DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C••••••••• P•••••• W••••• A•••••••
Legal name C••••••••• C••••••••• F•••••••• P••••••• L•••
Latest filing Mar 21, 2026
First filing on the tape Feb 14, 2012 · 22 filings
SEC status approved since Jun 5, 2006
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$0 as of Mar 21, 2026
Jan 15, 2025$0 then
HNW client RAUM$0 as of Mar 21, 2026
Jan 15, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 21, 2026
Mar 1, 20120 then
Employees (5.A)3 as of Mar 21, 2026
Feb 1, 20132 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $0derivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -12%derived
- Compensation
- fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 10reported
- HNW clients
- 34reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 0reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••••• C•••• E••••• · Executive Directorcontrolsince 03/2006 · owns 50% to 75%
- C••••••••• P••••• A••• · Chief Compliance Officer/Executive Directorcontrolsince 03/2006 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Independence, OH1 employees
What changed
consecutive filings, newest first
- HNW clients · 41 to 34Jan 15, 2025 to Mar 21, 2026
- Individual clients · 9 to 10Jan 15, 2025 to Mar 21, 2026
- Accounts · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Advisory employees · 2 to 3Oct 28, 2024 to Jan 15, 2025
- Business name · C•••••••• • C•••••••• P•••••• W••••• A••••••• to C••••••••• C••••••••• P•••••• W••••• A•••••••Oct 28, 2024 to Jan 15, 2025
- Charity clients · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Corporate clients · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- HNW clients · 44 to 41Oct 28, 2024 to Jan 15, 2025
- Pension plan clients · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Pooled vehicle clients · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Employees · 2 to 3Oct 28, 2024 to Jan 15, 2025
- Financial planning clients · 51-100 to 26-50Oct 28, 2024 to Jan 15, 2025
- HQ city · KHLONG TOEY, BANGKOK to KHLONG TAN, KHLONG TOEI, BANGKOKOct 28, 2024 to Jan 15, 2025
- HQ state · unset to Oct 28, 2024 to Jan 15, 2025
- Legal name · C•••••••• & C•••••••• FINANCIAL P••••••• LIMITED to C••••••••• C••••••••• F•••••••• P••••••• L•••Oct 28, 2024 to Jan 15, 2025
- Discretionary RAUM · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- HNW RAUM · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Individual RAUM · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Non-discretionary RAUM · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Pension RAUM · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- Pooled vehicle RAUM · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- RAUM · unset to 0.0Oct 28, 2024 to Jan 15, 2025
- HNW clients · 55 to 44Feb 1, 2023 to Feb 15, 2024
- Individual clients · 13 to 9Feb 1, 2023 to Feb 15, 2024
- HNW clients · unset to 55.0Jan 12, 2023 to Feb 1, 2023
- Individual clients · unset to 13.0Jan 12, 2023 to Feb 1, 2023
- HNW clients · 42.0 to unsetMar 15, 2021 to Feb 9, 2022
- Individual clients · 12.0 to unsetMar 15, 2021 to Feb 9, 2022
- Other offices · 0 to 1Mar 15, 2021 to Feb 9, 2022
- HNW clients · unset to 42.0May 4, 2020 to Mar 15, 2021
- Individual clients · unset to 12.0May 4, 2020 to Mar 15, 2021
- Financial planning clients · 26-50 to 51-100Mar 1, 2019 to Mar 11, 2020
- Other offices · unset to 0.0Mar 15, 2017 to Mar 5, 2018
- Advisory employees · unset to 2.0Mar 1, 2012 to Feb 1, 2013
- Employees · unset to 2.0Mar 1, 2012 to Feb 1, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- expatfocusedplanning.com/landerreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +66 2 566-0815reportedpublic record, Form ADV, Mar 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026