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Former SEC-registered adviser

G•••••••• F••• M••••••••• I•••

Former SEC-registered adviserRadnor, PennsylvaniaCRD 141141SEC 801-67496IAPD
Latest filing Mar 30, 2016
First filing on the tape Dec 1, 2011 · 13 filings
RAUM
$177M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$177M as of Mar 30, 2016
Mar 30, 2012$1.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2016
Mar 30, 20120 then
Employees (5.A)2 as of Mar 30, 2016
Apr 1, 201321 then
Private funds1 as of Mar 30, 2015
Mar 30, 20121 then
RAUM -52% over the last fiscal year-30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$59.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-52%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, otherreportedItem 5.G
Custody
$3.2M, 2 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$3.2M for 2 clientsreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G•••••••• R••••••••• I••••••••• P••••••• I• L•••Real Estate Fund$374,2746Mar 30, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • A•••••• B••••• M••••••• · Chief Executive Officer/Chief Operating Officercontrol
        since 02/2013 · owns less than 5%
      • B•••• K••••••• L•••• · Chief Compliance Officercontrol
        since 02/2015 · owns less than 5%
      • D••••• R•••••• R•••••• · Directorcontrol
        since 03/2014 · owns less than 5%
      • R•••••• J••••• G••••• · Chairmancontrol
        since 06/2013 · owns less than 5%
      • K••••••• W••••••• B•••• · Trusteecontrol
        since 01/2012 · owns F of G•••••••• G•••• L••••••
      • K•••• L•••••• M••• S••••• · Trusteecontrol
        since 07/2005 · owns F of G•••••••• G•••• L••••••
      • M••••••••• M••••••• G••••• A•••••••• · Trusteecontrol
        since 10/2008 · owns F of G•••••••• G•••• L••••••
      • N•••••• J•••••• H•••• · Trusteecontrol
        since 05/1994 · owns F of G•••••••• G•••• L••••••
      Entity owners
      • G•••••••• F••• M••••••••• U•• I••• · Sole Shareholder
        direct · owns 75% or more
      • G•••••••• E••••• H••••••• · Sole Shareholder
        indirect · owns 75% or more of G•••••••• F••• M••••••••• L••••••
      • G•••••••• F••• M••••••••• •••• I•• · Owner
        indirect · owns 75% or more of G•••••••• F••• M••••••••• Inc
      • G•••••••• F••• M••••••••• L•••••• · Sole Shareholder
        indirect · owns 75% or more of G•••••••• I••••••••• F••• M••••••••• L••••••
      • G•••••••• G•••• L•••••• · Sole Shareholder
        indirect · owns 75% or more of G•••••••• E••••• H•••••••
      • G•••••••• I••••••••• F••• M••••••••• L•••••• · Sole Shareholder
        indirect · owns 75% or more of G•••••••• F••• M••••••••• •••• I••
      • T•• F••••• D••• O• W••••••••• S••••••••• · Trust
        indirect · owns 25% to 50% of G•••••••• G•••• L••••••
      • T•• S•••• D••• O• W••••••••• 1••• S••••••••• · Trust
        indirect · owns 25% to 50% of G•••••••• G•••• L••••••
      Related persons
      Schedule D 7.A
      • G•• ••• S•
        investment advisern
      • G•••••••• I••••••••• M••••••••• L••••••
        investment adviserbankn
      • G•••••••• M••••••••• J••••• L••••••
        investment advisern
      • G•••••••• U• P••••••••• L••••••
        pooled vehicle sponsorn
      • G•••••••• V••• F••• M••••••••• L••••••
        investment advisern
      • R••••• I••••••••• L••••••
        real estaten
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 5 to 3
        Jan 25, 2016 to Mar 30, 2016
      • Advisory employees · 9 to 2
        Jan 25, 2016 to Mar 30, 2016
      • Advisory activities · 4 to 2
        Jan 25, 2016 to Mar 30, 2016
      • BD registered reps · 5 to 0
        Jan 25, 2016 to Mar 30, 2016
      • Assets in custody · $56.0M to $3.2M
        Jan 25, 2016 to Mar 30, 2016
      • Employees · 11 to 2
        Jan 25, 2016 to Mar 30, 2016
      • Private funds · 1 to unset
        Jan 25, 2016 to Mar 30, 2016
      • Discretionary RAUM · $374,000 to $0
        Jan 25, 2016 to Mar 30, 2016
      • Non-discretionary RAUM · $366M to $177M
        Jan 25, 2016 to Mar 30, 2016
      • RAUM · $367M to $177M
        Jan 25, 2016 to Mar 30, 2016
      • HQ city · PHILADELPHIA to RADNOR
        Jul 2, 2015 to Jan 25, 2016
      • Related broker-dealer · true to false
        Jul 2, 2015 to Jan 25, 2016
      • Accounts · 7 to 5
        Jun 27, 2014 to Mar 30, 2015
      • Advisory employees · 14 to 9
        Jun 27, 2014 to Mar 30, 2015
      • BD registered reps · 0 to 5
        Jun 27, 2014 to Mar 30, 2015
      • Assets in custody · $45.2M to $56.0M
        Jun 27, 2014 to Mar 30, 2015
      • Employees · 17 to 11
        Jun 27, 2014 to Mar 30, 2015
      • Discretionary RAUM · $22.6M to $374,000
        Jun 27, 2014 to Mar 30, 2015
      • Non-discretionary RAUM · $487M to $366M
        Jun 27, 2014 to Mar 30, 2015
      • RAUM · $509M to $367M
        Jun 27, 2014 to Mar 30, 2015
      • Related broker-dealer · false to true
        Jun 27, 2014 to Mar 30, 2015
      • Accounts · 8 to 7
        Jun 18, 2013 to Mar 31, 2014
      • Advisory employees · 18 to 14
        Jun 18, 2013 to Mar 31, 2014
      • Assets in custody · $40.3M to $45.2M
        Jun 18, 2013 to Mar 31, 2014
      • Employees · 21 to 17
        Jun 18, 2013 to Mar 31, 2014
      • Discretionary RAUM · $56.5M to $22.6M
        Jun 18, 2013 to Mar 31, 2014
      • Non-discretionary RAUM · $459M to $487M
        Jun 18, 2013 to Mar 31, 2014
      • RAUM · $515M to $509M
        Jun 18, 2013 to Mar 31, 2014
      • Accounts · 12 to 8
        Mar 30, 2012 to Apr 1, 2013
      • Advisory employees · unset to 18.0
        Mar 30, 2012 to Apr 1, 2013
      • Assets in custody · $47.3M to $40.3M
        Mar 30, 2012 to Apr 1, 2013
      • Employees · unset to 21.0
        Mar 30, 2012 to Apr 1, 2013
      • Discretionary RAUM · $822M to $56.5M
        Mar 30, 2012 to Apr 1, 2013
      • Non-discretionary RAUM · $492M to $459M
        Mar 30, 2012 to Apr 1, 2013
      • RAUM · $1.3B to $515M
        Mar 30, 2012 to Apr 1, 2013
      • Related bank · false to true
        Mar 30, 2012 to Apr 1, 2013
      • Accounts · 11 to 12
        Dec 1, 2011 to Mar 30, 2012
      • Business name · G•••••••• I••••••••• M••••••••• U• I••• to G•••••••• F••• M••••••••• I•••
        Dec 1, 2011 to Mar 30, 2012
      • Assets in custody · $26.4M to $47.3M
        Dec 1, 2011 to Mar 30, 2012
      • Private funds · unset to 1
        Dec 1, 2011 to Mar 30, 2012
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      G•••••••• F••• M••••••••• I••• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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