DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• L•••••••• C•••••• P•••••••• L••
Latest filing Jul 17, 2026
First filing on the tape Apr 2, 2012 · 45 filings
SEC status approved since Jul 10, 2006
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
73
52 advisory (5.B.1)
Offices
7
beyond the principal office
Private funds
54
reported on Schedule D
History
45 filings and snapshots on the tape
RAUM$12B as of Jul 17, 2026
Apr 2, 2012$2.4B then
HNW client RAUM$0 as of Jul 17, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Jul 17, 2026
Apr 2, 20120 then
Employees (5.A)73 as of Jul 17, 2026
Mar 27, 201356 then
Private funds54 as of Jul 17, 2026
Apr 2, 201211 then
RAUM +9.2% over the last fiscal year+8.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $212MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived8 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.2%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $12B, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 56reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 56 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
60 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L••••• L•••••••• C•••••• P••••••• V•• L••• | P•••••• Equity Fund | $2.4B | 98 | Mar 29, 2018 |
| L••••• L•••••••• C•••••• P••••••• V•••• L••• | P•••••• Equity Fund | $1.8B | 80 | Mar 29, 2018 |
| L••••• L•••••••• C•••••• P••••••• E••••• I• S••• | P•••••• Equity Fund | $494M | 33 | Mar 27, 2020 |
| L••• L•••• M••••• M••••• F••• I••• L••• | P•••••• Equity Fund | $489M | 82 | Mar 31, 2021 |
| L••••• L•••••••• C•••••• P••••••• V• A••• L••• | P•••••• Equity Fund | $467M | 98 | Mar 29, 2019 |
| T•• C•••••••• L• | Other P•••••• Fund | $407M | 18 | Mar 30, 2023 |
| L••• L•••• M••••• M••••• F•••• L••• | P•••••• Equity Fund | $387M | 2 | Mar 31, 2017 |
| L••••• L•••••••• C•••••• P••••••• V••• A••• L••• | P•••••• Equity Fund | $353M | 79 | Mar 29, 2019 |
| T•• C•••••••• H•••••••• L• | Other P•••••• Fund | $316M | 15 | Mar 30, 2023 |
| L••• L•••• M••••• M••••• F••• I••••• L••• | P•••••• Equity Fund | $263M | 52 | Mar 31, 2021 |
| C••• C•••••••• U•••••••• L•• | Other P•••••• Fund | $139M | 13 | Mar 30, 2023 |
| L••••• L•••••••• C•••••• P••••••• I•• L••• | P•••••• Equity Fund | $106M | 49 | Apr 2, 2012 |
| C••• C•••••••• B•••••• L•• | Other P•••••• Fund | $89.9M | 5 | Mar 30, 2023 |
| L•• C•••••••• E•••••••• L•• | Other P•••••• Fund | $76.7M | 8 | Mar 30, 2023 |
| L••••• L•••••••• C•••••• P••••••• V• L••• | P•••••• Equity Fund | $75.3M | 58 | Mar 27, 2013 |
| I•• C•••••••• L• | Other P•••••• Fund | $68.0M | 7 | Mar 30, 2023 |
| U•••••• C•••••••• C•• L••• | Other P•••••• Fund | $43.9M | 1 | Mar 30, 2023 |
| L••• C••••••••• F•••• L••• | P•••••• Equity Fund | $21.0M | 15 | Mar 31, 2015 |
| L••••• L•••••••• C•••••• P••••••• V• I••••••••• F•••• L••• | P•••••• Equity Fund | $17.5M | 16 | Mar 31, 2014 |
| P•••• C•••••••• E••••••• I• L••• | Other P•••••• Fund | $16.5M | 1 | Mar 30, 2023 |
