DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jacobson & Schmitt Advisors, LLC
Latest filing Aug 5, 2026
First filing on the tape Nov 23, 2011 · 45 filings
SEC status approved since May 25, 2006
RAUM
$676M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$596M individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
15
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$676M as of Aug 5, 2026
Mar 19, 2012$102M then
HNW client RAUM$455M as of Aug 5, 2026
Mar 28, 2018$136M then
State-registered IARs (5.B.3)12 as of Aug 5, 2026
Apr 1, 20134 then
Employees (5.A)15 as of Aug 5, 2026
Apr 1, 20134 then
Private funds: no history
RAUM +15% over the last fiscal year+23% a year over threeIARs 12 to 12
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $523,557derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $307M, 230 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$455M67%
- Individuals$142M21%
- Charitable organizations$68.0M10%
- Corporations and businesses$7.8M1.2%
- Pension and profit-sharing plans$4.2M0.6%
- Individual clients
- 299reported
- HNW clients
- 138reported
- Pension plan clients
- n/areported
- Charitable clients
- 17reported
- Accounts
- 1,292reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $307M for 230 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.88 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jason Nordeen SchmittCertified Financial Planner | Middleton, Wi | May 30, 2006 | 22 y | 1 |
| Angela Mary Behm | Middleton, Wi | Aug 24, 2011 | 17 y | 0 |
| Richard Jay Vanden BoogardChartered Financial Analyst | Middleton, Wi | Sep 17, 2012 | 14 y | 0 |
| Kathryn Ann SchallerCertified Financial Planner | Middleton, Wi | Jan 15, 2018 | 10 y | 0 |
| Christopher Eugene JohnsonCertified Financial Planner | Middleton, Wi | Feb 1, 2018 | 12 y | 1 |
| Adam Christopher SweetCertified Financial Planner, Chartered Financial Analyst | Middleton, Wi | Jul 2, 2019 | 17 y | 0 |
| Daniel Richard Zawidowski | Middleton, Wi | Jul 6, 2021 | 23 y | 2 |
| Brooke Marie Wolverton | South Jordan, Ut | Sep 17, 2022 | 10 y | 0 |
| Erik Preston BarkerCertified Financial Planner | Middleton, Wi | May 23, 2023 | 13 y | 1 |
| Lucy Noelle CuffCertified Financial Planner | Middleton, Wi | Oct 6, 2023 | 13 y | 0 |
| Terri Lynn Van Den Einde | Middleton, Wi | Apr 12, 2025 | 12 y | 0 |
| Leah Lillian Halvorson | Middleton, Wi | Sep 30, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Erik Preston Barker from T. Anton Investment House, Inc.May 23, 2023 · RIA to RIA
- Daniel Richard Zawidowski from Broadview Financial Management, LLCJul 6, 2021 · RIA to RIA
- Christopher Eugene Johnson from Waddell & ReedFeb 1, 2018 · Other
- Jason Nordeen Schmitt from Buttonwood Partners, Inc.May 30, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nordeen Jason Schmitt · Member, Chief Compliance Officer And Lead Advisorcontrolsince 04/2006 · owns 50% to 75%
- Christopher Adam Sweet · Partner And Senior Portfolio Managercontrolsince 06/2019 · owns 10% to 25%
- Jay Richard Vanden Boogard · Member, Lead Advisorcontrolsince 12/2014 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Middleton, Wi · principal | 12 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,149 to 1,292Oct 3, 2025 to Mar 6, 2026
- Advisory activities · 3 to 4Oct 3, 2025 to Mar 6, 2026
- Charity clients · 14 to 17Oct 3, 2025 to Mar 6, 2026
