DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G••••••• L•••••• • C•• L••
Latest filing Aug 5, 2026
First filing on the tape Mar 29, 2012 · 41 filings
SEC status approved since Jul 21, 2006
RAUM
$12B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
55
28 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
33
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$12B as of Aug 5, 2026
Mar 29, 2012$9.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 5, 2026
Mar 29, 20120 then
Employees (5.A)55 as of Aug 5, 2026
Apr 1, 201362 then
Private funds33 as of Aug 5, 2026
Mar 29, 201255 then
RAUM +6.9% over the last fiscal year+23% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $361MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$12B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
99 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••••• G••••••• V• L••• | Private Equity Fund | $4.0B | 112 | Mar 30, 2020 |
| L•••••• G••••••• V• L••• | Private Equity Fund | $1.6B | 23 | Mar 29, 2024 |
| L•••••• G••••••• I• L••• | Private Equity Fund | $1.3B | 61 | Mar 30, 2016 |
| L•••••• G••••••• I• • A• L••• | Private Equity Fund | $833M | 32 | Mar 30, 2016 |
| L•••••• G••••••• A••••• C•••••• L• | Private Equity Fund | $514M | 10 | Mar 31, 2022 |
| L•••••• G••••••• V• A•• L• | Private Equity Fund | $230M | 79 | Mar 31, 2021 |
| L•••••• G••••••• • T••••• C•••••• L••• | Private Equity Fund | $228M | 23 | Mar 29, 2024 |
| L•••••• G••••••• M••••••• C•••••• L• | Private Equity Fund | $199M | 6 | Mar 31, 2021 |
| L•••••• G••••••• • B••••••• I• L•••no longer reported | Private Equity Fund | $148M | 60 | Mar 29, 2012 |
| L•••••• G••••••• I• R••• A•• L•• | Private Equity Fund | $134M | 61 | Mar 31, 2017 |
| L•••••• G••••••• • B••••••• I• A•• ••• L•••no longer reported | Private Equity Fund | $128M | 40 | Mar 29, 2012 |
| L•••••• G••••••• • B••••••• I• • A• L•••no longer reported | Private Equity Fund | $122M | 24 | Mar 29, 2012 |
| L•••••• G••••••• • B••••••• I• C• N• L•••no longer reported | Private Equity Fund | $102M | 2 | Mar 29, 2012 |
| L•••••• G••••••• • B••••••• I• • A• A•• ••• L•••no longer reported | Private Equity Fund | $101M | 14 | Mar 29, 2012 |
| L•••••• G••••••• I• • A• R••• A•• L••• | Private Equity Fund | $84.1M | 32 | Mar 31, 2017 |
| L•••••• G••••••• C•••••• V• L• | Private Equity Fund | $71.2M | 72 | Mar 31, 2021 |
| L•••••• G••••••• V• R• A•• L• | Private Equity Fund | $61.6M | 34 | Mar 31, 2022 |
| L•••••• G••••••• I• A•• L••• | Private Equity Fund | $42.3M | 58 | Mar 30, 2018 |
| L•••••• G••••••• C•••••• I• L••• | Private Equity Fund | $39.4M | 102 | Mar 30, 2016 |
| L•••••• G••••••• I• • O••••••• A•• L••• | Private Equity Fund | $27.7M | 28 | Mar 29, 2019 |
| L•••••• G••••••• I•• C• A•• L•••no longer reported | Private Equity Fund | $24.8M | 105 | Mar 29, 2012 |
| L•••••• G••••••• V• • P•• L••• | Private Equity Fund | $22.3M | 15 | Mar 29, 2024 |
| L•••••• G••••••• I• • P•• L••• | Private Equity Fund | $18.6M | 17 | Mar 30, 2016 |
| L•••••• G••••••• I•• A•• L•••no longer reported | Private Equity Fund | $16.8M | 105 | Apr 1, 2013 |
| L•••••• G••••••• • B••••••• I• A•• ••••••••• L•••no longer reported | Private Equity Fund | $13.9M | 21 | Mar 29, 2012 |
| L•••••• G••••••• • B••••••• I• • A• A•• ••••••••• L•••no longer reported | Private Equity Fund | $12.0M | 11 | Mar 29, 2012 |
| L•••••• G••••••• I•• • A• C• A•• L•••no longer reported | Private Equity Fund | $10.2M | 25 | Mar 29, 2012 |
| L•••••• G••••••• E••••••• C•••••• I• L••• | Private Equity Fund | $8.7M | 73 | Mar 30, 2016 |
| L•••••• G••••••• • B••••••• I• • B• L•••no longer reported | Private Equity Fund | $5.5M | 42 | Mar 29, 2012 |
| L•••••• G••••••• • B••••••• I• A•• L•••no longer reported | Private Equity Fund | $3.9M | 60 | Mar 29, 2012 |
| L•••••• G••••••• • B••••••• I• • P•• L•••no longer reported | Private Equity Fund | $3.9M | 17 | Mar 29, 2012 |
| L•••••• G••••••• I•• • A• A•• L•••no longer reported | Private Equity Fund | $3.9M | 24 | Apr 1, 2013 |
| L•••••• G••••••• C••••• I• A•• L••• | Private Equity Fund | $3.6M | 90 | Mar 30, 2018 |
| L•••••• G••••••• I•• L•••no longer reported | Private Equity Fund | $3.0M | 105 | Mar 29, 2012 |
| L•••••• G••••••• • B••••••• I• • P•• A•• ••• L•••no longer reported | Private Equity Fund | $2.4M | 12 | Mar 29, 2012 |