| P•••• C•••••••• E••••••• I••••• L••• | Other P•••••• Fund | $14.4M | 1 | Mar 30, 2023 |
| L••••• I••••••••• P••••••••• L••• | P•••••• Equity Fund | $11.6M | 1 | Mar 29, 2018 |
| L••• C••••••••• P••••••• F•••• L••• | P•••••• Equity Fund | $10.1M | 1 | Mar 30, 2016 |
| I•• C•••••••• L• I•• L••• | Other P•••••• Fund | $7.7M | 6 | Mar 29, 2024 |
| L•• P••••••• F•••• L••• | P•••••• Equity Fund | $7.1M | 2 | Mar 31, 2017 |
| L••••• L•••••••• C•••••• P••••••• V• A••••• F•••• L••• | P•••••• Equity Fund | $6.7M | 12 | Mar 29, 2018 |
| S••••• C••••••••• L• | Other P•••••• Fund | $5.5M | 7 | Mar 30, 2023 |
| L•• C•••••••• D••••• I•• L••• | Other P•••••• Fund | $4.7M | 7 | Mar 29, 2024 |
| P•••• C•••••••• E••••••• I•• L••• | Other P•••••• Fund | $4.1M | 1 | Mar 30, 2023 |
| L••••• L•••••••• C•••••• P••••••• P•••••• C•••••• S••••••••• L••• | P•••••• Equity Fund | $3.5M | 8 | Apr 2, 2012 |
| C••• D••••• L•• | Other P•••••• Fund | $3.5M | 11 | Mar 30, 2023 |
| L•• C•••••••• D•••••• L••• | Other P•••••• Fund | $3.4M | 8 | Mar 30, 2023 |
| L••••• L•••••••• C•••••• P••••••• V••• L••• | P•••••• Equity Fund | $3.3M | 33 | Mar 29, 2024 |
| P•••• C•••••••• D•••••• L••• | Other P•••••• Fund | $3.3M | 4 | Mar 30, 2023 |
| G••• D••• H•••••• L•• | Other P•••••• Fund | $2.3M | 4 | Mar 30, 2023 |
| L••••• L•••••••• S•••• B••••••• F•••• L••• | Hedge Fund | $2.2M | 10 | Apr 2, 2012 |
| L••••• L•••••••• C•••••• P••••••• V••••• L••• | P•••••• Equity Fund | $1.6M | 16 | Mar 29, 2024 |
| P•••• C•••••••• E••••••• I••••• L••• | Other P•••••• Fund | $1.6M | 1 | Mar 30, 2023 |
| L••••• L•••••••• C•••••• P••••••• E•••••• L••• | P•••••• Equity Fund | $1.3M | 2 | Mar 31, 2015 |
| L••••• L•••••••• C•••••• P••••••• V• A••••• F••• A••• L••• | P•••••• Equity Fund | $1.3M | 12 | Mar 29, 2019 |
Owners and control persons
Schedule A and B, latest filing
- H••••• S••••••• J•••• · President/Co-Chief Operating Officer/Chief Financial Officercontrolsince 08/1996 · owns less than 5%
- K••• J•••• H• · Chief Compliance Officer And Associate General Counselcontrolsince 04/2023 · owns less than 5%
- L••••••••• L•••••• B••• · Co-Chairperson Of The Executive Committeecontrolsince 03/1994 · owns less than 5%
- L•••••• A•••••• E••••• · Co-Chairperson Of The Executive Committeecontrolsince 03/1994 · owns less than 5%
- W•••••• D••••• I•••• · General Counsel/Co-Chief Operating Officer/Vice Presidentcontrolsince 03/2015 · owns less than 5%
- L••••••••• L•••••• B••• · Trusteecontrolsince 06/1••• · owns F of L••••••••• L••••• T••••• D•••• J••• 2•• 1•••
- L••••••••• L•••••• B••• · Managercontrolsince 09/2018 · owns F of M•••• D•••• M••••••••• G•• L••
- L•••••• A•••••• E••••• · Managercontrolsince 09/2018 · owns F of M•••• D•••• M••••••••• G•• L••
- L•••••• A•••••• E••••• · Trusteecontrolsince 06/1••• · owns F of L••••••••• L••••• T••••• D•••• J••• 2•• 1•••
Entity owners
- L••• H•••••• C••••••• L• · Memberdirect · owns 75% or more
