DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• F•••••••• S•••••••• L••
Latest filing Feb 3, 2026
First filing on the tape Mar 30, 2012 · 32 filings
SEC status approved since Jan 29, 2007
RAUM
$573M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$554M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$573M as of Feb 3, 2026
Mar 30, 2012$129M then
HNW client RAUM$462M as of Feb 3, 2026
Mar 28, 2018$154M then
State-registered IARs (5.B.3)5 as of Feb 3, 2026
Mar 30, 20120 then
Employees (5.A)7 as of Feb 3, 2026
Mar 15, 20133 then
Private funds: no history
RAUM +17% over the last fiscal year+13% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Feb 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 95derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $375,471derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$462M81%
- Individuals$91.2M16%
- Pension and profit-sharing plans$18.4M3.2%
- Charitable organizations$707,7530.1%
- Individual clients
- 279reported
- HNW clients
- 197reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,525reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••• A••••• B••••Certified Financial Planner | Rock Hill, Sc | Feb 15, 2007 | 23 y | 1 |
| P•••••• K•••• S••••• | Rock Hill, Sc | Feb 23, 2007 | 26 y | 0 |
| J••• B•••••••• M•••••••Certified Financial Planner | Rock Hill, Sc | Sep 7, 2022 | 13 y | 3 |
| L••••• H•••• M•••••• | West Columbia, Sc | Dec 15, 2024 | 26 y | 0 |
| D••••• H•••••• B••••••Personal Financial Specialist | West Columbia, Sc | Jan 9, 2025 | 50 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• B•••••••• M••••••• to B••••••••• S•••••••• W•••••• L••Jul 25, 2022 · RIA to RIA
Joined, latest
- J••• B•••••••• M••••••• from B••••••••• S•••••••• W•••••• L••Sep 7, 2022 · RIA to RIA
- J••• B•••••••• M••••••• from C••••• A•••••• N••••••• L••Sep 26, 2014 · Other
- N••• A••••• B•••• from F•••••• W••••• M••••••••• L••Feb 15, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• D•••••• H•••••• · Membercontrolsince 01/2001 · owns 25% to 50%
- B••••••• R•••••• H••••• · Membercontrolsince 01/2001 · owns 25% to 50%
- S•••••• P••••••• K•••• · Chief Compliance Officercontrolsince 01/2001 · owns 25% to 50%
Related persons
Schedule D 7.A
- B•••••• B•••••• • B•••••• C•••••••• P••••• A••••••••• P•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rock Hill, Sc · principal | 5 | 0 | 0 | ||
| West Columbia, Sc | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- West Columbia, SC3 employees
What changed
consecutive filings, newest first
- Accounts · 1,579 to 1,525Feb 13, 2025 to Feb 3, 2026
- HNW clients · 174 to 197Feb 13, 2025 to Feb 3, 2026
- Individual clients · 273 to 279Feb 13, 2025 to Feb 3, 2026
- Discretionary RAUM · $491M to $554MFeb 13, 2025 to Feb 3, 2026
- HNW RAUM · $396M to $462MFeb 13, 2025 to Feb 3, 2026
- Individual RAUM · $89.5M to $91.2MFeb 13, 2025 to Feb 3, 2026
- Non-discretionary RAUM · $0 to $18.4MFeb 13, 2025 to Feb 3, 2026
- Pension RAUM · $4.4M to $18.4MFeb 13, 2025 to Feb 3, 2026
- RAUM · $491M to $573MFeb 13, 2025 to Feb 3, 2026
- Accounts · 1,524 to 1,579Aug 19, 2024 to Feb 13, 2025
- HNW clients · 152 to 174Aug 19, 2024 to Feb 13, 2025
- Individual clients · 281 to 273Aug 19, 2024 to Feb 13, 2025
- Employees · 6 to 7Aug 19, 2024 to Feb 13, 2025
- Financial planning clients · 0 to 0Aug 19, 2024 to Feb 13, 2025
- Discretionary RAUM · $424M to $491MAug 19, 2024 to Feb 13, 2025
- HNW RAUM · $333M to $396MAug 19, 2024 to Feb 13, 2025
- Individual RAUM · $90.2M to $89.5MAug 19, 2024 to Feb 13, 2025
- Non-discretionary RAUM · $12.6M to $0Aug 19, 2024 to Feb 13, 2025
- Pension RAUM · $12.6M to $4.4MAug 19, 2024 to Feb 13, 2025
- RAUM · $437M to $491MAug 19, 2024 to Feb 13, 2025
- Accounts · 1,450 to 1,524Oct 26, 2023 to Feb 6, 2024
- Advisory employees · 4 to 5Oct 26, 2023 to Feb 6, 2024
- HNW clients · 129 to 152Oct 26, 2023 to Feb 6, 2024
- Individual clients · 284 to 281Oct 26, 2023 to Feb 6, 2024
- Pension plan clients · 5.0 to unsetOct 26, 2023 to Feb 6, 2024
- Employees · 5 to 6Oct 26, 2023 to Feb 6, 2024
- Discretionary RAUM · $382M to $424MOct 26, 2023 to Feb 6, 2024
- HNW RAUM · $294M to $333MOct 26, 2023 to Feb 6, 2024
- Individual RAUM · $87.9M to $90.2MOct 26, 2023 to Feb 6, 2024
- Non-discretionary RAUM · $14.1M to $12.6MOct 26, 2023 to Feb 6, 2024
- Pension RAUM · $14.1M to $12.6MOct 26, 2023 to Feb 6, 2024
- RAUM · $396M to $437MOct 26, 2023 to Feb 6, 2024
- Accounts · 1,355 to 1,450Sep 7, 2022 to Mar 1, 2023
- Advisory employees · 5 to 4Sep 7, 2022 to Mar 1, 2023
- HNW clients · 141 to 129Sep 7, 2022 to Mar 1, 2023
- Individual clients · 247 to 284Sep 7, 2022 to Mar 1, 2023
- Discretionary RAUM · $402M to $382MSep 7, 2022 to Mar 1, 2023
- HNW RAUM · $323M to $294MSep 7, 2022 to Mar 1, 2023
- Individual RAUM · $78.8M to $87.9MSep 7, 2022 to Mar 1, 2023
- Non-discretionary RAUM · $14.3M to $14.1MSep 7, 2022 to Mar 1, 2023
Signals
1 dated events
- J••• B•••••••• M••••••• left B•••••• F•••••••• S•••••••• L•• for B••••••••• S•••••••• W•••••• L•• (registered 2022-08-03)Jul 25, 2022 · a•••••• firm change · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 803-980-3232reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-896-9790reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 803-794-3712reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/burkett-financial-servicesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- B••••••FS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 803-980-3232reportedpublic record, Form ADV, Feb 3, 2026
- p••••• contact form
- burkettfs.com/contact-burkett-financial-servicesreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026