| L• C••••• A• L••• | Private Equity Fund | $2.3M | 3 | Mar 29, 2019 |
| L•••••• G••••••• I• • A• O••••••• A•• L••• | Private Equity Fund | $2.1M | 5 | Mar 29, 2019 |
| L•••••• G••••••• I• • P•• R••• A•• L••• | Private Equity Fund | $2.0M | 17 | Mar 31, 2017 |
| L•••••• G••••••• I•• • A• N•••• L•••no longer reported | Private Equity Fund | $2.0M | 2 | Apr 1, 2013 |
| L•••••• G••••••• I• • A• A•• L••• | Private Equity Fund | $1.9M | 9 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- D•••• M••••••• W•••••• · Managing Partner Of Advisercontrolsince 12/2009 · owns less than 5%
- G•••••••• A•••• E••••• · Ceo Of Advisercontrolsince 08/2015 · owns less than 5%
- L••••••• R•••••• D••••••• · Chairman Of Advisercontrolsince 08/2015 · owns less than 5%
- M••••••• E••••••• D• · Coo Of Advisercontrolsince 08/2020 · owns less than 5%
- P••••• J•• J••••• C••••••••• · Cco Of Advisercontrolsince 08/2020 · owns less than 5%
- T•••••••• J••••• R•••••• · Managing Partner Of Advisercontrolsince 01/2006 · owns less than 5%
- E•••• S•••••• A••••• · Trusteecontrolsince 05/2021 · owns F of L•••••• 2••• F••••• T••••
- G•••••••• A•••• E••••• · Trusteecontrolsince 08/2024 · owns F of T•• A••••• T••••
- G•••••••• A•••• E••••• · Managercontrolsince 02/2008 · owns 25% to 50% of M••• L••
- L••••••• R•••••• D••••••• · Managing Membercontrolsince 02/2008 · owns 50% to 75% of R••• L••
- L••••••• T•••••• E••• · Trusteecontrolsince 01/2002 · owns F of L•••••• 2••• F••••• T••••
Entity owners
- B••••••• G• I••• · Class C Member Of Adviserdirect · owns 10% to 25%
- M••• L•• · Class A Member Of Adviserdirect · owns 50% to 75%
- R••• L•• · Class C Member Of Adviserdirect · owns 10% to 25%
- B••••••• S••••••••• L•• · Stockholderindirect · owns 75% or more of B••••••• G• I•••
- L•••••• 2••• F••••• T•••• · Memberindirect · owns 25% to 50% of R••• L••
- T•• A••••• T•••• · Memberindirect · owns 75% or more of M••• L••
Related persons
Schedule D 7.A
- L•••••• G••••••• G• I• L••bankpooled vehicle sponsorn
- L•••••• G••••••• G• I• O••••••• A•• L•• ••• I• O•••••bankpooled vehicle sponsorn
- L•••••• G••••••• G• V• L••bankpooled vehicle sponsorn
- L•••••• G••••••• G• V• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 35 to 33Jul 29, 2025 to Mar 31, 2026
- Employees · 53 to 55Jul 29, 2025 to Mar 31, 2026
- Private funds · 35 to 33Jul 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $11B to $12BJul 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $11B to $12BJul 29, 2025 to Mar 31, 2026
- RAUM · $11B to $12BJul 29, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jul 29, 2025
- Accounts · 29 to 35Aug 30, 2024 to Mar 31, 2025
- Advisory employees · 34 to 28Aug 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 13 to 17Aug 30, 2024 to Mar 31, 2025
- Employees · 55 to 53Aug 30, 2024 to Mar 31, 2025
- Private funds · 29 to 35Aug 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $9.4B to $11BAug 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $9.4B to $11BAug 30, 2024 to Mar 31, 2025
- RAUM · $9.4B to $11BAug 30, 2024 to Mar 31, 2025
- Accounts · 31 to 29Apr 29, 2024 to Aug 30, 2024
- Advisory employees · 41 to 34Apr 29, 2024 to Aug 30, 2024
- Pooled vehicle clients · 14 to 13Apr 29, 2024 to Aug 30, 2024
- Employees · 86 to 55Apr 29, 2024 to Aug 30, 2024
- Private funds · 31 to 29Apr 29, 2024 to Aug 30, 2024
- Discretionary RAUM · $9.5B to $9.4BApr 29, 2024 to Aug 30, 2024
- Pooled vehicle RAUM · $9.5B to $9.4BApr 29, 2024 to Aug 30, 2024
- RAUM · $9.5B to $9.4BApr 29, 2024 to Aug 30, 2024
- Accounts · 28 to 31Nov 6, 2023 to Mar 29, 2024
- Advisory employees · 29 to 41Nov 6, 2023 to Mar 29, 2024
- Pooled vehicle clients · 11 to 14Nov 6, 2023 to Mar 29, 2024
- Employees · 88 to 86Nov 6, 2023 to Mar 29, 2024
- Private funds · 28 to 31Nov 6, 2023 to Mar 29, 2024
- Discretionary RAUM · $6.4B to $9.5BNov 6, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $6.4B to $9.5BNov 6, 2023 to Mar 29, 2024
- RAUM · $6.4B to $9.5BNov 6, 2023 to Mar 29, 2024
- Accounts · 46 to 28Nov 4, 2022 to Mar 31, 2023
- Advisory employees · 27 to 29Nov 4, 2022 to Mar 31, 2023
- Pooled vehicle clients · 14 to 11Nov 4, 2022 to Mar 31, 2023
- Employees · 80 to 88Nov 4, 2022 to Mar 31, 2023
- Financial planning clients · unset to 0Nov 4, 2022 to Mar 31, 2023
