DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B•••• G••••• W••••• A•••••••• L••

Independent wealth managerRichardson, TexasCRD 140066SEC 801-70358websiteIAPD
Latest filing Mar 18, 2026
First filing on the tape Mar 27, 2012 · 19 filings
SEC status approved since Jun 30, 2009
RAUM
$241M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$228M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$48.2M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$241M as of Mar 18, 2026
Mar 27, 2012$107M then
HNW client RAUM$215M as of Mar 18, 2026
Mar 27, 2018$112M then
State-registered IARs (5.B.3)5 as of Mar 18, 2026
Mar 27, 20120 then
Employees (5.A)5 as of Mar 18, 2026
Mar 28, 20133 then
Private funds: no history
RAUM +18% over the last fiscal year+13% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
RAUM per advisor
$48.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
23derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.2MderivedHNW RAUM over HNW clients
Average account
$681,295derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
5.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+18%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+4.6%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consulting, selection of other advisers, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$215M89%
  • Individuals$13.3M5.5%
  • Pension and profit-sharing plans$7.7M3.2%
  • Charitable organizations$4.7M2.0%
  • Corporations and businesses$494,0960.2%
Individual clients
47reported
HNW clients
67reported
Pension plan clients
8reported
Charitable clients
n/areported
Accounts
354reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• C•••••• G•••••Richardson, TxApr 10, 200635 y0
L••• A•••••• E•••Richardson, TxApr 11, 200632 y0
A•••• M•••••• B•••••Certified Financial PlannerRichardson, TxMar 16, 201515 y2
N•••• B••••• S••••••Richardson, TxDec 12, 201620 y0
C••••• F••••••• L•••Richardson, TxAug 11, 202213 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • E•••• L•••• A•••••• · Managercontrol
    since 03/2005 · owns less than 5%
  • G•••••• J•••• C•••••• · Manager & Chief Compliance Officercontrol
    since 03/2005 · owns less than 5%
Entity owners
  • B•••• G•••••• P••• · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • B•••• G•••••• P•••
    insurancey
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Richardson, Tx · principal500
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 344 to 354
    Mar 24, 2025 to Mar 18, 2026
  • HNW clients · 55 to 67
    Mar 24, 2025 to Mar 18, 2026
  • Individual clients · 54 to 47
    Mar 24, 2025 to Mar 18, 2026
  • Pension plan clients · 7 to 8
    Mar 24, 2025 to Mar 18, 2026
  • Discretionary RAUM · $202M to $238M
    Mar 24, 2025 to Mar 18, 2026
  • HNW RAUM · $170M to $215M
    Mar 24, 2025 to Mar 18, 2026
  • Individual RAUM · $21.5M to $13.3M
    Mar 24, 2025 to Mar 18, 2026
  • Non-discretionary RAUM · $3.0M to $3.5M
    Mar 24, 2025 to Mar 18, 2026
  • Pension RAUM · $8.1M to $7.7M
    Mar 24, 2025 to Mar 18, 2026
  • RAUM · $205M to $241M
    Mar 24, 2025 to Mar 18, 2026
  • Accounts · 325 to 344
    Mar 21, 2024 to Mar 24, 2025
  • HNW clients · 54 to 55
    Mar 21, 2024 to Mar 24, 2025
  • Individual clients · 50 to 54
    Mar 21, 2024 to Mar 24, 2025
  • Pension plan clients · 8 to 7
    Mar 21, 2024 to Mar 24, 2025
  • Financial planning clients · unset to 0
    Mar 21, 2024 to Mar 24, 2025
  • Discretionary RAUM · $183M to $202M
    Mar 21, 2024 to Mar 24, 2025
  • HNW RAUM · $157M to $170M
    Mar 21, 2024 to Mar 24, 2025
  • Individual RAUM · $15.6M to $21.5M
    Mar 21, 2024 to Mar 24, 2025
  • Non-discretionary RAUM · $1.3M to $3.0M
    Mar 21, 2024 to Mar 24, 2025
  • Pension RAUM · $7.3M to $8.1M
    Mar 21, 2024 to Mar 24, 2025
  • RAUM · $184M to $205M
    Mar 21, 2024 to Mar 24, 2025
  • Accounts · 320 to 325
    Mar 21, 2023 to Mar 21, 2024
  • HNW clients · 57 to 54
    Mar 21, 2023 to Mar 21, 2024
  • Individual clients · 46 to 50
    Mar 21, 2023 to Mar 21, 2024
  • Pension plan clients · 9 to 8
    Mar 21, 2023 to Mar 21, 2024
  • Discretionary RAUM · $166M to $183M
    Mar 21, 2023 to Mar 21, 2024
  • HNW RAUM · $144M to $157M
    Mar 21, 2023 to Mar 21, 2024
  • Individual RAUM · $13.1M to $15.6M
    Mar 21, 2023 to Mar 21, 2024
  • Non-discretionary RAUM · $761,501 to $1.3M
    Mar 21, 2023 to Mar 21, 2024
  • Pension RAUM · $6.0M to $7.3M
    Mar 21, 2023 to Mar 21, 2024
  • RAUM · $167M to $184M
    Mar 21, 2023 to Mar 21, 2024
  • Accounts · 303 to 320
    Mar 24, 2022 to Mar 21, 2023
  • HNW clients · 46 to 57
    Mar 24, 2022 to Mar 21, 2023
  • Individual clients · 59 to 46
    Mar 24, 2022 to Mar 21, 2023
  • State-registered IARs · 4 to 5
    Mar 24, 2022 to Mar 21, 2023
  • Discretionary RAUM · $170M to $166M
    Mar 24, 2022 to Mar 21, 2023
  • HNW RAUM · $134M to $144M
    Mar 24, 2022 to Mar 21, 2023
  • Individual RAUM · $23.0M to $13.1M
    Mar 24, 2022 to Mar 21, 2023
  • Non-discretionary RAUM · $1.1M to $761,501
    Mar 24, 2022 to Mar 21, 2023
  • Pension RAUM · $9.4M to $6.0M
    Mar 24, 2022 to Mar 21, 2023
Signals
1 dated events
  • B•••• G••••• W••••• A•••••••• L•• reported RAUM $147.5M, down 64% from $407.8M (2017-03-24 to 2018-03-27)
    Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@blandgarvey.comreportedpublished by the firm, firm site, Sep 17, 2026
Business phone
972-783-6501reportedpublished by the firm, firm site, Sep 17, 2026
Business phone
972-231-2503reportedpublished by the firm, firm site, Sep 17, 2026
Website
H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
972-231-2503reportedpublic record, Form ADV, Mar 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$48.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026