DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• M••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Feb 2, 2012 · 38 filings
SEC status approved since Feb 10, 2012
RAUM
$15B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
14 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$15B as of Mar 31, 2026
Feb 1, 2013$4.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Feb 1, 20130 then
Employees (5.A)48 as of Mar 31, 2026
Feb 1, 201318 then
Private funds6 as of Mar 31, 2026
Feb 1, 20134 then
RAUM +18% over the last fiscal year-9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $15B, 6 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$15B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $15B for 6 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••• G••• F•••• L••• | Hedge Fund | $9.3B | 110 | Feb 2, 2012 |
| P•••• M•••• F•••• L••• | Hedge Fund | $6.4B | 63 | Feb 2, 2012 |
| P•••• T•••••• F•••• L••• | Hedge Fund | $986M | 17 | Feb 2, 2012 |
| P•••• A••••• F•••• L••• | Hedge Fund | $885M | 28 | Feb 1, 2013 |
| P•••• O••••••••• F••• S•• | Hedge Fund | $201M | 11 | Jul 10, 2024 |
| P•••• A••••••••• F•••• L••• | Hedge Fund | $62,000 | 2 | Dec 1, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F•••••••• M•••••• P•••••• · Senior Partner, Global Head Of Portfolio Managementcontrolsince 05/2022 · owns less than 5%
- F••••••••• G••••••••• H•••• A•••• · Chairman Of The Board Of Directorscontrolsince 04/2019 · owns less than 5%
- G••••••••• J••• · General Counselcontrolsince 02/2022 · owns less than 5%
- G••••• N••••• · Partner & Global Head Of Execution T••••••controlsince 05/2022 · owns less than 5%
- H•••••• J••••••• B•••• · Senior Partner, Global Chief Operating Officer & Chief Financial Officer, Directorcontrolsince 02/2001 · owns less than 5%
- S••••••••• M•••••• · Partner & Chief Compliance Officer, Directorcontrolsince 10/2010 · owns less than 5%
- V•••••••• R••• · Partner & Head Of Portfolio Management Analyticscontrolsince 05/2019 · owns less than 5%
- W•••• D•••••• M•••••• · Partner & Chief Technology Officercontrolsince 03/2016 · owns less than 5%
- F••••••••• G••••••••• H•••• A•••• · Sole Membercontrolsince 04/2019 · owns 75% or more of P•••• G• L••
- F••••••••• G••••••••• H•••• A•••• · Class A L•••••• Partnercontrolsince 04/2019 · owns 75% or more of P•••• M••••••••• L•••
Entity owners
- P•••• M••••••••• L••• · Parent Companydirect · owns 75% or more
- P•••• G• L•• · General Partnerindirect · owns F of P•••• M••••••••• L•••
Related persons
Schedule D 7.A
- P•••• M••••••••• ••• L••••••investment adviserbankn
- P•••• M••••••••• ••• L••investment adviserbankn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $12B to $15BMar 28, 2025 to Mar 31, 2026
- Employees · 47 to 48Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $12B to $15BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $12B to $15BMar 28, 2025 to Mar 31, 2026
- RAUM · $12B to $15BMar 28, 2025 to Mar 31, 2026
- Advisory employees · 16 to 14Sep 26, 2024 to Mar 28, 2025
- Assets in custody · $18B to $12BSep 26, 2024 to Mar 28, 2025
- Employees · 45 to 47Sep 26, 2024 to Mar 28, 2025
- Financial planning clients · 0 to Sep 26, 2024 to Mar 28, 2025
- Discretionary RAUM · $18B to $12BSep 26, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $18B to $12BSep 26, 2024 to Mar 28, 2025
- RAUM · $18B to $12BSep 26, 2024 to Mar 28, 2025
- Assets in custody · $15B to $18BJul 31, 2024 to Sep 26, 2024
- Discretionary RAUM · $15B to $18BJul 31, 2024 to Sep 26, 2024
- Pooled vehicle RAUM · $15B to $18BJul 31, 2024 to Sep 26, 2024
