DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••••• I• G• L••••••
Latest filing Apr 7, 2026
First filing on the tape Apr 12, 2012 · 33 filings
SEC status approved since May 24, 2006
RAUM
$18B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
61
31 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
2
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$18B as of Apr 7, 2026
Apr 12, 2012$7.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 7, 2026
Apr 12, 20120 then
Employees (5.A)61 as of Apr 7, 2026
Mar 26, 201336 then
Private funds2 as of Apr 7, 2026
Apr 12, 20123 then
RAUM +25% over the last fiscal year+8.0% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 7, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.5BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $18B, 7 clientsreportedItem 9.A
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$18B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $18B for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• C•••••• I• M••••• F••• L• | Hedge Fund | $13B | 269 | Apr 12, 2012 |
| C••••• C•••••• I• C••••••••• F••• L• | Hedge Fund | $624M | 4 | Apr 12, 2012 |
| C••••• C•••••• I• C••••••••• A•• L•no longer reported | Hedge Fund | $95.5M | 1 | Nov 23, 2015 |
| C••••• C•••••• I• C••••••••• N••• L•no longer reported | Hedge Fund | $71.1M | 2 | Apr 12, 2012 |
| C••••• C•••••• I• C••••••••• F••• • S••••• K• L•no longer reported | Hedge Fund | $56.3M | 1 | Feb 28, 2019 |
| C••••• C•••••• I• C••••••••• N••• L• | Hedge Fund | $44.5M | 23 | Mar 28, 2014 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• D•••••• M•••••• · Directorcontrolsince 04/2006 · owns less than 5%
- C•••••••• R•••••• M••• · Directorcontrolsince 09/2015 · owns less than 5%
- C••••••• M•••• S••••• · Chief Compliance Officercontrolsince 06/2019 · owns less than 5%
- O••••••••• N•••• · Directorcontrolsince 09/2022 · owns less than 5%
- P••••• W••••••• D••••• · Directorcontrolsince 03/2017 · owns less than 5%
- F••••••• L•••• E•••• · Shareholdercontrolsince 06/2007 · owns 75% or more of M••••••••• L••
- G••••••• C•••••••• G•••• H••••• · Shareholdercontrolsince 12/2010 · owns 75% or more of L••••• H•••••• A•
- G••••••• C•••••••• G•••• H••••• · Shareholdercontrolsince 06/2004 · owns 75% or more of G•••••• H•••••• A•
- I••••• C•••• C••••• · Shareholdercontrolsince 06/1989 · owns 75% or more of B••••••• C•••••••••
- B•••••• J••••• G••• · Directorsince 06/2023 · owns less than 5%
- C••••••••• L•••• G•••• · Shareholdersince 11/2018 · owns 75% or more of N••••••••• A•
Entity owners
- F••• N•••••• L•• · Shareholderdirect · owns 25% to 50%
- B••••••• C••••••••• · Shareholderindirect · owns 75% or more of K•••• H•••••• L•
- C•••••• Z• N• A••••••••• I•••••••• L•• · Shareholderindirect · owns 75% or more of F••• N•••••• L••
- C••• H•••••• L•• · Shareholderindirect · owns 75% or more of P••••••• L••
- F• I•• N•••••• H••••••• L•• · Shareholderindirect · owns 50% to 75% of C•••••• Z• N• A••••••••• I•••••••• L••
- G•••••• H•••••• A• · Shareholderindirect · owns 50% to 75% of C••• H•••••• L••
- K•••• H•••••• L• · Shareholderindirect · owns 75% or more of B••••• H•••••• L••
- L••••• H•••••• A• · Shareholderindirect · owns 50% to 75% of C••• H•••••• L••
- M••••••••• L•• · Shareholderindirect · owns 75% or more of R••••••••• H•••••• L••••••
- P•••• • P••••••• C•••••• F••• I•• C• I• B•••••• L•• · Shareholderindirect · owns 50% to 75% of F• I•• N•••••• H••••••• L••
- P•••• • P••••••• C•••••• F••• I•• C• I• L• · Shareholderindirect · owns 75% or more of P•••• • P••••••• C•••••• F••• I•• C• I• B•••••• L••
- P•••• • P••••••• C•••••• F••• I•• C• I• L• · Shareholderindirect · owns 25% to 50% of F• I•• N•••••• H••••••• L••
- B••••• H•••••• L•• · Shareholderdirect · owns 5% to 10%
- P••••••• L•• · Shareholderdirect · owns 10% to 25%
- R••••••••• H•••••• L•••••• · Shareholderdirect · owns 10% to 25%
- S••••••••• L•• · Shareholderdirect · owns 10% to 25%
- N••••••••• A• · Shareholderindirect · owns 75% or more of S••••••••• L••
Related persons
Schedule D 7.A
- C••••• C•••••• •••••• L••investment adviserbankn
- C••••• C•••••• ••• L••investment adviserbankn
- C••••• C•••••• ••• L••bankn
- C••••• C•••••• A•investment adviserbankn
- C••••• C•••••• A•investment adviserbankn
- C••••• C•••••• L••••••investment adviserbankn
- C••••• C•••••• L•••••• S• H••••• ••••••• S•••• B•••••investment advisern
Offices
Schedule D 1.F, the 25 largest
- Stockholm, Sweden15 employees
- Pfaffikon Sz, Switzerland11 employees
- St Julians, Malta2 employees
- London, United Kingdom1 employees
What changed
consecutive filings, newest first
- Accounts · 6 to 7Mar 25, 2025 to Mar 31, 2026
- Advisory employees · 32 to 31Mar 25, 2025 to Mar 31, 2026
