
SEC status approved since Jan 31, 2006
RAUM
$23B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$23B as of Mar 26, 2026
Mar 15, 2012$8.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 15, 20120 then
Employees (5.A)11 as of Mar 26, 2026
Mar 19, 201319 then
Private funds1 as of Mar 26, 2026
Mar 15, 20122 then
RAUM +8.2% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 36%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B62%
- State and municipal entities$4.3B19%
- Charitable organizations$2.1B9.4%
- Pension and profit-sharing plans$1.1B5.0%
- Corporations and businesses$482M2.1%
- Sovereign wealth funds$458M2.0%
- Insurance companies$255M1.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 18reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• F•••• P•• | Other Private Fund | $7.4B | 308 | Mar 15, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A•••••• K••••• S•••• · Chief Executive Officer, Chief Operating Officer & Chief Compliance Officercontrolsince 07/2016 · owns less than 5%
- V••••••••• W••••••• A•••••••• · L•••••• Partnercontrolsince 03/2003 · owns 75% or more of C•••••••• M••••••••• L•
- V••••••••• W••••••• A•••••••• · Sole Shareholdercontrolsince 03/2003 · owns 75% or more of C•••••••• I•••
Entity owners
- C•••••••• C•••••• L•••••• · Managing Partner ('General Partner')direct · owns 75% or more
- C•••••••• C•••••• M••••••••• L•• · Sole Shareholderindirect · owns 75% or more of Cantilon Capital L••••••
- C•••••••• I••• · General Partnerindirect · owns F of C•••••••• M••••••••• L•
- C•••••••• M••••••••• L• · Sole Memberindirect · owns 75% or more of C•••••••• C•••••• M••••••••• L••
Related persons
Schedule D 7.A
- C•••••••• C•••••• M••••••••• L••investment adviserbankyRAUM $23B
- C•••••••• G• L••bankpooled vehicle sponsory
Advisers that list C•••••••• C•••••• M••••••••• L•• as a related person
- 137895 y
Offices
Schedule D 1.F, the 25 largest
- New York, NY7 employees
What changed
consecutive filings, newest first
- Pension plan clients · 5.0 to unsetMar 25, 2025 to Mar 26, 2026
- Discretionary RAUM · $21B to $23BMar 25, 2025 to Mar 26, 2026
- Pension RAUM · $1.3B to $1.1BMar 25, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $14B to $14BMar 25, 2025 to Mar 26, 2026
- RAUM · $21B to $23BMar 25, 2025 to Mar 26, 2026
- Accounts · 20 to 18Mar 25, 2024 to Mar 25, 2025
- Pension plan clients · 7 to 5Mar 25, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 25, 2024 to Mar 25, 2025
- HQ state · unset to Mar 25, 2024 to Mar 25, 2025
- Discretionary RAUM · $20B to $21BMar 25, 2024 to Mar 25, 2025
- Pension RAUM · $1.9B to $1.3BMar 25, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $13B to $14BMar 25, 2024 to Mar 25, 2025
- RAUM · $20B to $21BMar 25, 2024 to Mar 25, 2025
- Accounts · 18 to 20Apr 20, 2023 to Mar 25, 2024
- Pension plan clients · 8 to 7Apr 20, 2023 to Mar 25, 2024
- Discretionary RAUM · $15B to $20BApr 20, 2023 to Mar 25, 2024
- Pension RAUM · $2.0B to $1.9BApr 20, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $9.9B to $13BApr 20, 2023 to Mar 25, 2024
- RAUM · $15B to $20BApr 20, 2023 to Mar 25, 2024
- Accounts · 16 to 18Mar 16, 2022 to Mar 21, 2023
- Discretionary RAUM · $20B to $15BMar 16, 2022 to Mar 21, 2023
- Pension RAUM · $3.2B to $2.0BMar 16, 2022 to Mar 21, 2023
- Pooled vehicle RAUM · $13B to $9.9BMar 16, 2022 to Mar 21, 2023
- RAUM · $20B to $15BMar 16, 2022 to Mar 21, 2023
- Pension plan clients · 9 to 8Mar 16, 2021 to Mar 16, 2022
- Discretionary RAUM · $18B to $20BMar 16, 2021 to Mar 16, 2022
- Pension RAUM · $3.9B to $3.2BMar 16, 2021 to Mar 16, 2022
- Pooled vehicle RAUM · $11B to $13BMar 16, 2021 to Mar 16, 2022
- RAUM · $18B to $20BMar 16, 2021 to Mar 16, 2022
- Related bank · false to trueMar 16, 2021 to Mar 16, 2022
- Accounts · 17 to 16Mar 20, 2020 to Mar 16, 2021
- Advisory employees · 5 to 6Mar 20, 2020 to Mar 16, 2021
- Pension plan clients · 10 to 9Mar 20, 2020 to Mar 16, 2021
- Employees · 9 to 11Mar 20, 2020 to Mar 16, 2021
- Discretionary RAUM · $16B to $18BMar 20, 2020 to Mar 16, 2021
- Pension RAUM · $3.5B to $3.9BMar 20, 2020 to Mar 16, 2021
- Pooled vehicle RAUM · $8.9B to $11BMar 20, 2020 to Mar 16, 2021
- RAUM · $16B to $18BMar 20, 2020 to Mar 16, 2021
- Discretionary RAUM · $12B to $16BMar 26, 2019 to Mar 20, 2020
- Pension RAUM · $3.3B to $3.5BMar 26, 2019 to Mar 20, 2020
Signals
3 dated events
- C•••••••• C•••••• M••••••••• L•• no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $22.8B)Sep 1, 2026 · Left the SEC roster · derived
- C•••••••• C•••••• M••••••••• L•• reported RAUM $19.9B, up 32% from $15.0B (2023-04-20 to 2024-03-25)Mar 25, 2024 · RAUM change · derived
- C•••••••• C•••••• M••••••••• L•• reported RAUM $15.6B, up 30% from $12.0B (2019-03-26 to 2020-03-20)Mar 20, 2020 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026