- Private funds · 46 to 28Nov 4, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.6B to $6.4BNov 4, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $7.6B to $6.4BNov 4, 2022 to Mar 31, 2023
- RAUM · $7.6B to $6.4BNov 4, 2022 to Mar 31, 2023
Signals
27 dated events
- Peyser Miriam Goldberg (Trustee) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2024-04-29, absent 2024-08-30)Aug 30, 2024 · Control person left · inference
- Martin J•••• Stone (Trustee) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2024-04-29, absent 2024-08-30)Aug 30, 2024 · Control person left · inference
- G••••••• L•••••• • C•• L•• reported RAUM $9.5B, up 49% from $6.4B (2023-11-06 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- J Jacob Lew (Managing Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2023-04-27, absent 2023-11-06)Nov 6, 2023 · Control person left · inference
- Howell Richard Witmer (Trustee) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2022-03-31, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- Todd Eric Fry (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2022-03-31, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- Kant Krishna Agrawal (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2022-03-31, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- A. John Holland (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2022-03-31, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- Mary Cathleen Ellsworth (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2022-03-31, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- Christopher Vincent Ley (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2022-03-31, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- Nazir Ali Nensi (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2022-03-31, absent 2022-11-04)Nov 4, 2022 · Control person left · inference
- Arnote Steven Elms (Trustee) appeared on Schedule A of G••••••• L•••••• • C•• L••Nov 4, 2022 · Control person joined · fact
- Christopher Vincent Ley (Partner Of Adviser) appeared on Schedule A of G••••••• L•••••• • C•• L••Jan 10, 2022 · Control person joined · fact
- Nazir Ali Nensi (Partner Of Adviser) appeared on Schedule A of G••••••• L•••••• • C•• L••Jan 10, 2022 · Control person joined · fact
- Frank John Aiello (Partner) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2021-05-04, absent 2021-08-25)Aug 25, 2021 · Control person left · inference
- Mary Cathleen Ellsworth (Partner Of Adviser) appeared on Schedule A of G••••••• L•••••• • C•• L••May 4, 2021 · Control person joined · fact
- Matthew Christopher Laitala (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2021-01-13, absent 2021-02-25)Feb 25, 2021 · Control person left · inference
- A. John Holland (Partner Of Adviser) appeared on Schedule A of G••••••• L•••••• • C•• L••Jan 13, 2021 · Control person joined · fact
- Kant Krishna Agrawal (Partner Of Adviser) appeared on Schedule A of G••••••• L•••••• • C•• L••Sep 29, 2020 · Control person joined · fact
- D Ephraim Mernick (Coo Of Adviser) appeared on Schedule A of G••••••• L•••••• • C•• L••Sep 29, 2020 · Control person joined · fact
- P••••• J•••• (Cco) appeared on Schedule A of G••••••• L•••••• • C•• L••Aug 13, 2020 · Control person joined · fact
- P•••••• B•••• K••••• (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2020-03-30, absent 2020-06-11)Jun 11, 2020 · Control person left · inference
- G••••••• L•••••• • C•• L•• reported RAUM $7.5B, up 45% from $5.2B (2019-05-15 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Wilson Ward Woods (Stockholder) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2019-05-15, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- B••• J•••••• B••••• (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2019-05-15, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- P••• S•••••• Defalco (Partner Of Adviser) no longer on Schedule A of G••••••• L•••••• • C•• L•• (listed 2019-05-15, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- G••••••• L•••••• • C•• L•• reported RAUM $5.2B, down 40% from $8.7B (2019-01-11 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- G••••••• L•••••• • C•• L•• · Independent Sponsorsshared crd · capital_provider
- G••••••• L•••••• • C•• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-651-1100reportedpublic record, Form ADV, Aug 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026