- Pooled vehicle clients · 6 to 7Mar 25, 2025 to Mar 31, 2026
- Assets in custody · $14B to $18BMar 25, 2025 to Mar 31, 2026
- Employees · 60 to 61Mar 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $14B to $18BMar 25, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $14B to $18BMar 25, 2025 to Mar 31, 2026
- RAUM · $14B to $18BMar 25, 2025 to Mar 31, 2026
- Accounts · 4 to 6Mar 20, 2024 to Mar 25, 2025
- Advisory employees · 31 to 32Mar 20, 2024 to Mar 25, 2025
- Pooled vehicle clients · 4 to 6Mar 20, 2024 to Mar 25, 2025
- Assets in custody · $14B to $14BMar 20, 2024 to Mar 25, 2025
- Employees · 57 to 60Mar 20, 2024 to Mar 25, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 25, 2025
- HQ state · unset to Mar 20, 2024 to Mar 25, 2025
- Discretionary RAUM · $14B to $14BMar 20, 2024 to Mar 25, 2025
- Pooled vehicle RAUM · $14B to $14BMar 20, 2024 to Mar 25, 2025
- RAUM · $14B to $14BMar 20, 2024 to Mar 25, 2025
- Accounts · 6 to 4Oct 6, 2023 to Mar 20, 2024
- Advisory employees · 29 to 31Oct 6, 2023 to Mar 20, 2024
- Pooled vehicle clients · 6 to 4Oct 6, 2023 to Mar 20, 2024
- Assets in custody · $14B to $14BOct 6, 2023 to Mar 20, 2024
- Employees · 56 to 57Oct 6, 2023 to Mar 20, 2024
- Private funds · 3 to 2Oct 6, 2023 to Mar 20, 2024
- Discretionary RAUM · $14B to $14BOct 6, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $14B to $14BOct 6, 2023 to Mar 20, 2024
- RAUM · $14B to $14BOct 6, 2023 to Mar 20, 2024
- Assets in custody · $15B to $14BSep 28, 2022 to Mar 29, 2023
- Employees · 58 to 56Sep 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $16B to $14BSep 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $16B to $14BSep 28, 2022 to Mar 29, 2023
- RAUM · $16B to $14BSep 28, 2022 to Mar 29, 2023
- Accounts · 7 to 6Nov 22, 2021 to Mar 17, 2022
- Advisory employees · 33 to 29Nov 22, 2021 to Mar 17, 2022
- Pooled vehicle clients · 7 to 6Nov 22, 2021 to Mar 17, 2022
- Assets in custody · $14B to $15BNov 22, 2021 to Mar 17, 2022
- Employees · 54 to 58Nov 22, 2021 to Mar 17, 2022
- Discretionary RAUM · $14B to $16BNov 22, 2021 to Mar 17, 2022
- Pooled vehicle RAUM · $14B to $16BNov 22, 2021 to Mar 17, 2022
- RAUM · $14B to $16BNov 22, 2021 to Mar 17, 2022
Signals
14 dated events
- Oliver Liam Jones (Director) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2023-03-29, absent 2023-06-01)Jun 1, 2023 · Control person left · inference
- M Monique O'Keefe (Director) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2022-03-17, absent 2022-09-28)Sep 28, 2022 · Control person left · inference
- N•••• O••••••••• (Director) appeared on Schedule A of C••••• C•••••• I• G• L••••••Sep 28, 2022 · Control person joined · fact
- C Carl Icahn (Shareholder) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2020-01-08, absent 2020-03-13)Mar 13, 2020 · Control person left · inference
- Celian Carl Icahn (Shareholder) appeared on Schedule A of C••••• C•••••• I• G• L••••••Mar 13, 2020 · Control person joined · fact
- (Nmn) Harlan Zimmerman (Shareholder (C••••• C•••••• ••• L••)) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2019-06-25, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Nmn Paul Myners (Shareholder (C••••• C•••••• ••• L••)) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2019-06-25, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Thomas Anastasi Pace (Director (C••••• C•••••• •••••• L••)) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2019-06-25, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Martin G•••• (Director (Cevian Capital (Malta) Limited) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2019-06-25, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Carmel Borg (Director (Cevian Capital (Malta) Limited)) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2019-06-25, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- D•••• G•••• S•••••• (Director (Cevian Capital (Malta) Limited)) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2019-06-25, absent 2020-01-08)Jan 8, 2020 · Control person left · inference
- Steven Mark Caterer (Chief Compliance Officer) appeared on Schedule A of C••••• C•••••• I• G• L••••••Jun 25, 2019 · Control person joined · fact
- Saviour Briffa (Director (Cevian Capital (Malta) Limited)) no longer on Schedule A of C••••• C•••••• I• G• L•••••• (listed 2019-02-28, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
- D•••• G•••• S•••••• (Director (Cevian Capital (Malta) Limited)) appeared on Schedule A of C••••• C•••••• I• G• L••••••Mar 28, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cevian-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 44 1534 828513reportedpublic record, Form ADV, Apr 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026