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Former SEC-registered adviser

K••••• C•••••• M••••••••• N•••

Former SEC-registered adviserAmsterdam, CRD 140137SEC 801-66688IAPD
Latest filing Mar 28, 2013
First filing on the tape Mar 30, 2012 · 2 filings
RAUM
$38B
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
103
76 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$38B as of Mar 28, 2013
Mar 30, 2012$30B then
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 103
Private funds: no history
RAUM +26% over the last fiscal year
Practice profile
derived from the filing of Mar 28, 2013; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$442MderivedRAUM over accounts (5.F.2.f)
Discretionary
93%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+26%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisers, publicationsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
85reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• P••• · Managing Directorcontrol
        since 12/2004 · owns less than 5%
      • L••••••••• E••• · Managing Directorcontrol
        since 06/2002 · owns less than 5%
      Entity owners
      • K••••• • C• N••• · Sole Manager
        direct · owns 75% or more
      • F• V•• L••••••• B••••••• N••• · Shareholder
        indirect · owns 75% or more of K••••• • C• N•••
      • S•••••••• A••••••••• V•• G••••• A••••••• A• V•• L••••••• · Shareholder
        indirect · owns 75% or more of V•• L••••••• N•••
      • V•• L••••••• N••• · Shareholder
        indirect · owns 75% or more of F• V•• L••••••• B••••••• N•••
      • D•••• L•••• ••• A•••• P••• · Shareholder
        indirect · owns 25% to 50% of S•••••••• A••••••••• V•• G••••• A••••••• A• V•• L•••••••
      Related persons
      Schedule D 7.A
      • K••••• • C• N•••
        broker-dealercustodiany
      • K••••• C•••••• M••••••••• ••• L••••••
        investment advisern
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 109 to 85
        Mar 30, 2012 to Mar 28, 2013
      • Advisory employees · unset to 76.0
        Mar 30, 2012 to Mar 28, 2013
      • Employees · unset to 103.0
        Mar 30, 2012 to Mar 28, 2013
      • State-registered IARs · unset to 0.0
        Mar 30, 2012 to Mar 28, 2013
      • Discretionary RAUM · $21B to $35B
        Mar 30, 2012 to Mar 28, 2013
      • Non-discretionary RAUM · $8.5B to $2.7B
        Mar 30, 2012 to Mar 28, 2013
      • RAUM · $30B to $38B
        Mar 30, 2012 to Mar 28, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026