- L••••••••• L••••• T••••• D•••• J••• 2•• 1••• · Memberindirect · owns 75% or more of M•••• D•••• M••••••••• G•• L••
- L••••••••• L••••• T••••• D•••• J••• 2•• 1••• · Shareholderindirect · owns 75% or more of M•••• D•••• M••••••••• H•••••••• I•••
- M•••• D•••• M••••••••• G•• L•• · General Partnerindirect · owns F of L••• H•••••• C••••••• L•
- M•••• D•••• M••••••••• G•• L•• · General Partnerindirect · owns F of M•••• D•••• M••••••••• L•
- M•••• D•••• M••••••••• H•••••••• I••• · Limited Partnerindirect · owns 50% to 75% of M•••• D•••• M••••••••• L•
- M•••• D•••• M••••••••• L• · Limited Partnerindirect · owns 75% or more of L••• H•••••• C••••••• L•
Related persons
Schedule D 7.A
- L••••• L•••••••• S•••••••• C••••••• L••investment advisernRAUM $1.5B
- L••• C••••••••• G•• L•••pooled vehicle sponsorn
- L••• E••••• G•• L•••pooled vehicle sponsorn
- L••• E••••• I• P••••••••• H•••••• L••pooled vehicle sponsorn
- L••• E••••• L••investment advisery
- L••• G•••••• G•••investment advisery
- L••• L•• A••••••••• G•• L•••pooled vehicle sponsorn
- L••• L•• G•• L••pooled vehicle sponsorn
- L••• L•• I•• G•• L•••pooled vehicle sponsorn
- L••• L•• I•• P••••••••• H••••• L••pooled vehicle sponsorn
- L••• N••••••••• B•••investment advisery
- L••• P••••••• E••••• I• G•• L•••pooled vehicle sponsorn
- L••• P••••••• E••••• I• G•• S•• R•••pooled vehicle sponsory
- L••• P••••••• I• G•• L••pooled vehicle sponsorn
- L••• P••••••• V• G•• L••pooled vehicle sponsorn
- L••• P••••••• V• G•• L•••pooled vehicle sponsorn
- L••• P••••••• V•• G•• L•••pooled vehicle sponsorn
- L••• P•• G•• L••pooled vehicle sponsorn
- L••• S•••• B••••••• G•• L••pooled vehicle sponsorn
- L••• S••••• A•investment advisery
- L••• V• P••••••••• H••••• L••pooled vehicle sponsorn
- L••••• G•• L••pooled vehicle sponsorn
- P•••• C••••• G• L•••pooled vehicle sponsorn
- S•• C••••• L•••pooled vehicle sponsorn
- U•••••• C••••• G• L•••pooled vehicle sponsorn
Advisers that list L••••• L•••••••• C•••••• P•••••••• L•• as a related person
- 289401 n
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom9 employees
- Miami, FL3 employees
- New York, NY3 employees
- Frankfurt Am Main, G••••••1 employees
- Stockholm, S•••••1 employees
- Chicago, IL1 employees
- Den Haag, N•••••••••1 employees
- Charlotte, NC
What changed
consecutive filings, newest first
- Assets in custody · $12B to $12BMar 31, 2026 to Apr 30, 2026
- Discretionary RAUM · $12B to $12BMar 31, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $12B to $12BMar 31, 2026 to Apr 30, 2026
- RAUM · $12B to $12BMar 31, 2026 to Apr 30, 2026
- Accounts · 55 to 56Sep 4, 2025 to Mar 31, 2026
- Advisory employees · 46 to 52Sep 4, 2025 to Mar 31, 2026
- Pooled vehicle clients · 55 to 56Sep 4, 2025 to Mar 31, 2026
- Assets in custody · $11B to $12BSep 4, 2025 to Mar 31, 2026
- Employees · 65 to 73Sep 4, 2025 to Mar 31, 2026
- p•••••• fund count · 53 to 54Sep 4, 2025 to Mar 31, 2026