- RAUM · $15B to $18BJul 31, 2024 to Sep 26, 2024
- Assets in custody · $18B to $15BJul 10, 2024 to Jul 31, 2024
- Accounts · 5 to 6Mar 28, 2024 to Jul 10, 2024
- Pooled vehicle clients · 5 to 6Mar 28, 2024 to Jul 10, 2024
- Private funds · 5 to 6Mar 28, 2024 to Jul 10, 2024
- Advisory employees · 14 to 16Sep 22, 2023 to Mar 28, 2024
- Employees · 43 to 45Sep 22, 2023 to Mar 28, 2024
- Discretionary RAUM · $18B to $15BSep 22, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $18B to $15BSep 22, 2023 to Mar 28, 2024
- RAUM · $18B to $15BSep 22, 2023 to Mar 28, 2024
- Assets in custody · $20B to $18BMar 31, 2023 to Jun 15, 2023
- Discretionary RAUM · $20B to $18BMar 31, 2023 to Jun 15, 2023
- Pooled vehicle RAUM · $20B to $18BMar 31, 2023 to Jun 15, 2023
- RAUM · $20B to $18BMar 31, 2023 to Jun 15, 2023
- Assets in custody · $16B to $20BDec 12, 2022 to Mar 31, 2023
- Employees · 40 to 43Dec 12, 2022 to Mar 31, 2023
- Discretionary RAUM · $16B to $20BDec 12, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $16B to $20BDec 12, 2022 to Mar 31, 2023
- RAUM · $16B to $20BDec 12, 2022 to Mar 31, 2023
- Assets in custody · $18B to $16BMar 31, 2022 to Dec 12, 2022
- Discretionary RAUM · $18B to $16BMar 31, 2022 to Dec 12, 2022
- Pooled vehicle RAUM · $18B to $16BMar 31, 2022 to Dec 12, 2022
- RAUM · $18B to $16BMar 31, 2022 to Dec 12, 2022
- Advisory employees · 13 to 14Dec 1, 2021 to Mar 31, 2022
- Assets in custody · $26B to $18BDec 1, 2021 to Mar 31, 2022
Signals
14 dated events
- P•••• M••••••••• I••• reported RAUM $12.4B, down 30% from $17.8B (2024-09-26 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Martin Michael Skarbinski (Senior Partner & Portfolio Manager, Director) no longer on Schedule A of P•••• M••••••••• I••• (listed 2023-06-15, absent 2023-09-22)Sep 22, 2023 · Control person left · inference
- L••••••••• I••• M••••• (Partner & Chief Operations Officer) no longer on Schedule A of P•••• M••••••••• I••• (listed 2022-12-12, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Matthew Daniel Wnek (Chief Information Officer) appeared on Schedule A of P•••• M••••••••• I•••Dec 12, 2022 · Control person joined · fact
- Pacheco Marcio Ferreira (Senior Partner, Portfolio Management Coach) appeared on Schedule A of P•••• M••••••••• I•••Dec 12, 2022 · Control person joined · fact
- Neeraj Gupta (Partner & Global Head Of Execution) appeared on Schedule A of P•••• M••••••••• I•••Dec 12, 2022 · Control person joined · fact
- Jack Governale (General Counsel) appeared on Schedule A of P•••• M••••••••• I•••Dec 12, 2022 · Control person joined · fact
- P•••• M••••••••• I••• reported RAUM $17.9B, down 30% from $25.7B (2021-12-01 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- R••• V••••••• (Partner & Chief Data And Analytics Officer) appeared on Schedule A of P•••• M••••••••• I•••Mar 25, 2021 · Control person joined · fact
- P•••• M••••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 24, 2019 · Succession (Item 4) · fact
- P•••• M••••••••• I••• reported RAUM $21.8B, up 55% from $14.1B (2019-04-04 to 2019-04-24)Apr 24, 2019 · RAUM change · derived
- P•••• M••••••••• I••• reported RAUM $14.1B, up 28% from $11.0B (2018-12-04 to 2019-03-06)Mar 6, 2019 · RAUM change · derived
- P•••• M••••••••• I••• reported RAUM $11.0B, down 54% from $24.1B (2018-03-27 to 2018-12-04)Dec 4, 2018 · RAUM change · derived
- P•••• M••••••••• I••• reported RAUM $24.1B, up 80% from $13.4B (2017-03-27 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 212-641-8686reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026