DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Torrey Growth & Income Advisors, LLC
Latest filing Aug 14, 2026
First filing on the tape Feb 8, 2012 · 25 filings
SEC status approved since May 2, 2006
RAUM
$328M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$327M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$65.7M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$328M as of Aug 14, 2026
Feb 8, 2012$164M then
HNW client RAUM$277M as of Aug 14, 2026
Mar 26, 2018$174M then
State-registered IARs (5.B.3)4 as of Aug 14, 2026
Feb 8, 20120 then
Employees (5.A)5 as of Aug 14, 2026
Feb 11, 20132 then
Private funds: no history
RAUM +1.9% over the last fiscal year+9.3% a year over threeIARs 2 to 4offices 0 to 2
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $65.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 59derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $1.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +19%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $189MreportedItem 5.I
- Custody
- $132M, 51 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$277M84%
- Individuals$50.2M15%
- Charitable organizations$1.6M0.5%
- Individual clients
- 229reported
- HNW clients
- 64reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 294reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $132M for 51 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| George Richard Hoover | Del Mar, Ca | Oct 15, 2021 | 26 y | 2 |
| Kian George Hoover | Del Mar, Ca | Aug 15, 2024 | 12 y | 0 |
| Zealan Hoover | Washington, Dc | Apr 11, 2025 | 12 y | 0 |
| Sean Samuel Planchard | Charlotte, Nc | May 23, 2025 | 11 y | 1 |
| Eden Isabella Morimoto | Del Mar, Ca | Apr 17, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Sean Samuel Planchard from Fortress Private Ledger, LLCMay 23, 2025 · RIA to RIA
- George Richard Hoover from Citigroup Global Markets Inc.May 5, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Richard George Hoover · Managing Member / Chief Compliance Officercontrolsince 05/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Del Mar, Ca · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- account count collapseChange between filings · filing Apr 22, 2026accounts (Item 5.F.2.f) moved from 485.0 to 294.0 (-39.0%) between the annual amendments of 2025-04-10 and 2026-04-22; the peer median change was +5.0% (3688 comparable advisers, 4.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 3.9% percentile
What changed
consecutive filings, newest first
- Accounts · 485 to 294Oct 27, 2025 to Feb 24, 2026
- HNW clients · 46 to 64Oct 27, 2025 to Feb 24, 2026
- Individual clients · 200 to 229Oct 27, 2025 to Feb 24, 2026
- Assets in custody · $323M to $132MOct 27, 2025 to Feb 24, 2026
- State-registered IARs · 3 to 4Oct 27, 2025 to Feb 24, 2026
- Discretionary RAUM · $322M to $328MOct 27, 2025 to Feb 24, 2026
- HNW RAUM · $264M to $277MOct 27, 2025 to Feb 24, 2026
- Individual RAUM · $57.7M to $50.2MOct 27, 2025 to Feb 24, 2026
- RAUM · $322M to $328MOct 27, 2025 to Feb 24, 2026
- Advisory employees · 2 to 3May 30, 2025 to Aug 12, 2025
- Advisory activities · 3 to 2May 30, 2025 to Aug 12, 2025
- Charity clients · 0.0 to unsetMay 30, 2025 to Aug 12, 2025
- Corporate clients · 0.0 to unsetMay 30, 2025 to Aug 12, 2025
- Pension plan clients · 0.0 to unsetMay 30, 2025 to Aug 12, 2025
- Pooled vehicle clients · 0.0 to unsetMay 30, 2025 to Aug 12, 2025
- Employees · 3 to 5May 30, 2025 to Aug 12, 2025
- State-registered IARs · 2 to 3May 30, 2025 to Aug 12, 2025
- Other offices · 1 to 2May 30, 2025 to Aug 12, 2025
- Pension RAUM · 0.0 to unsetMay 30, 2025 to Aug 12, 2025
- Pooled vehicle RAUM · 0.0 to unsetMay 30, 2025 to Aug 12, 2025
- Financial planning clients · 1-10 to 1-10Apr 10, 2025 to May 30, 2025
- Other offices · 0 to 1Apr 10, 2025 to May 30, 2025
- Accounts · 486 to 485Mar 21, 2024 to Feb 11, 2025
- Advisory employees · 1 to 2Mar 21, 2024 to Feb 11, 2025
- Advisory activities · 2 to 3Mar 21, 2024 to Feb 11, 2025
- HNW clients · 17 to 46Mar 21, 2024 to Feb 11, 2025
- Individual clients · 229 to 200Mar 21, 2024 to Feb 11, 2025
- Assets in custody · $303M to $323MMar 21, 2024 to Feb 11, 2025
- Employees · 1 to 3Mar 21, 2024 to Feb 11, 2025
- Financial planning clients · 0 to 1-10Mar 21, 2024 to Feb 11, 2025
- State-registered IARs · 1 to 2Mar 21, 2024 to Feb 11, 2025
- Discretionary RAUM · $303M to $322MMar 21, 2024 to Feb 11, 2025
- HNW RAUM · $162M to $264MMar 21, 2024 to Feb 11, 2025
- Individual RAUM · $141M to $57.7MMar 21, 2024 to Feb 11, 2025
- RAUM · $303M to $322MMar 21, 2024 to Feb 11, 2025
- Accounts · 221 to 486Mar 7, 2023 to Mar 21, 2024
- Individual clients · 204 to 229Mar 7, 2023 to Mar 21, 2024
- Assets in custody · $251M to $303MMar 7, 2023 to Mar 21, 2024
- Employees · 2 to 1Mar 7, 2023 to Mar 21, 2024
- Discretionary RAUM · $251M to $303MMar 7, 2023 to Mar 21, 2024
Signals
2 dated events
- Robert George Hoover (Managing Member/) no longer on Schedule A of Torrey Growth & Income Advisors, Llc (listed 2022-03-24, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Torrey Growth & Income Advisors, Llc reported RAUM $304.6M, up 84% from $165.6M (2021-03-02 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 760-274-2744reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/torrey-growth-income-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- torreygrowth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 760-274-2744reportedpublic record, Form ADV, Aug 14, 2026
- Team page
- torreygrowth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $65.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026