- Corporate clients · 10 to 8Oct 3, 2025 to Mar 6, 2026
- HNW clients · 129 to 138Oct 3, 2025 to Mar 6, 2026
- Individual clients · 260 to 299Oct 3, 2025 to Mar 6, 2026
- Assets in custody · $255M to $307MOct 3, 2025 to Mar 6, 2026
- Discretionary RAUM · $590M to $676MOct 3, 2025 to Mar 6, 2026
- HNW RAUM · $397M to $455MOct 3, 2025 to Mar 6, 2026
- Individual RAUM · $106M to $142MOct 3, 2025 to Mar 6, 2026
- Pension RAUM · unset to 4233859.0Oct 3, 2025 to Mar 6, 2026
- RAUM · $590M to $676MOct 3, 2025 to Mar 6, 2026
- Accounts · 1,046 to 1,149Sep 25, 2024 to Mar 7, 2025
- Advisory employees · 11 to 12Sep 25, 2024 to Mar 7, 2025
- Charity clients · 12 to 14Sep 25, 2024 to Mar 7, 2025
- Corporate clients · 7 to 10Sep 25, 2024 to Mar 7, 2025
- HNW clients · 125 to 129Sep 25, 2024 to Mar 7, 2025
- Individual clients · 241 to 260Sep 25, 2024 to Mar 7, 2025
- Assets in custody · $235M to $255MSep 25, 2024 to Mar 7, 2025
- Employees · 14 to 15Sep 25, 2024 to Mar 7, 2025
- Financial planning clients · 251-500 to 251-500Sep 25, 2024 to Mar 7, 2025
- State-registered IARs · 11 to 12Sep 25, 2024 to Mar 7, 2025
- Discretionary RAUM · $461M to $590MSep 25, 2024 to Mar 7, 2025
- HNW RAUM · $347M to $397MSep 25, 2024 to Mar 7, 2025
- Individual RAUM · $85.3M to $106MSep 25, 2024 to Mar 7, 2025
- Pension RAUM · 3010672.0 to unsetSep 25, 2024 to Mar 7, 2025
- RAUM · $461M to $590MSep 25, 2024 to Mar 7, 2025
- Accounts · 985 to 1,046Sep 22, 2023 to Mar 25, 2024
- Advisory employees · 10 to 11Sep 22, 2023 to Mar 25, 2024
- Corporate clients · 5 to 7Sep 22, 2023 to Mar 25, 2024
- HNW clients · 116 to 125Sep 22, 2023 to Mar 25, 2024
- Individual clients · 226 to 241Sep 22, 2023 to Mar 25, 2024
- Assets in custody · $364M to $235MSep 22, 2023 to Mar 25, 2024
- Employees · 12 to 14Sep 22, 2023 to Mar 25, 2024
- State-registered IARs · 10 to 11Sep 22, 2023 to Mar 25, 2024
- Other offices · 1 to 2Sep 22, 2023 to Mar 25, 2024
- Discretionary RAUM · $364M to $461MSep 22, 2023 to Mar 25, 2024
- HNW RAUM · $274M to $347MSep 22, 2023 to Mar 25, 2024
- Individual RAUM · $69.2M to $85.3MSep 22, 2023 to Mar 25, 2024
- Pension RAUM · $2.4M to $3.0MSep 22, 2023 to Mar 25, 2024
Signals
4 dated events
- Jacobson & Schmitt Advisors, Llc reported RAUM $590.0M, up 28% from $461.2M (2024-09-25 to 2025-03-07)Mar 7, 2025 · RAUM change · derived
- Jacobson & Schmitt Advisors, Llc reported RAUM $456.3M, up 29% from $354.3M (2021-03-03 to 2022-03-04)Mar 4, 2022 · RAUM change · derived
- Allen Milton Jacobson (Member And Principal) no longer on Schedule A of Jacobson & Schmitt Advisors, Llc (listed 2019-03-09, absent 2019-07-12)Jul 12, 2019 · Control person left · inference
- Christopher Adam Sweet (Partner And Senior Portfolio Manager) appeared on Schedule A of Jacobson & Schmitt Advisors, LlcJul 12, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 608-662-7518reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 608-662-7500reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/JANDSADVISORSreportedpublic record, Form ADV, Sep 18, 2026
- Website
- JANDSADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (608) 662-7500reportedpublic record, Form ADV, Aug 5, 2026
- Contact form
- jandsadvisors.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- jandsadvisors.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026