DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•••• C••••••• M••••••••• L•

Former SEC-registered adviserNew York, New YorkCRD 141146SEC 801-73831IAPD
Latest filing Mar 30, 2015
First filing on the tape Feb 14, 2012 · 11 filings
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
8 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
3
$3.9B gross assets
History
11 filings and snapshots on the tape
RAUM$2.7B as of Mar 30, 2015
Mar 22, 2013$3.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2015
Mar 22, 20130 then
Employees (5.A)15 as of Mar 30, 2015
Mar 22, 201315 then
Private funds3 as of Mar 30, 2015
Mar 22, 20133 then
RAUM -33% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2015; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$916MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-33%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
3reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      3 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      T•••• C••••••• P••••••• M••••• F•••• L• P•Hedge Fund$2.7B176Feb 14, 2012
      T•••• C••••••• P•••••••• L•••Hedge Fund$678M100Feb 14, 2012
      T•••• C••••••• P••••••• O•••••••• L•••Hedge Fund$486M65Feb 14, 2012
      Owners and control persons
      Schedule A and B, latest filing
      • C••••• J•••• M•••••• · Chief Operating Officercontrol
        since 04/2012 · owns less than 5%
      • D•••••• S•••••••• A•••• · Chief Compliance Officer & General Counselcontrol
        since 08/2012 · owns less than 5%
      • M••••••••• P••••••• F•••••• · Limited Partner Of T•••• C••••••• Management, LP & Managing Member Of T•••• C••••••• Partners LLCcontrol
        since 06/2000 · owns 75% or more
      • R••••• A•••••• D• · Director Of Researchcontrol
        since 01/2009 · owns less than 5%
      • T•••••• S•••• · Chief Financial Officercontrol
        since 04/2006 · owns less than 5%
      • M••••••••• P••••••• F•••••• · Indirect Ownercontrol
        since 06/2013 · owns 75% or more of T•••• C••••••• M••••••••• G•• L••
      Entity owners
      • T•••• C••••••• M••••••••• G•• L•• · General Partner Of T•••• C••••••• Management, LP
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • T•••• C••••••• P•••••••• L••
        investment adviserbankpooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 7 to 8
        Jun 6, 2014 to Mar 30, 2015
      • Employees · 14 to 15
        Jun 6, 2014 to Mar 30, 2015
      • Discretionary RAUM · $4.1B to $2.7B
        Jun 6, 2014 to Mar 30, 2015
      • RAUM · $4.1B to $2.7B
        Jun 6, 2014 to Mar 30, 2015
      • Business name · T•••• C••••••• M••••••••• L•• to T•••• C••••••• M••••••••• L•
        Mar 26, 2014 to Jun 6, 2014
      • Advisory employees · 8 to 7
        Aug 5, 2013 to Mar 26, 2014
      • Employees · 15 to 14
        Aug 5, 2013 to Mar 26, 2014
      • Discretionary RAUM · $5.0B to $4.1B
        Aug 5, 2013 to Mar 26, 2014
      • RAUM · $5.0B to $4.1B
        Aug 5, 2013 to Mar 26, 2014
      • Succession · true to false
        Aug 5, 2013 to Mar 26, 2014
      • Legal name · T•••• C••••••• M••••••••• L•• to T•••• C••••••• M••••••••• L•
        Jul 8, 2013 to Aug 5, 2013
      • Succession · false to true
        Jul 8, 2013 to Aug 5, 2013
      • Organization form · Limited Liability Company to Limited Partnership
        Mar 22, 2013 to Jul 8, 2013
      • Discretionary RAUM · $3.7B to $5.0B
        Mar 22, 2013 to Jul 8, 2013
      • RAUM · $3.7B to $5.0B
        Mar 22, 2013 to Jul 8, 2013
      • Advisory employees · unset to 8.0
        Aug 30, 2012 to Mar 22, 2013
      • BD registered reps · unset to 0.0
        Aug 30, 2012 to Mar 22, 2013
      • Assets in custody · unset to 0.0
        Aug 30, 2012 to Mar 22, 2013
      • Custody of client assets · false to true
        Aug 30, 2012 to Mar 22, 2013
      • Employees · unset to 15.0
        Aug 30, 2012 to Mar 22, 2013
      • State-registered IARs · unset to 0.0
        Aug 30, 2012 to Mar 22, 2013
      • Discretionary RAUM · $3.5B to $3.7B
        Aug 30, 2012 to Mar 22, 2013
      • RAUM · $3.5B to $3.7B
        Aug 30, 2012 to Mar 22, 2013
      • Related adviser · false to true
        Aug 30, 2012 to Mar 22, 2013
      • Discretionary RAUM · $2.7B to $3.5B
        Mar 16, 2012 to Aug 29, 2012
      • RAUM · $2.7B to $3.5B
        Mar 16, 2012 to Aug 29, 2012
      • Discretionary RAUM · $2.7B to $2.7B
        Feb 24, 2012 to Mar 16, 2012
      • RAUM · $2.7B to $2.7B
        Feb 24, 2012 to Mar 16, 2012
      • Discretionary RAUM · $1.4B to $2.7B
        Feb 14, 2012 to Feb 24, 2012
      • RAUM · $1.4B to $2.7B
        Feb 14, 2012 to Feb 24, 2012
      Signals
      1 dated events
      • T•••• C••••••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
        Aug 5, 2013 · Succession (Item 4) · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026