DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K••••• C•••••• A•••••••• L••
Latest filing Mar 12, 2026
First filing on the tape Mar 20, 2012 · 28 filings
SEC status approved since Jul 3, 2008
RAUM
$337M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
92%
$310M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$168M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$337M as of Mar 12, 2026
Mar 20, 2012$104M then
HNW client RAUM$252M as of Mar 12, 2026
Mar 8, 2018$145M then
State-registered IARs (5.B.3)2 as of Mar 12, 2026
Mar 20, 20120 then
Employees (5.A)3 as of Mar 12, 2026
Mar 19, 20132 then
Private funds: no history
RAUM +14% over the last fiscal year+10% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $168MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 115derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $500,994derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 8.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, otherreportedItem 5.G
- Custody
- $92.2M, 188 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$252M75%
- Individuals$57.6M17%
- Charitable organizations$24.4M7.2%
- Pension and profit-sharing plans$2.5M0.7%
- Individual clients
- 146reported
- HNW clients
- 84reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 672reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $92.2M for 188 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• F•••••• K••••• | Gaithersburg, Md | Jun 23, 2006 | 22 y | 1 |
| M•••••• M•••• W••••• | Gaithersburg, Md | Jan 21, 2008 | 18 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• F•••••• K••••• from A••••••• G•••••• S••••••••• I•••••••••Jun 23, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• J•••••• F•••••• · Manager/Principal/Chief Compliance Officercontrolsince 11/2005 · owns less than 5%
- K•••••• J•••••• F•••••• · Shareholdercontrolsince 04/2015 · owns 75% or more of K•• H••••••• I•••
- M•••••• W••••••• H••• · Membersince 10/2009 · owns 10% to 25%
- O••••••• J••••• P• · Membersince 10/2009 · owns 5% to 10%
Entity owners
- K•• H••••••• I••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gaithersburg, Md · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Mar 12, 2026hourly charges (Item 5.E.2): yes on the filing of 2025-02-19, no on the filing of 2026-03-12peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 656 to 672Feb 19, 2025 to Mar 12, 2026
- Charity clients · 2.0 to unsetFeb 19, 2025 to Mar 12, 2026
- HNW clients · 83 to 84Feb 19, 2025 to Mar 12, 2026
- Individual clients · 141 to 146Feb 19, 2025 to Mar 12, 2026
- Pension plan clients · 1.0 to unsetFeb 19, 2025 to Mar 12, 2026
- Assets in custody · $93.5M to $92.2MFeb 19, 2025 to Mar 12, 2026
- Discretionary RAUM · $296M to $337MFeb 19, 2025 to Mar 12, 2026
- HNW RAUM · $218M to $252MFeb 19, 2025 to Mar 12, 2026
- Individual RAUM · $53.6M to $57.6MFeb 19, 2025 to Mar 12, 2026
- Pension RAUM · $2.1M to $2.5MFeb 19, 2025 to Mar 12, 2026
- RAUM · $296M to $337MFeb 19, 2025 to Mar 12, 2026
- Accounts · 708 to 656Oct 28, 2024 to Feb 19, 2025
- HNW clients · 80 to 83Oct 28, 2024 to Feb 19, 2025
- Individual clients · 146 to 141Oct 28, 2024 to Feb 19, 2025
- Assets in custody · $80.0M to $93.5MOct 28, 2024 to Feb 19, 2025
- Financial planning clients · unset to Oct 28, 2024 to Feb 19, 2025
- Discretionary RAUM · $283M to $296MOct 28, 2024 to Feb 19, 2025
- HNW RAUM · $204M to $218MOct 28, 2024 to Feb 19, 2025
- Individual RAUM · $53.7M to $53.6MOct 28, 2024 to Feb 19, 2025
- Pension RAUM · $2.3M to $2.1MOct 28, 2024 to Feb 19, 2025
- RAUM · $283M to $296MOct 28, 2024 to Feb 19, 2025
- Individual clients · 148 to 146Sep 8, 2023 to Mar 12, 2024
- Assets in custody · $70.0M to $80.0MSep 8, 2023 to Mar 12, 2024
- Discretionary RAUM · $251M to $283MSep 8, 2023 to Mar 12, 2024
- HNW RAUM · $174M to $204MSep 8, 2023 to Mar 12, 2024
- Individual RAUM · $53.7M to $53.7MSep 8, 2023 to Mar 12, 2024
- Pension RAUM · $2.0M to $2.3MSep 8, 2023 to Mar 12, 2024
- RAUM · $251M to $283MSep 8, 2023 to Mar 12, 2024
- Accounts · 685 to 708Sep 8, 2023 to Mar 12, 2024
- HNW clients · 69 to 80Sep 8, 2023 to Mar 12, 2024
- Accounts · 726 to 685May 9, 2022 to Mar 3, 2023
- HNW clients · 77 to 69May 9, 2022 to Mar 3, 2023
- Individual clients · 135 to 148May 9, 2022 to Mar 3, 2023
- Assets in custody · $64.3M to $70.0MMay 9, 2022 to Mar 3, 2023
- Discretionary RAUM · $270M to $251MMay 9, 2022 to Mar 3, 2023
- HNW RAUM · $194M to $174MMay 9, 2022 to Mar 3, 2023
- Individual RAUM · $50.6M to $53.7MMay 9, 2022 to Mar 3, 2023
- Non-discretionary RAUM · $216,724 to $0May 9, 2022 to Mar 3, 2023
- Pension RAUM · $2.0M to $2.0MMay 9, 2022 to Mar 3, 2023
- RAUM · $270M to $251MMay 9, 2022 to Mar 3, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- j••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- m•••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- m••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- t•••••@k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 301-840-0501reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 301-840-6639reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- K•••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 301.840.0501reportedpublic record, Form ADV, Mar 12, 2026
- Contact form
- k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- k•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $168Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026