DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Alpha Capital Management, LLC

Former SEC-registered adviserAtlanta, GeorgiaCRD 141284SEC 801-67035IAPD
Latest filing Mar 26, 2019
First filing on the tape Mar 15, 2012 · 11 filings
RAUM
$348M
reported, Item 5.F
Discretionary
14%
of RAUM
Private clients
14%
$48.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$348M as of Apr 4, 2018
Mar 15, 2012$124M then
HNW client RAUM: $48.0M
State-registered IARs (5.B.3)1 as of Apr 4, 2018
Mar 15, 20120 then
Employees (5.A)2 as of Apr 4, 2018
Mar 25, 20136 then
Private funds: no history
RAUM +596% over the last fiscal year+79% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 26, 2019; every figure names its basis
RAUM per advisor
$348MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.3MderivedHNW RAUM over HNW clients
Average account
$26.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
14%derivedof RAUM
Institutional
86%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+596%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$300M86%
  • High-net-worth individuals$48.0M14%
Individual clients
n/areported
HNW clients
9reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
13reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Huston Bradley Alford · Managing Director, Chief Investment Officer, Chief Compliance Officercontrol
    since 07/2006 · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list Alpha Capital Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 36 to 13
    Feb 8, 2017 to Apr 4, 2018
  • Advisory activities · 1 to 2
    Feb 8, 2017 to Apr 4, 2018
  • HNW clients · unset to 9.0
    Feb 8, 2017 to Apr 4, 2018
  • Financial planning clients · 0 to 1-10
    Feb 8, 2017 to Apr 4, 2018
  • Other offices · unset to 0.0
    Feb 8, 2017 to Apr 4, 2018
  • Discretionary RAUM · $50.0M to $48.0M
    Feb 8, 2017 to Apr 4, 2018
  • HNW RAUM · unset to 48000000.0
    Feb 8, 2017 to Apr 4, 2018
  • Non-discretionary RAUM · $0 to $300M
    Feb 8, 2017 to Apr 4, 2018
  • Pension RAUM · unset to 300000000.0
    Feb 8, 2017 to Apr 4, 2018
  • RAUM · $50.0M to $348M
    Feb 8, 2017 to Apr 4, 2018
  • Accounts · 43 to 36
    Mar 21, 2016 to Feb 8, 2017
  • Discretionary RAUM · $53.0M to $50.0M
    Mar 21, 2016 to Feb 8, 2017
  • RAUM · $53.0M to $50.0M
    Mar 21, 2016 to Feb 8, 2017
  • Accounts · 54 to 43
    Mar 2, 2015 to Mar 21, 2016
  • Employees · 4 to 2
    Mar 2, 2015 to Mar 21, 2016
  • Discretionary RAUM · $61.0M to $53.0M
    Mar 2, 2015 to Mar 21, 2016
  • RAUM · $61.0M to $53.0M
    Mar 2, 2015 to Mar 21, 2016
  • Accounts · 76 to 54
    Mar 7, 2014 to Mar 2, 2015
  • Employees · 6 to 4
    Mar 7, 2014 to Mar 2, 2015
  • Insurance-licensed employees · 2 to 0
    Mar 7, 2014 to Mar 2, 2015
  • State-registered IARs · 2 to 1
    Mar 7, 2014 to Mar 2, 2015
  • Discretionary RAUM · $84.9M to $61.0M
    Mar 7, 2014 to Mar 2, 2015
  • RAUM · $84.9M to $61.0M
    Mar 7, 2014 to Mar 2, 2015
  • Accounts · 77 to 76
    Mar 25, 2013 to Mar 7, 2014
  • Advisory activities · 2 to 1
    Mar 25, 2013 to Mar 7, 2014
  • Insurance-licensed employees · 0 to 2
    Mar 25, 2013 to Mar 7, 2014
  • Discretionary RAUM · $116M to $84.9M
    Mar 25, 2013 to Mar 7, 2014
  • RAUM · $116M to $84.9M
    Mar 25, 2013 to Mar 7, 2014
  • Accounts · 97 to 77
    Dec 6, 2012 to Mar 25, 2013
  • Employees · 4 to 6
    Dec 6, 2012 to Mar 25, 2013
  • State-registered IARs · 0 to 2
    Dec 6, 2012 to Mar 25, 2013
  • Discretionary RAUM · $124M to $116M
    Dec 6, 2012 to Mar 25, 2013
  • RAUM · $124M to $116M
    Dec 6, 2012 to Mar 25, 2013
  • Advisory employees · unset to 2.0
    May 11, 2012 to Dec 6, 2012
  • Employees · unset to 4.0
    May 11, 2012 to Dec 6, 2012
Signals
1 dated events
  • Alpha Capital Management, Llc reported RAUM $348.0M, up 596% from $50.0M (2017-02-08 to 2018-04-04)
    Apr 4, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026