- Discretionary RAUM · $11B to $12BSep 4, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $11B to $12BSep 4, 2025 to Mar 31, 2026
- RAUM · $11B to $12BSep 4, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 30, 2025 to Jul 2, 2025
- Accounts · 56 to 55Feb 21, 2025 to Apr 30, 2025
- Pooled vehicle clients · 56 to 55Feb 21, 2025 to Apr 30, 2025
- Assets in custody · $9.6B to $11BFeb 21, 2025 to Apr 30, 2025
- Other offices · 8 to 7Feb 21, 2025 to Apr 30, 2025
- p•••••• fund count · 55 to 53Feb 21, 2025 to Apr 30, 2025
- Discretionary RAUM · $9.6B to $11BFeb 21, 2025 to Apr 30, 2025
- Pooled vehicle RAUM · $9.6B to $11BFeb 21, 2025 to Apr 30, 2025
- RAUM · $9.6B to $11BFeb 21, 2025 to Apr 30, 2025
- p•••••• fund count · 54 to 55Nov 7, 2024 to Feb 21, 2025
- Accounts · 54 to 56Jan 2, 2024 to Mar 29, 2024
- Advisory employees · 34 to 46Jan 2, 2024 to Mar 29, 2024
- Pooled vehicle clients · 54 to 56Jan 2, 2024 to Mar 29, 2024
- Assets in custody · $9.3B to $9.6BJan 2, 2024 to Mar 29, 2024
- Employees · 56 to 65Jan 2, 2024 to Mar 29, 2024
- p•••••• fund count · 53 to 54Jan 2, 2024 to Mar 29, 2024
- Discretionary RAUM · $9.3B to $9.6BJan 2, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $9.3B to $9.6BJan 2, 2024 to Mar 29, 2024
- RAUM · $9.3B to $9.6BJan 2, 2024 to Mar 29, 2024
- Assets in custody · $9.3B to $9.3BMar 31, 2023 to Apr 28, 2023
- Discretionary RAUM · $9.3B to $9.3BMar 31, 2023 to Apr 28, 2023
- Pooled vehicle RAUM · $9.3B to $9.3BMar 31, 2023 to Apr 28, 2023
- RAUM · $9.3B to $9.3BMar 31, 2023 to Apr 28, 2023
- Accounts · 32 to 54Aug 10, 2022 to Mar 30, 2023
- Advisory employees · 43 to 34Aug 10, 2022 to Mar 30, 2023
- Pooled vehicle clients · 32 to 54Aug 10, 2022 to Mar 30, 2023
- Assets in custody · $8.2B to $9.3BAug 10, 2022 to Mar 30, 2023
Signals
5 dated events
- H. J••• Kim (Chief Compliance Officer And Associate General Counsel) appeared on Schedule A of L••••• L•••••••• C•••••• P•••••••• L••Aug 8, 2023 · Control person joined · fact
- M•••••• J•••••• K•••• (Chief Compliance Officer/Assistant General Counsel) no longer on Schedule A of L••••• L•••••••• C•••••• P•••••••• L•• (listed 2023-04-28, absent 2023-08-08)Aug 8, 2023 · Control person left · inference
- M•••••• J•••••• K•••• (Chief Compliance Officer/Assistant General Counsel) appeared on Schedule A of L••••• L•••••••• C•••••• P•••••••• L••Jan 5, 2022 · Control person joined · fact
- L••••• L•••••••• C•••••• P•••••••• I••• reported succeeding to the b••••••• of Another Adviser (Form ADV Item 4)Oct 12, 2018 · Succession (Item 4) · fact
- L••••• L•••••••• C•••••• P•••••••• L•• reported RAUM $5.9B, up 53% from $3.8B (2017-07-11 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- L••••• L•••••••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- L••••• L•••••••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- L•••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-237-7594reportedpublic record, Form ADV, Jul 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026